Derivative Investigation definition

Derivative Investigation means after receipt by any Insured of a Claim that is either a derivative lawsuit or a Derivative Demand, any investigation conducted by the Company, or on behalf of the Company by its board of directors (or the equivalent management body) or any committee of the board of directors (or equivalent management body), as to how the Organization should respond.
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Derivative Investigation means an internal inquiry or investigation undertaken by the Insured specifically and solely to determine how the Company should respond to a Derivative Demand received by an Insured or a Derivative Claim received by an Insured Person.
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Derivative Investigation means an internal inquiry or investigation undertaken by the Company or on behalf of the Company by its board of directors or the supervisory body or any other similar body under other relevant legal regulations as to how the Company should respond to a Derivative Demand received by an Insured or a Derivative Suit received by a Director or Officer. Derivative Investigation shall not include any routine or regularly scheduled regulatory or internal supervision, inspection, compliance, review, examination, production or audit, including any routine or regularly scheduled obligation of any Company to provide information, conducted in a Company’s and/or Official Body’s normal review or compliance process.
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Examples of Derivative Investigation in a sentence

  • The Insurer shall pay on behalf of the Company Derivative Investigation Costs for which the Company becomes legally obligated to pay in response to a Derivative Demand first received, or a derivative lawsuit first made on behalf of the Company during the Policy Period or any applicable Extended Reporting Period.

  • The Insurer’s maximum aggregate liability for all Derivative Investigation Costs covered pursuant to this Section II.

  • The Insurer shall not be liable for any admission, assumption, offer, settlement, stipulation, Defense Costs, Derivative Investigation Costs, Inquiry Costs, SOX 304/Dodd-Frank 954 Costs, Reputation Costs or other amount to which it has not consented.

  • The Insurance Policy covers, as Loss, the Derivative Investigation Costs of an Insured Person.

  • COVERAGE D: COSTS OF INVESTIGATION FOR DERIVATIVE DEMAND This D&O Coverage Section shall pay the Costs of Investigation of the Company arising from a Company Shareholder Derivative Investigation in response to a Derivative Demand up to the amount set forth in Item 5 of the Declarations as amended by Item 3(b) of each Program Participants Endorsement.

  • Under the Better Regulation package of reforms, introduction of more extensive civil penalty provisions may result in a greater reliance on fines for legislative breaches; and• Facilitate greater voluntary stewardship initiatives by industry to support government compliance functions.

  • In no event shall Professional Fees include (a) fees, costs and expenses which are not otherwise covered under this policy; or (b) costs attributable to an Insured Person Investigation, Pre-Claim Inquiry or Derivative Investigation Hearing Costs.

  • The Insurer will pay the Derivative Investigation Hearing Costs of an Insured Person.

  • COVERAGE EXTENSIONDERIVATIVE INVESTIGATION EXPENSESThe Company will pay on behalf of an Insured Entity, Derivative Investigation Expenses incurre- dresulting from a Derivative Demand first received by or on behalf of the Private FundInsured Entity or its board of directors (or equivalent management body) during the Policy Period, or if applicable, the Discovery Period, if applicable, for a Wrongful Act by an Insured Person as defined in Section II.

  • The Company will pay on behalf of the Insured Organization, Derivative Investigation Expenses on account of a Security Holder Derivative Demand first made during the Policy Period, or any applicable Extended Reporting Period, for a Wrongful Act occurring before or during the Policy Period.


More Definitions of Derivative Investigation

Derivative Investigation means any investigation conducted by the Organization, or on behalf of the Organization by its board of directors (or the equivalent management body) or any committee of the board of directors (or equivalent management body), after receipt by an Insured of a Claim that is a lawsuit brought derivatively on behalf of an Organization by a securityholder of such Organization against an Executive or a Securityholder Derivative Demand to determine how the Organization should respond.
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Related to Derivative Investigation

  • Site investigation means the collection and evaluation of data adequate to determine whether or not discharged contaminants exist at a site or have migrated or are migrating from the site at levels in excess of the applicable remediation standards. A site investigation shall be developed based upon the information collected pursuant to the preliminary assessment;

  • Background investigation means the investigation conducted by a licensee or applicant to support the determination of trustworthiness and reliability.

  • Complaint Investigation means an investigation of any complaint that has been made to a proper authority that is not covered by an abuse investigation.

  • clinical investigation means any systematic investigation in one or more human subjects, undertaken to assess the safety or performance of a device;

  • Investigative information means information, records, and documents received or generated by a physical therapy licensing board pursuant to an investigation.

  • Derivative Action means any Action brought by or in the right of the Corporation and/or an Affiliate.

