Eligible Financial Advisor definition

Eligible Financial Advisor means an Advisor who meets eligibility criteria established by the Committee to participate in the Plan for a given Plan Year.
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Examples of Eligible Financial Advisor in a sentence

  • If an Eligible Financial Advisor fails to meet all such requirements within the specified time period with respect to a Plan Year, such Eligible Financial Advisor shall not be eligible to defer an Elected Amount respect to such Plan Year.

  • As a condition to being eligible to defer an Elected Amount for any Plan Year, each Eligible Financial Advisor shall complete and return to the Committee each of the Annual Enrollment Forms no later than December 31st of the immediately preceding Plan Year, or such earlier date as the Committee may establish from time to time and in accordance with the requirements of Section 409A.

  • To the extent permitted by the Committee and subject to the terms and conditions provided by the Committee, an Eligible Financial Advisor for a given Plan Year may make an election to defer a percentage of his or her Eligible Compensation for such Plan Year (the “Annual Participant Deferral Percentage”).

  • The Committee may in its discretion permit a Newly Eligible Financial Advisor to complete and return to the Committee each of the Annual Enrollment Forms within 30 days of the immediately following Plan Entry Date.

  • If an Eligible Financial Advisor fails to meet the requirements for an Annual Match with respect to a Plan Year, such Eligible Financial Advisor shall not be eligible to receive an Annual Match with respect to such Plan Year.

  • The Committee’s selection of an Eligible Financial Advisor who is entitled to receive an Annual Match in respect of a particular Plan Year will not entitle that Advisor to receive an Annual Match for any subsequent Plan Year, unless such Advisor is again selected by the Committee to receive an Annual Match for such subsequent Plan Year.

  • The Committee shall have sole discretion to determine in respect of each Eligible Financial Advisor: (a) whether any Discretionary Allocation shall be made; (b) when any Discretionary Allocation shall be made; (c) the Eligible Financial Advisor(s) who shall be entitled to such Discretionary Allocation; (d) the amount of such Discretionary Allocation; and (e) any other terms and conditions applicable to such Discretionary Allocation.

  • The Committee’s selection of an Eligible Financial Advisor to receive a Discretionary Allocation in respect of a particular Plan Year will not entitle that Advisor to receive a Discretionary Allocation for any subsequent Plan Year, unless such Advisor is again an Eligible Financial Advisor selected by the Committee to receive to receive another Discretionary Allocation.

  • The Committee’s selection of an Eligible Financial Advisor who is permitted to defer Elected Amounts in respect of a particular Plan Year will not entitle that Advisor to defer Elected Amounts for any subsequent Plan Year, unless such Advisor is again selected by the Committee to defer Elected Amounts for such subsequent Plan Year.4.02 Deferral Election.

  • An Eligible Financial Advisor may be credited with one or more other discretionary allocations, expressed as either a flat dollar amount or as a percentage of one or more items of his or her Eligible Compensation for the Plan Year, or any combination of the foregoing (the “Discretionary Allocation Amount”).

Related to Eligible Financial Advisor

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Financial Adviser means any:

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Jefferies means Jefferies Finance LLC.

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Barclays means Barclays Bank PLC.

  • Independent Manager Fee is defined in Section 4.01(a) of the LLC Agreement.

  • Morgan Stanley Morgan Stanley, a Delaware corporation.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Special Committee means a committee of the Board of Managers of the Company comprised of two individuals, each of whom qualifies as an Independent Manager.

  • Financial Intermediary means a financial intermediary as that term is defined in Rule 22c-2.

  • Invesco Advisers, Inc. s -affiliated Broker-dealer” means Invesco Distributors, Inc. or Invesco Capital Markets, Inc. or their successors.