Due Diligence Procedures definition

Due Diligence Procedures means, procedures that are required to be completed by the Affiliate and internal procedures within the Company. The Clients shall be request to provide, among others, a completed due diligence questionnaire and all required identification documents. The Company will perform the necessary due diligence searches through AML databases and any external public sources.
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Due Diligence Procedures shall have the meaning set forth in Section 3.1.
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Due Diligence Procedures means the procedures that will be contained in the Process Letter that establish the process by which Qualified Bidders will be permitted to conduct their own appraisal of the business opportunity presented by the Proposed Transaction;
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Examples of Due Diligence Procedures in a sentence

  • For the purposes of determining the Controlling Persons of the Entity Crypto-Asset User, a Reporting Crypto-Asset Service Provider may rely on information collected and maintained pursuant to Customer Due Diligence Procedures, provided that such procedures are consistent with Directive (EU) 2015/849.

  • See "Directors, Management, Promoters and Principal Holders – The Mortgage Broker – Due Diligence Procedures and Risk Reduction".

  • If the Reporting Crypto-Asset Service Provider is not legally required to apply Customer Due Diligence Procedures that are consistent with Directive (EU) 2015/849, it shall apply substantially similar procedures for the purpose of determining the Controlling Persons.

  • The Collateral Manager will also carry out the ESG Due Diligence Procedures, which will apply prior to the entry by the Issuer (or the Collateral Manager on its behalf) into a binding commitment to purchase an asset and will also apply on an ongoing basis.

  • Moreover, the Company shall follow the Simplified Customer Identification and Due Diligence Procedures for low risk Customers set forth hereinafter.

  • HRVs are required to be reviewed by the Office of Ethics and Compliance through the High Risk Vendor Due Diligence Procedures, (see Appendix B).

  • If data was not saved using the Save Draft button, any data typed on the page is NOT saved.

  • Regardless of the type of third party, it is critical that all third parties who conduct business or provide services for or on behalf of ACC are selected and engaged in compliance with the required Third Party Due Diligence Procedures.

  • Modulr may terminate this Agreement immediately if, for any reason, the Introduced Client is unable to satisfy the Due Diligence Procedures.

  • For simplified Client Identification and Due Diligence Procedures, the Company may not verify the identification of the client or the beneficial owner, neither collect information regarding the purpose and the intended nature of the business relationship or perform verification of the identity of the customer and the beneficial owner after the establishment of the business relationship or the execution of an occasional transaction.


More Definitions of Due Diligence Procedures

Due Diligence Procedures shall have the meaning as specified in Section 23.4(c)(iii).
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Related to Due Diligence Procedures

  • Due Diligence Review means the performance by Buyer of any or all of the reviews permitted under Section 27 hereof with respect to any or all of the Mortgage Loans, as desired by the Buyer from time to time.

  • Due Diligence At any time prior to the Closing Date, the Underwriters have the right to inspect the Asset Files and the related loan origination procedures and to confirm the existence of the related manufactured homes or mortgaged properties to ensure conformity with the Final Prospectus and the Prospectus Supplement.

  • Customer Due Diligence means a process which involves establishing the identity of a client, the identity of the client’s beneficial owners in respect of legal persons and monitoring all transactions of the client against the client’s profile;

  • Internal Procedures means in respect of the making of any one or more entries to, changes in or deletions of any one or more entries in the register at any time (including without limitation, original issuance or registration of transfer of ownership) the minimum number of the Warrant Agent’s internal procedures customary at such time for the entry, change or deletion made to be complete under the operating procedures followed at the time by the Warrant Agent, it being understood that neither preparation and issuance shall constitute part of such procedures for any purpose of this definition;

  • Staff Vetting Procedures means the Authority’s procedures for the vetting of personnel and as advised to the Contractor by the Authority.