Financial Instruments Held In Custody definition

Financial Instruments Held In Custody means Financial Instruments that are held in custody pursuant to Article 22(5)(a) of the UCITS Directive by the Depositary or by any third party to whom the custody function under Article 22(5)(a) has been delegated.
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Financial Instruments Held In Custody means Financial Instruments that are held in custody pursuant
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Financial Instruments Held In Custody means financial instruments that are held in custody pursuant to Article 21(8)(a) of the AIFM Directive that are deposited with the Depositary or its agent.
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Examples of Financial Instruments Held In Custody in a sentence

  • Financial Instruments Held In Custody held pursuant to this Deed may be treated as fungible with all other financial instruments of the same type and issue so that the Trust shall have no right to any specific securities certificates but will instead be entitled to an amount of securities that is equivalent to the amount of such securities credited to its account with the Depositary, without regard to the certificate numbers of the securities certificates.

  • The Depositary shall not be liable to the Trust or any other person if it can prove that the loss of Financial Instruments Held In Custody has arisen as a result of an external event beyond its reasonable control, the consequences of which would have been unavoidable despite all reasonable efforts to the contrary in accordance with Article 24(1) of the UCITS Directive and Article 19 of the Delegated Regulation.

  • Upon receipt of Proper Instructions the Trustee may give a charge over the Financial Instruments Held In Custody of the Trust in order to secure borrowings.

  • The Trustee shall be liable to the Trust and the Unitholders for the Loss of Financial Instruments Held In Custody by the Trustee or a third party to whom the custody of Financial Instruments Held In Custody in accordance with Regulation 34(4)(a) of the Regulations has been delegated.

  • The Trustee shall not be liable to the Trust or the relevant Fund or any other person for loss of Financial Instrument Held in Custody if it can prove that, in accordance with Article 19 of the Delegated Regulations and Regulation 36(3) of the Regulations, the loss of Financial Instruments Held In Custody has arisen as a result of an external event beyond its reasonable control, the consequences of which would have been unavoidable despite all reasonable efforts to the contrary.

  • Where the Depositary has agreed with the Manager to offer a proxy voting service in a relevant market, the Depositary will, with respect to the Financial Instruments Held In Custody, transmit promptly to the Manager or an Investment Manager, as directed by the Manager, all material information concerning voting entitlements and accompanying notices received by the Depositary, from its sub-custodian or from the issuers of securities.

  • Upon the receipt of proper instructions, the Depositary shall use reasonable endeavours to cause the proxies to be promptly executed by the registered holder of the Financial Instruments Held In Custody in accordance with those proper instructions, and delivered in a timely manner to the issuer or other applicable party.

  • In the books of the Trustee, Financial Instruments Held In Custody by the Trustee shall be registered in segregated accounts opened in the name of the Trust such that on the Trustee’s books and records they can be clearly identified as belonging to the Trust at all times.

  • Upon the receipt of Proper Instructions, the Trustee shall use reasonable endeavours to cause the proxies to be promptly executed by the registered holder of the Financial Instruments Held In Custody in accordance with those Proper Instructions and delivered to the issuer or other applicable party.

  • Subject to and without prejudice to Clauses 9.16 and 24.05, the Depositary is not responsible for any loss of Financial Instruments Held In Custody by a Securities Settlement System, nor for any losses caused directly or indirectly by the actions, inactions or failures of any Securities Settlement System, nor by settlement reversals made pursuant to the procedures or rules of any Securities Settlement System.


More Definitions of Financial Instruments Held In Custody

Financial Instruments Held In Custody. Means financial instruments that are held in custody pursuant to Article 22(5)(a) of the UCITS Directive that are deposited with the Depositary or its agent.
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Financial Instruments Held In Custody means financial instruments of an AIF that can registered in a financial instruments account opened in the depositary's books, or physically delivered to the depositary, as defined in the FCA rules
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Financial Instruments Held In Custody means financial instruments which can be held in custody pursuant to the provisions of the Regulations and Article 12 of the Delegated Regulation.
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Related to Financial Instruments Held In Custody

  • Financial Instrument means those instruments specified in Section C of Annex I;

  • Eligible Instruments means monetary assets, money market instruments and securities that are payable in Dollars only and essentially risk free as to collection of principal and interest, including U.S. Government Obligations.

  • Financial Instruments means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof.

  • Financial Instruments Accounts Act means the Swedish Financial Instruments Accounts Act (lag (1998:1479) om kontoföring av finansiella instrument).

  • Financial Instrument Obligations means obligations arising under:

  • Non-Reporting Financial Institution means any Financial Institution that is:

  • Security Held or to be Acquired by a Fund means (1) any Covered Security that within the most recent 15 days (a) is or has been held by one of the Funds or a mutual fund sub-advised by MCM; or (b) is being or has been considered by a Fund or MCM for purchase by the Fund or a mutual fund sub-advised by MCM; and (2) any option to purchase or sell, and any security convertible into or exchangeable for, such a Covered Security.

  • Reference Instrument means Natural Gas (Henry Hub) Future.Currency: USDISIN: US12573E1010Bloomberg Symbol: NG1 Comdty

  • Reporting Financial Institution means a Reporting Finnish Financial Institution or a Reporting U.S. Financial Institution, as the context requires.