  • Derivative Interest means any derivative securities (as defined under Rule 16a-1 under the Exchange Act) that increase in value as the value of the underlying equity increases, including, but not limited to, a long convertible security, a long call option and a short put option position, in each case, regardless of whether (i) such interest conveys any voting rights in such security, (ii) such interest is required to be, or is capable of being, settled through delivery of such security or (iii) transactions hedging the economic effect of such interest.

  • investigating authority means an authority that in terms of national legislation may investigate unlawful activities;

  • Investigational Product means the Study Drug identified above and the control material, as further detailed in the Protocol;

  • Current significant investigative information means investigative information that a licensing board, after an inquiry or investigation that includes notification and an opportunity for the audiologist or speech-language pathologist to respond, if required by state law, has reason to believe is not groundless and, if proved true, would indicate more than a minor infraction.

  • Remedial investigation means a process to determine the nature and extent of a discharge of a contaminant at a site or a discharge of a contaminant that has migrated or is migrating from the site and the problems presented by a discharge, and may include data collected, site characterization, sampling, monitoring, and the gathering of any other sufficient and relevant information necessary to determine the necessity for remedial action and to support the evaluation of remedial actions if necessary;

  • Investigation means the Bureau’s decision to hold and not process the Company’s license renewal applications identified in Appendix A due to the Company’s inability to certify compliance with its public file obligations.

  • Investigating Officer means the person appointed by the Monitoring Officer to undertake a formal investigation of a complaint alleging a breach of the Code of Conduct by a Subject Member. The Investigating Officer may be another senior officer of the District Council, an officer of another authority or an external investigator.

  • Derivative proceeding means a civil suit in the right of a domestic corporation or, to the extent

  • EXPERIMENTAL OR INVESTIGATIONAL means any healthcare service that has progressed to limited human application, but has not been recognized as proven and effective in clinical medicine. See Experimental or Investigational Services in Section 3 for a more detailed description of the type of healthcare services we consider experimental or investigational.

  • Acquisition Inquiry means an inquiry, indication of interest or request for information (other than an inquiry, indication of interest or request for information made or submitted by Parent) that could reasonably be expected to lead to an Acquisition Proposal.

  • Experimental or Investigative means treatments, devices or prescription medications which are recommended by a Physician, but are not considered by the medical community as a whole to be safe and effective for the condition for which the treatments, devices or prescription medications are being used. This includes any treatments, procedures, facilities, equipment, drugs, drug usage, devices, or supplies not recognized as accepted medical practice, and any of those items requiring federal or other governmental agency approval not received at the time services are rendered.

  • Derivative Product means a written contract or agreement between the Authority and a Reciprocal Payor, which provides that the Authority’s obligations thereunder will be conditioned on the absence of (a) a failure by the Reciprocal Payor to make any payment required thereunder when due and payable, or (b) a default thereunder with respect to the financial status of the Reciprocal Payor; and:

  • Investigations The Xxxxxxx, when requested by one or a number of employees whom he/she represents, may investigate the basis for any dispute arising under this Agreement and may, at any stage, assist the employee(s) in seeking resolution of such dispute through the grievance procedure provided herein. A representative of the Union may substitute in place of the Xxxxxxx.

  • Criminal investigatory record means a record which is not

  • Derivative Instrument with respect to a Person, means any contract, instrument or other right to receive payment or delivery of cash or other assets to which such Person or any Affiliate of such Person that is acting in concert with such Person in connection with such Person’s investment in the Notes (other than a Screened Affiliate) is a party (whether or not requiring further performance by such Person), the value and/or cash flows of which (or any material portion thereof) are materially affected by the value and/or performance of the Notes and/or the creditworthiness of the Issuer and/or any one or more of the Guarantors (the “Performance References”).

  • Derivative Instruments means any and all derivative securities (as defined under Rule 16a-1 under the Exchange Act) that increase in value as the value of any Equity Securities of the Company increases, including a long convertible security, a long call option and a short put option position, in each case, regardless of whether (i) such derivative security conveys any voting rights in any Equity Security, (ii) such derivative security is required to be, or is capable of being, settled through delivery of any Equity Security or (iii) other transactions that hedge the value of such derivative security.

  • Regulatory Action means an administrative or regulatory enforcement action, proceeding, investigation or inspection, FDA Form 483 notice of inspectional observation, warning letter, untitled letter, other notice of violation letter, recall, seizure, Section 305 notice or other similar written communication, or consent decree, issued by the FDA.

  • Infringement Action has the meaning set forth in Section 9.6(b).

  • Environmental Complaint shall have the meaning set forth in Section 4.19(d) hereof.

  • Regulatory entity means any board, commission, agency,