Existing Security Holder Exemption definition

Existing Security Holder Exemption means the exemption to the prospectus requirements available to residents of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Xxxxxx Xxxxxx Island and Northwest Territories and provided in, as applicable, BCI 45-534, Rule 45-513, General Order 45-926, Blanket Order 45-501, Regulation 45-513, Rule 45-501, Blanket Order 45-504, Blanket Order 45-525, Blanket Order 45-511 and Blanket Order 45-502;
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Existing Security Holder Exemption means the exemption to the prospectus requirements available to residents of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island and Northwest Territories and provided in, as applicable, BCI 45-534, Rule 45-513, General Order 45-926, Blanket Order 45-501,
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Existing Security Holder Exemption means the prospectus exemption available in British Columbia, pursuant to BC Instrument 45-534; in Alberta, pursuant to Alberta Securities Commission Rule 45-516; in Saskatchewan, pursuant to General Order 45-926; in Manitoba, pursuant to Blanket Order 45-501; in Ontario, pursuant to Ontario Securities Commission Rule 45-501; in Quebec, pursuant to Regulation 45-513; in New Brunswick, Blanket Order 45-505; in Nova Scotia, Blanket Order 45-525; in Xxxxxx Xxxxxx Island, Blanket Order 45-511; and in Newfoundland and Labrador, Blanket Order Number 88;‌
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Examples of Existing Security Holder Exemption in a sentence

  • The purpose of the form is to determine whether you meet the standards for participation in a private placement pursuant to the Existing Security Holder Exemption.

  • Quadratic extensions of Qp‌2If one takes any α ∈ Qp such that α is not a square in Qp, then Qp(√α)/Qp is a nite Galois extension with Galois group of order 2, i.e. a S2-extension.

  • FAIR Canada believes that a properly reformed Accredited Investor Exemption as we have discussed in a recent comment letter1, along with the other existing exemptions in Ontario (the Private Issuer Exemption and the Founder, Control Person and Family Exemption) and a properly conceived Existing Security Holder Exemption would allow for the ability of issuers to raise sufficient capital while adequately protecting investors.

  • Division II of Chapter II of the Securities Act (Quebec) may result in liability on the part of the Issuer for certain secondary market disclosure in connection with any security distributed by the Issuer to a Subscriber resident in Quebec under the Existing Security Holder Exemption.

  • Anemployee may not invite guests or visitors to other offices or work places of the Department without the specific approval of the employee's supervisor.

  • Insiders may participate in the Offering.In addition to the Existing Security Holder Exemption, a portion or all of the Offering may be completed pursuant to Multilateral CSA Notice 45-318 – Prospectus Exemption for Certain Distributions through an Investment Dealer (“CSA 45-318”) and the corresponding blanket orders and rule implementing CSA 45- 318 in the participating jurisdictions in respect thereof (collectively with CSA 45-318, the “Investment Dealer Exemption”).

  • However, in many situations in practice, there is an emphasis on maximizing the shareholder value—an idea which fits well into de Finetti’s [15] 1957 proposal to optimize the net present value of dividends paid out until the time of ruin.

  • Part XXIII.1 of the Securities Act (Ontario) may result in liability on the part of the Issuer for certain secondary market disclosure in connection with any security distributed by the Issuer to a Subscriber resident in Ontario under the Existing Security Holder Exemption.


More Definitions of Existing Security Holder Exemption

Existing Security Holder Exemption shall have the meaning ascribed to such term in Schedule D;
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Existing Security Holder Exemption means the exemption to the prospectus requirements available to residents of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Xxxxxx Xxxxxx Island and Northwest Territories and provided in, as applicable, BCI 45-534, Rule 45-513, General Order 45-926, Blanket Order 45-501, Regulation 45-513, Rule 45-501, Blanket Order 45-504, Blanket Order 45-525, Blanket Order 45-511 and Blanket Order 45-502; Subscription Agreement (with related appendices, acknowledgements, provisions and forms) Page 13 of 22 pages
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Related to Existing Security Holder Exemption

  • Class Exemption A class exemption granted by the U.S. Department of Labor, which provides relief from certain of the prohibited transaction provisions of ERISA and the related excise tax provisions of the Code.

  • New Exemption means the exemption from real property taxation provided hereunder with respect to the Exemption Area.

  • QPAM Exemption is defined in Section 6.2(d).

  • INHAM Exemption is defined in Section 6.2(e).

  • Broker Exercise Notice means a written notice pursuant to which a Participant, upon exercise of an Option, irrevocably instructs a broker or dealer to sell a sufficient number of shares or loan a sufficient amount of money to pay all or a portion of the exercise price of the Option and/or any related withholding tax obligations and remit such sums to the Company and directs the Company to deliver stock certificates to be issued upon such exercise directly to such broker or dealer.

  • Existing Security means any Security granted by any Person over its Assets in respect of any Relevant Indebtedness and which is existing at the relevant Issue Date or at the time any such Person becomes a Material Subsidiary or whose business and/or activities, in whole or in part, are assumed by or vested in the Issuer or a Material Subsidiary after the relevant Issue Date (other than any Security created in contemplation thereof) or any substitute Security created over those Assets (or any part thereof) in connection with the refinancing of the Relevant Indebtedness secured on those Assets provided that the principal, nominal or capital amount secured on any such Security may not be increased;

  • restricted voting security means a restricted security that carries a right to vote subject to a restriction on the number or percentage of securities that may be voted or owned by one or more persons or companies, unless the restriction is

  • Tax Exemption means any financial assistance granted to a project which is based upon all or a portion of the taxes which would otherwise be levied and assessed against a project but for the involvement of the Agency in such project.

  • Prior Exemption means any exemption from real property taxation for the Exemption Area pursuant to the Private Housing Finance Law or the General Municipal Law that was in effect prior to the Effective Date.

  • Underwriter’s Exemption Prohibited Transaction Exemption 2002-41, 67 Fed. Reg. 54487 (2002), as amended (or any successor thereto), or any substantially similar administrative exemption granted by the U.S. Department of Labor.

  • certificate of exemption means any document evidencing that the entity is exempt from

  • Existing Security Documents shall have the meaning assigned to such term in the recitals hereto.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Section 162(m) Exemption means the exemption from the limitation on deductibility imposed by Section 162(m) of the Code that is set forth in Section 162(m)(4)(C) of the Code.

  • non-voting security means a restricted security that does not carry the right to vote generally, except for a right to vote that is mandated, in special circumstances, by law;

  • Existing Security Agreement shall have the meaning set forth in the recitals.

  • Authority Having Jurisdiction means a federal, state, local, or other regional department, or an individual such as a fire marshal, building official, electrical inspector, utility provider or other individual having statutory authority.

  • Existing Securities means, collectively, the Equity Securities and the Debt Securities.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • EU Securitization Regulation means Regulation (EU) 2017/2402 of the European Parliament and of the Council of December 12, 2017.

  • subordinate voting security means a restricted security that carries a right to vote, if there are securities of another class outstanding that carry a greater right to vote on a per security basis;

  • Non-exempt sale means any sale or transfer of ownership other than the transfer of ownership between husband and wife; the transfer of ownership between former spouses ordered as a result of a judicial decree of divorce or judicial separation, but not including sales to third parties; the transfer of ownership between family members as a result of inheritance; the transfer of ownership through an executor’s deed to a class A beneficiary and the transfer of ownership by court order.