Financial Instruments Held In Custody definition

Financial Instruments Held In Custody means Financial Instruments that are held in custody pursuant to Article 22(5)(a) of the UCITS Directive by the Depositary or by any third party to whom the custody function under Article 22(5)(a) has been delegated.
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Financial Instruments Held In Custody means Financial Instruments that are held in custody pursuant
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Financial Instruments Held In Custody means financial instruments that are held in custody pursuant to Article 21(8)(a) of the AIFM Directive that are deposited with the Depositary or its agent.
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Examples of Financial Instruments Held In Custody in a sentence

  • In the books of the Trustee, Financial Instruments Held In Custody by the Trustee shall be registered in segregated accounts opened in the name of the Trust such that on the Trustee’s books and records they can be clearly identified as belonging to the Trust at all times.

  • In the event of a loss of Financial Instruments Held In Custody, determined in accordance with the Regulations, and in particular Article 18 of the Delegated Regulations, the Trustee shall return financial instruments of identical type or the corresponding amount to the Trust or relevant Fund without undue delay.

  • Upon receipt of Proper Instructions the Trustee may give a charge over the Financial Instruments Held In Custody of the Trust in order to secure borrowings.

  • Upon the receipt of Proper Instructions, the Trustee shall use reasonable endeavours to cause the proxies to be promptly executed by the registered holder of the Financial Instruments Held In Custody in accordance with those Proper Instructions and delivered to the issuer or other applicable party.

  • The Trustee shall not be liable to the Trust or the relevant Fund or any other person for loss of Financial Instrument Held in Custody if it can prove that, in accordance with Article 19 of the Delegated Regulations and Regulation 36(3) of the Regulations, the loss of Financial Instruments Held In Custody has arisen as a result of an external event beyond its reasonable control, the consequences of which would have been unavoidable despite all reasonable efforts to the contrary.

  • Where the Trustee has agreed with the Manager to offer a proxy voting service in a relevant market, the Trustee will, with respect to the Financial Instruments Held In Custody, transmit promptly to the Manager, the Investment Adviser or an investment manager, as directed by the Manager, all material information concerning voting entitlements and accompanying notices received by the Trustee, from its sub-custodian or from the issuers of securities.

  • The Trustee shall be liable to the Trust and the Unitholders for the Loss of Financial Instruments Held In Custody by the Trustee or a third party to whom the custody of Financial Instruments Held In Custody in accordance with Regulation 34(4)(a) of the Regulations has been delegated.

  • Registration of financial instruments not capable of physical delivery In accordance with the conditions outlined in Clause 9.01, in the books and records of the Depositary, Financial Instruments Held In Custody by the Depositary shall be registered in segregated accounts opened in the name of the Trust such that on the Depositary’s books and records they can be clearly identified as belonging to the Trust at all times.

  • Financial Instruments Held In Custody held pursuant to this Deed may be treated as fungible with all other financial instruments of the same type and issue so that the Trust shall have no right to any specific securities certificates but will instead be entitled to an amount of securities that is equivalent to the amount of such securities credited to its account with the Depositary, without regard to the certificate numbers of the securities certificates.

  • Upon the receipt of proper instructions, the Depositary shall use reasonable endeavours to cause the proxies to be promptly executed by the registered holder of the Financial Instruments Held In Custody in accordance with those proper instructions, and delivered in a timely manner to the issuer or other applicable party.


More Definitions of Financial Instruments Held In Custody

Financial Instruments Held In Custody means Financial Instruments that are held in custody pursuant to Article 22(5)(a) of the UCITS Directive that are deposited with the Trustee or its agent or delegate.
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Financial Instruments Held In Custody means financial instruments of an AIF that can registered in a financial instruments account opened in the depositary's books, or physically delivered to the depositary, as defined in the FCA rules
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Financial Instruments Held In Custody means financial instruments which can be held in custody pursuant to the provisions of the Regulations and Article 12 of the Delegated Regulation.
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Related to Financial Instruments Held In Custody

  • financial instrument means those instruments specified in Section C of Annex I;

  • Financial Instruments means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof. EXHIBIT C

  • Financial Instruments Accounts Act means the Swedish Financial Instruments Accounts Act (lag (1998:1479) om kontoföring av finansiella instrument).

  • Non-Reporting Financial Institution means any Financial Institution that is:

  • negotiable instrument means a Written document, that:

  • Financial assurance means a commitment of funds or resources by an operator to a regulatory authority that satisfies the requirements in s. 14 and is sufficient to pay for reclamation activities required by this chapter.

  • EEA Financial Institution means (a) any credit institution or investment firm established in any EEA Member Country which is subject to the supervision of an EEA Resolution Authority, (b) any entity established in an EEA Member Country which is a parent of an institution described in clause (a) of this definition, or (c) any financial institution established in an EEA Member Country which is a subsidiary of an institution described in clauses (a) or (b) of this definition and is subject to consolidated supervision with its parent.

  • Negotiable Collateral means all of Borrower’s present and future letters of credit of which it is a beneficiary, drafts, instruments (including promissory notes), securities, documents of title, and chattel paper, and Borrower’s Books relating to any of the foregoing.

  • Financial Account means an account maintained by a Financial Institution, and includes:

  • Designated Deposit Account is Borrower’s deposit account, account number , maintained with Bank.

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.