Exchange of Securities definition

Exchange of Securities. Holders of the Notes ("Noteholders" or "Holders"), including those on the four-member steering committee of Noteholders with whom Covad has negotiated this Term Sheet ("Committee"), shall exchange claims based upon Notes for consideration from Covad Communications Group, Inc. ("Covad" or the "Company") Note Claims Defined Principal All claims for principal repayment Accrued Interest All claims for accrued and unpaid interest through the date of exchange Litigation All other claims held by Holders against the Company or its past and present directors, officers, and employees ("Released Parties") arising out of or related to the Notes currently or previously owned by such Holder. Each Holder shall also covenant not to initiate a new suit but may participate in any existing or future lawsuit against any of the Released Parties in respect of the purchase or sale of any other securities of the Company. Consideration
Exchange of Securities means the issuance of shares of Common Stock in exchange for the outstanding securities of Sinoenergy, as described in the second recital.
Exchange of Securities means the issuance of shares of Common Stock and Series B Preferred Stock in exchange for the outstanding securities of DFAC pursuant to the Exchange Agreement.

Examples of Exchange of Securities in a sentence

  • Notation on or Exchange of Securities............................

  • In witness whereof, the parties have executed this Agreement Concerning the Exchange of Securities on the date indicated above.

  • Exchange of Securities Upon receipt of instructions as defined herein in Section 4.A, Custodian will exchange, or cause to be exchanged, portfolio securities held by it for the account of a Fund for other securities or cash issued or paid in connection with any reorganization, recapitalization, merger, consolidation, split-up of shares, change of par value, conversion or otherwise, and will deposit any such securities in accordance with the terms of any reorganization or protective plan.

  • Notation on or Exchange of Securities.............................................

  • Notation on or Exchange of Securities...........................................

  • Notation on or Exchange of Securities ...........................

  • SECTION 9.01 Without Consent of Holders 27 SECTION 9.02 With Consent of Holders 28 SECTION 9.03 Compliance with Trust Indenture Act 29 SECTION 9.04 Revocation and Effect of Consents 29 SECTION 9.05 Notation on or Exchange of Securities 29 SECTION 9.06 Trustee to Sign Amendment, etc.

  • SUBCUSTODIAN 3 (a) Safekeeping 3 (b) Manner of Holding Securities 4 (c) Free Delivery of Assets 6 (d) Exchange of Securities 6 (e) Purchases of Assets 6 (f) Sales of Assets 7 (g) Options 8 (h) Futures Contracts 8 (i) Segregated Accounts 9 (j) Depository Receipts 9 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • Section 9.1. Without Consent of Holders 35 Section 9.2. With Consent of Holders 36 Section 9.3. Limitations 37 Section 9.4. Compliance with Trust Indenture Act 37 Section 9.5. Revocation and Effect of Consents 37 Section 9.6. Notation on or Exchange of Securities 38 Section 9.7. Trustee Protected 38 ARTICLE X.

  • Notation on or Exchange of Securities........................................


More Definitions of Exchange of Securities

Exchange of Securities means (a) the exchange of the Apollo A -------- -- ---------- - Shares for the Purchased A Shares, (b) the exchange of the Apollo B Shares for - the Purchased B Shares, (c) the exchange and cancellation of the Apollo Warrants - for the Purchased G Shares, (d) the exchange of the Intermetrics Senior Term - Notes for the Senior Term Notes, (e) the exchange of the Intermetrics Senior - Revolving Credit Notes for the Senior Revolving Credit Notes and (f) the - exchange of the Intermetrics Subordinated Notes for the Subordinated Notes, in each case on the Closing Date.

Related to Exchange of Securities

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • holder of Securities “registered holder”, or other similar term, means the Person or Persons in whose name or names a particular Security is registered on the Security Register kept for that purpose in accordance with the terms of this Indenture.

