Dealer Confirms definition

Dealer Confirms. Prepare and mail weekly dealer confirmations listing activity on client accounts as directed by the Fund. Distribution Disbursements Prepare and mail cash distribution checks. Process reinvested distributions. Commission Statements Provide bimonthly commission statements listing each purchase and the portion of the sales charge paid to the broker/dealer. Commission Checks Provide bimonthly commission checks to broker/dealers. Daily Transmission of Reports Transmit daily transaction activity reports, balancing reports, and sales information via telephone lines to a printer at Nuveen. Fund Summary Sheets Prepare daily reports that summarize by type of transaction all capital stock activity for each fund. Transmit/download wire/capital stock activity information to Chase. Sales Reporting Provide daily, weekly, monthly, quarterly, and annual reports of sales information.
Sample 1Sample 2Sample 3
Dealer Confirms. Prepare and mail weekly dealer confirmations listing activity on client accounts as directed by the Fund. Distribution Disbursements Prepare and mail cash distribution checks. Process reinvested distributions. Daily Transmission of Reports Transmit daily transaction activity reports, balancing reports, and sales information via telephone lines to a printer at Nuveen. Fund Summary Sheets Prepare daily reports that summarize by type of transaction all capital stock activity for each fund. Transmit/download wire/capital stock activity information to Chase. Sales Reporting Provide daily, weekly, monthly, quarterly, and annual reports of sales information.
Sample 1

Examples of Dealer Confirms in a sentence

  • Dealer Confirms Prepare and mail weekly dealer confirmations listing activity on client accounts as directed by the Fund.

Related to Dealer Confirms

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Dealer Agreement means any agreement between a Dealer and AmeriCredit or an Originating Affiliate relating to the acquisition of Receivables from a Dealer by AmeriCredit or an Originating Affiliate.

  • Dealer Information means material concerning the Dealer provided by the Dealer in writing expressly for inclusion in the Private Placement Memorandum.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Derivative Counterparty means any party to any Derivative Agreement other than the Issuer or the Indenture Trustee.

  • inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;

  • Dealer means a dealer who sold a Financed Vehicle and who originated and assigned the respective Receivable to AmeriCredit or an Originating Affiliate under a Dealer Agreement or pursuant to a Dealer Assignment.

  • Broker Dealer of Record means GWM Limited or any successor or replacement thereto or any other entity appointed as broker dealer of record in accordance with the terms of the Broker Dealer of Record Agreement.

  • Dealer Assignment means, with respect to a Receivable, the executed assignment executed by a Dealer conveying such Receivable to AmeriCredit or an Originating Affiliate.

  • Dealer-operator means the individual who works at the established place of business of a dealer

  • data holder means a legal person or data subject who, in accordance with applicable Union or national law, has the right to grant access to or to share certain personal or non-personal data under its control;

  • Cardholder Information means any non-public, sensitive information about a Cardholder, including any combination of Cardholder name plus the Cardholder’s social security number, driver’s license or other identification number or credit or debit card number, or other bank account number.

  • Purchaser Confidential Information means all confidential or proprietary documents and information concerning the Purchaser or any of its Representatives; provided, however, that Purchaser Confidential Information shall not include any information which, (i) at the time of disclosure by the Company, the Seller Representative or any of their respective Representatives, is generally available publicly and was not disclosed in breach of this Agreement or (ii) at the time of the disclosure by the Purchaser or its Representatives to the Company, the Seller Representative or any of their respective Representatives, was previously known by such receiving party without violation of Law or any confidentiality obligation by the Person receiving such Purchaser Confidential Information. For the avoidance of doubt, from and after the Closing, Purchaser Confidential Information will include the confidential or proprietary information of the Target Companies.

  • Dealer Recourse means, with respect to a Receivable, all recourse rights against the Dealer that originated the Receivable, and any successor Dealer, in respect of breaches of representations and warranties relating to the origination of the related Receivables and the perfection of the security interests in the related Financed Vehicles.

  • Exempt commercial purchaser means any person purchasing commercial insurance that, at the time of placement, meets the following requirements:

  • Vehicle dealer means a person engaged in the business of buying, selling, or exchanging a vehicle as defined in Subsection (138).

  • Holder Information shall have the meaning given in Section 4.1.2.

  • Notice-triggering Personal Information means the personal information identified in Civil Code section 1798.29 whose unauthorized access may trigger notification requirements under Civil Code section 1798.29. For purposes of this provision, identity shall include, but not be limited to, name, address, email address, identifying number, symbol, or other identifying particular assigned to the individual, such as a finger or voice print, a photograph or a biometric identifier. Notice-triggering Personal Information includes PI in electronic, paper or any other medium.

  • Seller Confidential Information has the meaning set forth in Section 6.4.3.

  • Xxxxxxx Mac Guide The Xxxxxxx Mac Single Family Seller/Servicer Guide and all amendments or additions thereto.

  • Student Personal Information means information collected through a school service that personally identifies an individual student or other information collected and maintained about an individual student that is linked to information that identifies an individual student, as identified by Washington Compact Provision 28A.604.010. For purposes of this DPA, Student Personal Information is referred to as Student Data.

  • Transaction Personal Information has the meaning ascribed thereto in Section 9.1;

  • Purchaser/ User means ultimate recipient of goods and services

  • Eligible Counterparty means an “Eligible Counterparty” for the purposes of the Law.

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Eligible Dealer means any corporation or other entity having as a principal business acting as a broker or dealer in securities.