  • Securities Accounts (i) shall mean all “securities accounts” as defined in Article 8 of the UCC and (ii) shall include, without limitation, all of the accounts listed on Schedule 4.4(A) under the heading “Securities Accounts” (as such schedule may be amended or supplemented from time to time).

  • Commodities Accounts (i) shall mean all “commodity accounts” as defined in Article 9 of the UCC and (ii) shall include, without limitation, all of the accounts listed on Schedule 4.4 under the heading “Commodities Accounts” (as such schedule may be amended or supplemented from time to time).

  • Collateral Instruments means notes, bills of exchange, certificates of deposit and other negotiable and non-negotiable instruments, guarantees and any other documents or instruments which contain or evidence an obligation (with or without security) to pay, discharge or be responsible directly or indirectly for, any Indebtedness or liabilities under this Agreement and includes Encumbrances;

  • Provider of financial assurance means an entity that provides financial assurance to an Owner or Operator of an underground storage tank through one of the mechanisms listed in these Regulations, including a guarantor, insurer, risk retention group, surety, issuer of a letter of credit, issuer of a state required mechanism, or a state.

  • negotiable instrument means a “negotiable instrument” as defined in the UCC.

  • Financial assurance means a commitment of funds or resources by an operator to a regulatory authority that satisfies the requirements in s. 14 and is sufficient to pay for reclamation activities required by this chapter.

  • EEA Financial Institution means (a) any credit institution or investment firm established in any EEA Member Country which is subject to the supervision of an EEA Resolution Authority, (b) any entity established in an EEA Member Country which is a parent of an institution described in clause (a) of this definition, or (c) any financial institution established in an EEA Member Country which is a subsidiary of an institution described in clauses (a) or (b) of this definition and is subject to consolidated supervision with its parent.

  • Negotiable Collateral means all of Borrower’s present and future letters of credit of which it is a beneficiary, drafts, instruments (including promissory notes), securities, documents of title, and chattel paper, and Borrower’s Books relating to any of the foregoing.

  • Financial Account means an account maintained by a Financial Institution, and includes: (1) in the case of an Entity that is a Financial Institution solely because it is an Investment Entity, any equity or debt interest (other than interests that are regularly traded on an established securities market) in the Financial Institution; (2) in the case of a Financial Institution not described in subparagraph 1(q)(1) of this Article, any equity or debt interest in the Financial Institution (other than interests that are regularly traded on an established securities market), if (i) the value of the debt or equity interest is determined, directly or indirectly, primarily by reference to assets that give rise to U.S. Source Withholdable Payments, and (ii) the class of interests was established with a purpose of avoiding reporting in accordance with this Agreement; and (3) any Cash Value Insurance Contract and any Annuity Contract issued or maintained by a Financial Institution, other than a noninvestment- linked, nontransferable immediate life annuity that is issued to an individual and monetizes a pension or disability benefit provided under an account that is excluded from the definition of Financial Account in Annex II. Notwithstanding the foregoing, the term “Financial Account” does not include any account that is excluded from the definition of Financial Account in Annex II. For purposes of this Agreement, interests are “regularly traded” if there is a meaningful volume of trading with respect to the interests on an ongoing basis, and an “established securities market” means an exchange that is officially recognized and supervised by a governmental authority in which the market is located and that has a meaningful annual value of shares traded on the exchange. For purposes of this subparagraph 1(q), an interest in a Financial Institution is not “regularly traded” and shall be treated as a Financial Account if the holder of the interest (other than a Financial Institution acting as an intermediary) is registered on the books of such Financial Institution. The preceding sentence will not apply to interests first registered on the books of such Financial Institution prior to July 1, 2014, and with respect to interests first registered on the books of such Financial Institution on or after July 1, 2014, a Financial Institution is not required to apply the preceding sentence prior to January 1, 2016.

  • Deposit Account Agreement means the Deposit Account Agreement and Disclosure, as may be amended from time to time, issued by the Custodian and available on the Custodian’s internet customer portal, “xx.xxxxxxxxxxx.xxx”.

  • Cash Management Account has the meaning set forth in Section 2.7(a).

  • your financial institution means the financial institution nominated by you on the DDR at which the account is maintained.

  • Financial Insolvency means, with respect to any Named Entity covered under any Coverage Part designated as “included” in the Declarations attached hereto:

  • Approved Deposit Account means a Deposit Account that is the subject of an effective Deposit Account Control Agreement and that is maintained by any Loan Party with a Deposit Account Bank. “Approved Deposit Account” includes all monies on deposit in a Deposit Account and all certificates and instruments, if any, representing or evidencing such Deposit Account.

  • Designated Deposit Account is Borrower’s deposit account, account number , maintained with Bank.

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • Canadian financial institution means (i) an association governed by the Cooperative Credit Associations Act (Canada) or a central cooperative credit society for which an order has been made under section 473(1) of that Act, or (ii) a bank, loan corporation, trust company, trust corporation, insurance company, treasury branch, credit union, caisse populaire, financial services cooperative, or league that, in each case, is authorized by an enactment of Canada or a jurisdiction of Canada to carry on business in Canada or a jurisdiction of Canada;