Client Accounts. 17.1 It is agreed and understood that the types of the different Client Accounts offered by the Company and the characteristics of such Client Accounts are found on the Website and are subject to change at the Company’s discretion and according to paragraph 43 hereunder.
17.2 The Client Account shall be activated upon the Client depositing the minimum initial deposit, as determined and mended by the Company in its discretion from time to time. The minimum initial deposit may vary according to the type of Client Account offered to the Client.
17.3 The Company may temporarily block the Client Account without prior notice to the Client in any of the following cases:
(a) In the Event of Default of the Client according to paragraph 34.7 of this Agreement and for such time that the Company reasonably requires to examine if an Event of Default has occurred;
(b) The Company is informed from a reliable source that the Access Data of the Client may have been received by unauthorized third parties;
(c) The Company is informed from a reliable source of possible unlawful actions and/or doubtful operations.
(d) In a Force Majeure Event and for such duration that the relevant event continues to exist.
17.4 Without prejudice to any other right of the Company, the Client Account shall be unblocked in the following cases:
(a) When the Company determined that an Event of Default has not occurred where the Client Account was temporarily blocked under paragraph 19.3 (a) of this Agreement;
(b) When the safety of the Access Data is determined or the Company issues new Access Date to the Client, where the Client Account was temporarily blocked under paragraph 19.3 (b) of this Agreement;
(c) When the Company determined that the Client has not engaged into any unlawful actions and/or doubtful operations under paragraph 19.3 (c) of this Agreement;
(d) When the Force Majeure event does not exist anymore, where the Client Account was temporarily blocked under paragraph 19.4.
Client Accounts. 5.1. All of your dealings (including Transactions) will be within your Client Profile established with us, which may include several trading accounts within that Client Profile.
5.2. Unless you have specifically requested us to open separate Accounts, you will be taken to have only one Client Profile, with Transactions in respect of each Financial Product or fi- nancial service provided to you being recorded under that Client Profile.
5.3. A Client may be comprised of two or more persons. If the Client is comprised of more than one person then the Account will be deemed to be held by the persons as joint tenants. The joint holding will only be deemed not to be held as joint tenants if there is a court determination that it is not held as joint tenants.
5.4. Each person constituting the Client (as recorded on the Application Form) are jointly and severally liable for the obligations under this Agreement, and we may act on the instruc- tions of any one of those persons.
5.5. The calculations, reporting and administration may be performed by us separately for each Account, so that (without limitation):
a) Margin calculations may be managed, and enforcement action may be taken for each Account separately;
b) we may at any time aggregate one or more Accounts (for reporting or managing Margins or otherwise for the purposes of this Agreement), even if you cannot im- mediately access reports for aggregated Accounts;
c) we may set off any amount owing by you (including any negative balance in one or more Accounts) against any amount we owe you in any other Account, without notice.
5.6. We may choose, in our absolute discretion, which Financial Products, Transactions, cash, or account balance or other property to apply to offset a debt owed by you to us. For the avoidance of doubt, this right of set off (and other rights of set off under this Agreement) apply in respect of rights and obligations across more than one trading Account. You agree that we may apply the set off as among one or more trading Accounts, before an Event of Default on and following an Event of Default.
5.7. We may, with or without prior notice, and in addition to any other rights we have under this Agreement, do any one of or all of the following:
a) Close-Out or cancel all or part, as we reasonably consider appropriate, any Trans- action;
b) reduce your positions limits;
c) refuse your Orders;
d) suspend your Account (if we reasonably consider that appropriate);
e) terminate this Agreement (if...
Client Accounts. 17.1 It is agreed and understood that the types of the different Client Accounts offered by the Company and the characteristics of such Client Accounts are found on the Website and are subject to change at the Company’s discretion and according to paragraph 31 hereunder.
17.2 The Client Account shall be activated upon the Client depositing the minimum initial deposit, as determined and mended by the Company in its discretion from time to time. The minimum initial deposit may vary according to the type of Client Account offered to the Client.
Client Accounts. Client has opened or may open an account with a custodian for the execution of securities transactions and custodial services. If client elects to use a custodian other than the custodian suggested by IA, then IA may not be able to negotiate the best commission rates or obtain the best trade execution. The suggested custodian is identified in Exhibit III hereto.
Client Accounts. 2.16.1. Subject to agreement with us, and where you are a company, partnership or sole trader, we may provide you with a Client Account(s) for the purpose of holding money belonging to your clients but under your control.
