Direct Beneficial Owner definition

Direct Beneficial Owner means a Person who beneficially owns any securities within the meaning of Section 1(c)(i) hereof. As to such securities, such Person is a Direct Beneficial Owner.
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Direct Beneficial Owner means such Persons who own any direct ownership interest in Borrower.
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Direct Beneficial Owner means such Persons who own any direct ----------------------- ownership interest in Grantor.
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Examples of Direct Beneficial Owner in a sentence

  • In addition, Grantor shall provide Beneficiary and the Rating Agency with copies of executed deeds, assignments of Direct Beneficial Owner interests in Grantor, mortgages or other similar closing documents within ten (10) days after such closing.

  • Name: C/S Venture Investors, L.P. (C/S) Relationship to Issuer: Less than 10% Direct Beneficial Owner of Sight Resource Corporation (the Issuer); TCG Ventures, Ltd.

  • Icahn EXHIBIT A OWNERSHIP OF EXISTING STOCKHOLDER SHARES Direct Beneficial Owner Number of Existing Stockholder Shares Icahn Partners LP 9,889,908 shares of Company Common Stock Icahn Partners Master Fund LP 6,840,052 shares of Company Common Stock Indirect Beneficial Owner -- Icahn Offshore LP -- Icahn Onshore LP -- Beckton Corp.

  • Icahn [SIGNATURE PAGE TO VOTING AND SUPPORT AGREEMENT] EXHIBIT A OWNERSHIP OF EXISTING STOCKHOLDER SHARES Direct Beneficial Owner Number of Existing Stockholder Shares Icahn Partners LP 9,889,908 shares of Company Common Stock Icahn Partners Master Fund LP 6,840,052 shares of Company Common Stock Indirect Beneficial Owner — Icahn Offshore LP — Icahn Onshore LP — Beckton Corp.

  • Name: Carlyle Venture Coinvestment, L.L.C., a Delaware limited liability company (CVC) Relationship to Issuer: Less than 10% Direct Beneficial Owner of Sight Resource Corporation (the Issuer); TCG Ventures, L.L.C. is the managing member of CVC.

  • In addition, Grantor shall provide Beneficiary and the Rating Agencies with copies of executed deeds, assignments of Direct Beneficial Owner interests in Grantor, mortgages or other similar closing documents within ten (10) days after such closing.


More Definitions of Direct Beneficial Owner

Direct Beneficial Owner. Such Persons who presently or may in the future own any direct ownership interest in Mortgagor or any successor of Mortgagor, in accordance with and pursuant to the terms hereof.
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Direct Beneficial Owner means such Persons who own any direct ownership interest in Mortgagor.
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Direct Beneficial Owner means such Persons who own any direct ownership interest in Grantor. Environmental Certificate: As defined in Section 40(b) hereof. Environmental Claim: Shall mean any claim, action, cause of action, investigation or written notice by any Person alleging potential liability (including potential liability for investigatory costs, cleanup costs, natural resource damages, property damages, personal injuries or penalties) arising out of, based upon or resulting from (a) the presence, threatened presence, release or threatened release into the environment of any Hazardous Substances from or at the Properties, or (b) the violation, or alleged violation, of any Environmental Law, relating to the Properties. Environmental Event: As defined in Section 40(b) hereof. Environmental Laws: Shall mean all present or future federal, state and local laws, statutes, rules, ordinances, and regulations relating to pollution or protection of human health or the environment (including, without limitation, ambient air, surface water, ground water, land surface or subsurface strata), including, without limitation laws, statutes, rules, ordinances and regulations relating to emissions, discharges, releases of Hazardous Substances, or otherwise relating to the manufacture, processing, distribution, use, treatment, storage, disposal, transport or handling of Hazardous Substances including, without limitation, the Comprehensive Environmental Response, Compensation and Liability Act of 1980, 42 U.S.C. sectionsection 9601 et seq.; the Resource Conservation and Recovery Act of 1976, 42 U.S.C. sectionsection 6901 et seq.; the Toxic Substance Control Act, 15 U.S.C. sectionsection 2601 et seq.; the Water Pollution Control Act (also known as the Clean Water Act), 33 U.S.C. section 1251 et seq.; the Clean Air Act, 42 U.S.C. section 7401 et seq.; and the Hazardous Materials Transportation Act, 49 U.S.C. section 1801 et seq., as the same may be hereafter amended or modified.
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Related to Direct Beneficial Owner

  • Trust Beneficial Owner means Global Funding, in its capacity as the sole beneficial owner of the Trust, and its successors.