  • Defeasance Securities means (i) Federal Securities, (ii) noncallable obligations of an agency or instrumentality of the United States of America, including obligations that are unconditionally guaranteed or insured by the agency or instrumentality and that, on the date the Commissioners Court adopts or approves proceedings authorizing the issuance of refunding bonds or otherwise provide for the funding of an escrow to effect the defeasance of the Bonds are rated as to investment quality by a nationally recognized investment rating firm not less than "AAA" or its equivalent, (iii) noncallable obligations of a state or an agency or a county, municipality, or other political subdivision of a state that have been refunded and that, on the date the Commissioners Court adopts or approves proceedings authorizing the issuance of refunding bonds or otherwise provide for the funding of an escrow to effect the defeasance of the Bonds, are rated as to investment quality by a nationally recognized investment rating firm no less than "AAA" or its equivalent, and (iv) any other then authorized securities or obligations under applicable State law that may be used to defease obligations such as the Bonds.

  • Exchangeable Securities means any securities of any trust, limited partnership or corporation other than the Trust that are convertible or exchangeable directly for Units without the payment of additional consideration therefore;

  • Series of Securities means each series of debentures, notes or other debt instruments of the Company created pursuant to Sections 2.1 and 2.2 hereof.

  • Series B Securities means the Company's Series B 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028, as authenticated and issued under this Indenture.

  • Regulation S Global Securities Appendix A

  • Series A Securities means the Company's 10.01% Series A Junior Subordinated Deferrable Interest Debentures due March 15, 2027, as authenticated and issued under this Indenture.

  • Registered Exchange Offer means the offer by the Issuers, pursuant to a Registration Rights Agreement, to certain Holders of Initial Notes, to issue and deliver to such Holders, in exchange for the Initial Notes, a like aggregate principal amount of Exchange Notes registered under the Securities Act.

  • Trust Preferred Securities any preferred securities issued by a Trust Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • Registered Securities will have the same meaning as set forth in the Purchase Agreement.

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • Redemption and Paying Agent Agreement means, with respect to any Series, the Redemption and Paying Agent Agreement or other similarly titled agreement by and among the Redemption and Paying Agent for such Series and the Fund with respect to such Series.

  • Redemption and Paying Agent means, with respect to any Series, State Street Bank and Trust Company and its successors or any other redemption and paying agent appointed by the Fund with respect to such Series.

  • 2019 Notes has the meaning set forth in the definition of “2018 Exchange Offers”.

  • Investor Securities means the securities eligible for registration pursuant to the Registration Rights Agreement.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Maximum Number of Securities shall have the meaning given in subsection 2.1.4.

  • 2021 Notes means the 4.700% Senior Notes due 2021, originally issued by Ensco plc (now Valaris), a public limited company organized under the laws of England and Wales.

  • Hybrid Preferred Securities means any preferred securities issued by a Hybrid Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • exchangeable security means a security of an issuer that is exchangeable for, or carries the right of the holder to acquire, or of the issuer to cause the acquisition of, a security of another issuer;

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Hybrid Preferred Securities Subsidiary means any Delaware business trust (or similar entity) (i) all of the common equity interest of which is owned (either directly or indirectly through one or more wholly-owned Subsidiaries of the Company) at all times by the Company or a wholly-owned direct or indirect Subsidiary of the Company, (ii) that has been formed for the purpose of issuing Hybrid Preferred Securities and (iii) substantially all of the assets of which consist at all times solely of Junior Subordinated Debt issued by the Company or a wholly-owned direct or indirect Subsidiary of the Company (as the case may be) and payments made from time to time on such Junior Subordinated Debt.

  • 2024 Notes means the 7.000% Senior Notes due 2024, issued pursuant to the 2024 Indenture.

  • Convertible Subordinated Notes means the Company's 7% Convertible Subordinated Notes issued pursuant to an indenture dated as of June 12, 1996, between the Company and The Chase Manhattan Bank (formerly known as Chemical Bank), as trustee.