2.16.2. A Client Account may (as requested by you in writing and agreed to by us) be either:
a) a designated Client Account – which is a Client Account used to hold client money of a single client in a single Client Account; or
b) a general Client Account – which is a Client Account used to hold client money of a number of clients in a single Client Account.
2.16.3. Interest (if any) will be payable in respect of Client Accounts in accordance with our Interest Rate Schedule or otherwise as agreed in writing between you and us.
2.16.4. You confirm and agree that:
a) you, and not us, are responsible for conducting all due diligence on your clients which may be necessary to comply with applicable laws and regulation;
b) you will only use a Client Account to hold money belonging to your clients;
c) in addition to your obligations under these Terms, you will operate each Client Account in accordance with the terms of your agreement with your client and any legal, regulatory or professional obligations which you owe to your client.
2.16.5. Our rights of set-off in term 4.6 shall not apply in respect of any credit balance on a Client Account.
Client Accounts. 2.15.1. Subject to agreement with us, we may provide you with Client Account(s) for the purpose of holding money belonging to your clients but under your control.
2.15.2. A Client Account may (as requested by you in writing and agreed to by us) be either:
a) a designated Client Account – which is a Client Account used to hold client money of a single client in a single Client Account; or
b) a general Client Account – which is a Client Account used to hold client money of a number of clients in a single Client Account.
2.15.3. Interest (if any) will be payable in respect of Client Accounts in accordance with our Interest Rates Schedule for Commercial Clients or otherwise as agreed in writing between you and us.
2.15.4. You confirm and agree that:
a) you, and not us, are responsible for conducting all due diligence on your clients which may be necessary to comply with applicable laws and regulation;
b) you will only use a Client Account to hold money belonging to your clients;
c) in addition to your obligations under these Terms, you will operate each Client Account in accordance with the terms of you agreement with your client and any legal, regulatory or professional obligations which you owe to your client.
2.15.5. Our rights of set-off in term 4.11 shall not apply in respect of any credit balance on a Client Account.
Client Accounts. 9.1 The T1CB shall maintain sufficient financial resources for the operation of each Client account as required pursuant to SRO Requirements.
9.2 The T1CB shall be responsible for ensuring that all Client cash accounts are operated in compliance with applicable law and SRO Requirements, including, without limitation, the ongoing calculation and provision of margin for such accounts in accordance with applicable law and SRO Requirements.
9.3 The T1CB shall open margin accounts for Clients wishing to maintain such accounts, and be responsible for ensuring that all Client margin accounts are operated in compliance with applicable law and SRO Requirements, including, without limitation, the ongoing calculation and provision of margin for such accounts in accordance with applicable law and SRO Requirements.
Client Accounts. 1. Under no circumstances is PROVIDER permitted to commingle funds belonging to clients with PROVIDER’s funds. Client funds shall be kept in separate accounts (“Client Accounts”) such that all monies can be accounted for at all times, and a monthly accounting shall be made available to each client or his or her legal representative.
2. Client Accounts established pursuant to this section shall be subject to audit at any time during normal business hours and without prior notice.
3. If COUNTY discovers a deficiency in any Client Account or if a formal complaint is filed pertaining to such an account, COUNTY or its representative may withhold from PROVIDER funds equivalent to the sum in dispute until settlement is reached.
Client Accounts. The Client will have full beneficial ownership of the Fund shares. Shares will, however, be registered in the name of the Advisor or its nominee, pursuant to instructions for registration received from the Advisor from time to time. The Advisor assumes full responsibility for the timely delivery to the Client of then-current prospectuses of the Funds and confirmations for the purchase and redemption of shares of the Funds, as well as all other documentation sent by the Funds to the registered owners, including, without limitation, semi-annual and annual reports to shareholders, proxy materials and tax notices. Upon request of a Client, the Advisor shall deliver to such Client the SAIs of any Funds. If a Client account is established without signature by the Client on the Application form then currently in use by DD, LLC for the Funds, the Advisor represents that the instructions received from the Advisor relating to registration (including, without limitation, the Client's tax identification number, any tax withholding information and any information required from time to time by the NASD and the selection of options and privileges) are in accordance with the Client's instructions and the Advisor shall indemnify the Funds, the Funds' Transfer Agent and DD, LLC for any loss, expense, costs, or claims (including legal fees) resulting from acting upon such instructions.
Client Accounts. The T4IB shall, at the time of the opening of a Client account, advise the Client of its relationship to the T4CB and of the relationship between the T4CB and the Client, in the form attached as Schedule "F".