  • Beneficial Ownership Interest means the right to receive payments and notices with respect to the Bonds held in a Book Entry System.

  • Capital Security Beneficial Owner means, with respect to a Book Entry Interest, a Person who is the beneficial owner of such Book Entry Interest, as reflected on the books of the Clearing Agency, or on the books of a Person maintaining an account with such Clearing Agency (directly as a Clearing Agency Participant or as an indirect participant, in each case in accordance with the rules of such Clearing Agency).

  • Beneficial Owner and “Beneficial Ownership” shall have the meanings set forth in Rule 13d-3 promulgated under the Exchange Act (as defined below) as in effect on the date hereof.

  • Potential Beneficial Owner means a customer of a Broker-Dealer or a Broker-Dealer that is not a Beneficial Owner of APS but that wishes to purchase such shares, or that is a Beneficial Owner that wishes to purchase additional APS.

  • Beneficial Owners means Persons who Beneficially Own the referenced securities.

  • Preferred Security Beneficial Owner means, with respect to a Book Entry Interest, a Person who is the beneficial owner of such Book Entry Interest, as reflected on the books of the Clearing Agency, or on the books of a Person maintaining an account with such Clearing Agency (directly as a Clearing Agency Participant or as an indirect participant, in each case in accordance with the rules of such Clearing Agency).

  • Beneficial Ownership Regulation means 31 C.F.R. § 1010.230.

  • Non-U.S. Beneficial Ownership Certification As defined in Section 5.03(f) of this Agreement.

  • Beneficial Ownership shall have the meanings set forth in Rule 13d-3 promulgated under the Exchange Act (as defined below) as in effect on the date hereof.

  • Beneficial Ownership Certification means a certification regarding beneficial ownership as required by the Beneficial Ownership Regulation.

  • Certificate of Beneficial Ownership means, for each Borrower, a certificate in form and substance acceptable to Agent (as amended or modified by Agent from time to time in its sole discretion), certifying, among other things, the Beneficial Owner of such Borrower.

  • Beneficial Ownership Limitation shall have the meaning set forth in Section 4(d).

  • Controlling ownership interest means ownership of or entitlement to more than twenty-five percent of shares or capital or profits of the company;

  • Applicable Ownership Interest means, with respect to the Treasury portfolio,

  • Beneficial Holder A Person holding a beneficial interest in any Book-Entry Certificate as or through a DTC Participant or an Indirect DTC Participant or a Person holding a beneficial interest in any Definitive Certificate.

  • Purported Beneficial Transferee means, with respect to any purported Transfer (or other event) which results in a transfer to a Trust, as provided in Section 6.2.2 of this Article VI, the Purported Record Transferee, unless the Purported Record Transferee would have acquired or owned shares of Capital Stock for another Person who is the beneficial transferee or owner of such shares, in which case the Purported Beneficial Transferee shall be such Person.

  • Residual Ownership Interest Any record or beneficial interest in the Class R Certificates.

  • Indirect Ownership Interest means an ownership interest in an entity that has an ownership interest in another entity. Indirect ownership interest includes an ownership interest in an entity that has an indirect ownership interest in another entity.

  • Indirect Depository Participant An institution that is not a Depository Participant but clears through or maintains a custodial relationship with Participants and has access to the Depository's clearing system.

  • IAI Global Note means a Global Note substantially in the form of Exhibit A1 hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of and registered in the name of the Depositary or its nominee that will be issued in a denomination equal to the outstanding principal amount of the Notes sold to Institutional Accredited Investors.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).

  • 144A Global Note means a Global Note substantially in the form of Exhibit A hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of, and registered in the name of, the Depositary or its nominee that will be issued in a denomination equal to the outstanding principal amount of the Notes sold in reliance on Rule 144A.

  • Rule 144A Global Certificate With respect to any Class of Book-Entry Certificates, a single global Certificate, or multiple global Certificates collectively, registered in the name of the Depository or its nominee, in definitive, fully registered form without interest coupons, each of which Certificates bears a Qualified Institutional Buyer CUSIP number and does not bear a Regulation S Legend.