Designated dealer definition

Designated dealer means any retailer, distributor,
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Designated dealer means HSBC Securities Brokers (Asia) Limited, being the alternate designated dealer during the Bridging Period;
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Designated dealer means J.P. Morgan Securities LLC.
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Examples of Designated dealer in a sentence

  • To facilitate the bridging arrangements to be carried out by the Designated Dealer and/or the Alternate Designated Dealer and/or their respective Affiliate(s), the Company acknowledges (i) the role of JPM Broking as the designated dealer appointed by JPM SAPL with the authorization of the Company granted to JPM SAPL under the Designated Dealers Engagement Letter; and (ii) the role of X.X. Xxxxxx Securities Plc, an affiliate of the Designated Dealer, as the borrower under the Stock Borrowing Agreement.


More Definitions of Designated dealer

Designated dealer means X.X. Xxxxxx Securities LLC.
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Designated dealer means a certified dealer who has been authorized to act as an agent of DMV under OAR 735-150-0040.¶
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Designated dealer means a licensed retailer from which a
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Designated dealer means a nationally recognized underwriter, investment dealer or similar financial intermediary selected by the Company, subject to the approval of Initiating Investors that hold a majority of the Registrable Securities to be included in a Registration;
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Designated dealer means, at any time, a dealer in securities of the type which constitute the Portfolio, which shall be a third party designated by the Asset Swap Counterparty.
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Designated dealer or “JPM Broking” means X.X. Xxxxxx Xxxxxxx (Hong Kong) Limited, being the designated dealer during the Bridging Period;
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Related to Designated dealer

  • Approved Dealer means (a) in the case of any Portfolio Investment that is not a U.S. Government Security, a bank or a broker-dealer registered under the Securities Exchange Act of 1934 of nationally recognized standing or an Affiliate thereof, (b) in the case of a U.S. Government Security, any primary dealer in U.S. Government Securities, and (c) in the case of any foreign Portfolio Investment, any foreign broker-dealer of internationally recognized standing or an Affiliate thereof, in the case of each of clauses (a), (b) and (c) above, as set forth on Schedule VII or any other bank or broker-dealer acceptable to the Administrative Agent in its reasonable determination.

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Authorized Dealer means a person authorized as an authorized dealer under sub- section (1) of section 10 of FEMA.

  • registered dealer means a dealer registered under this Act;

  • Licensed dealer means a person who is federally licensed under 18 U.S.C. Sec. 923(a).

  • investment dealer means a person or company registered in the category of investment dealer;

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • soliciting dealer means a person whose interest in a distribution of rights is limited to soliciting the exercise of the rights by holders of those rights;

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Relevant Dealer means, in respect of any Variable Rate Note, the Dealer party to the Programme Agreement referred to in the Agency Agreement with whom the Issuer has concluded or is negotiating an agreement for the issue of such Variable Rate Note pursuant to the Programme Agreement;

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company).

  • managing dealer means a person that has entered into an agreement with an issuer under which the person has agreed to organize and participate in the solicitation of the exercise of the rights issued by the issuer;

  • Authorised Dealer means a person authorised as an authorised dealer under subsection (1) of Section 10 of the Act ;

  • Renminbi Dealer means an independent foreign exchange dealer of international repute active in the Renminbi exchange market in Hong Kong reasonably selected by the Issuer.

  • Vehicle dealer means a person engaged in the business of buying, selling, or exchanging a vehicle as defined in Subsection (138).

  • Grain dealer means a person engaged in the business of receiving, buying, exchanging, selling, or storing farm produce in this state. The term includes a farm produce trucker, grain merchandiser, or processor. The term does not include a person solely engaged in 1 of the following: