Financial Services Providers definition

Financial Services Providers means, collectively, domestic or foreign financial institutions or other Persons that directly or indirectly provide financial products and services to customers in Canada, and “Financial Service Provider” means any one of the aforementioned Financial Service Providers;
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Financial Services Providers means any person, other than a bank, who carries on a business as a domestic financial institution as defined in section 102(n) or who carries on a business as a cash dealer as defined in section 102(e), including a person who offers financial products, which may include virtual assets, or advises, provides mediation services, provides reinsurance mediation services, or moneylenders or acts as an authorized agent in respect of financial products such as fund managers, pension or retirement funds, credit unions, financial advisers, investment managers or providers, insurers, development finance institutions privately operated or government-owned, finance companies;
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Examples of Financial Services Providers in a sentence

  • If an investor is not satisfied with the response from the Manager or if an investor has a complaint about the advice given by the Financial Advisor, he/she has the right to address his/her complaint in writing to the Ombud for Financial Services Providers at the address below.

  • If an investor is not satisfied with the response from Prescient or if an investor has a complaint about the advice given by the Financial Advisor, he/she has the right to address his/her complaint in writing to the Ombud for Financial Services Providers at the address below.

  • If an investor is not satisfied with the response from ACI or if an investor has a complaint about the advice given by the Financial Advisor, he/she has the right to address his/her complaint in writing to the Ombud for Financial Services Providers at the address below.

  • Only you will be authorised to deal with us and instructions originating from other persons, representatives or Financial Services Providers as defined in FAIS will not be accepted or carried out.

  • These aspects are mostly dealt with in the disclosure notices of Financial Services Providers, the commission disclosures made in quotes and schedules of insurance as well as in the compliance policy of the Financial Services Provider.

  • A BE–180, Benchmark Survey of Fi- nancial Services Transactions betweenU.S. Financial Services Providers and Foreign Persons will be conducted cov- ering 2014.

  • Should any complaint not be resolved to your satisfaction through our internal complaint resolution system and procedures, you may then take such further steps as you may deem fit, including the lodgement of a complaint with the Ombudsman for Financial Services Providers.

  • The Registrar of Financial Services Providers issued Board Notice 58 of 2010 (BN 58) under section 15 of the Financial Advisory and Intermediary Services Act, 2002 (FAIS).

  • Financial Services Providers have to avoid vague and inadequate disclosures.

  • It is also recommended that Financial Services Providers identify a Deputy, who should be a staff member of similar status and experience to the MLRO.

Related to Financial Services Providers

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Services Provider means a natural or legal person who holds a Dental Services Contract;

  • Beta Services means Xxxxxx services or functionality that may be made available to Customer to try at its option at no additional charge which is clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation, or by a similar description.

  • Primary care services means the services in respect of which NHS England has a duty or power to make arrangements pursuant to the Primary Care Functions;

  • Related Services means the services incidental to the supply of the goods, such as insurance, delivery, installation, commissioning, training and initial maintenance and other such obligations of the Supplier under the Contract.

  • Information Services means the Municipal Securities Rulemaking Board’s Electronic Municipal Market Access System; or, such other services providing information with respect to called municipal obligations as the District may specify in writing to the Paying Agent or as the Paying Agent may select.