FOCUS Report definition

FOCUS Report means, for any Person, the Financial and Operational Combined Uniform Single Report required to be filed on a monthly or quarterly basis, as the case may be, with the Commission or the NYSE, or any report that is required in lieu of such report.

FOCUS Report the Financial and Operational Combined Uniform Single Report on Form X-17A-15. A “Part II FOCUS Report” is a report filed on Form X-17A-5 Part II.

FOCUS Report means any Financial and Operational Combined Uniform Single report of the Capital Protection Provider provided by the Capital Protection Provider to the Commission.

Examples of FOCUS Report in a sentence

• The US-Clearing Member shall file a copy of its monthly Form 1-FR or, if applicable, of the FOCUS Report (as defined by the U.S. Securities and Exchange Commission) and its annual audited financial report with ECC promptly, but in any event no later than 30 Business Days after such report is available.

• Please be aware that it is your ultimate responsibility to file the FOCUS Report.

• A Clearing Member which elects to file a FOCUS Report Part II pursuant to this Rule or in response to a request pursuant to paragraph (d) of this Rule may not thereafter file a financial statement in the form adopted by the Commission for use by a futures commission merchant unless it obtains the prior consent of the Corporation.

• Upon application and as requested by the City Treasurer's Investment staff all the firms are required to provide a copy of their most recent published annual report, quarterly reports issued since the last annual report, Financial and Operational Combined Uniform Single (FOCUS) Report, organization chart, any financial information regarding credit lines and debt support provided by the parent firm and any other data required.

• Submit a certified Form 1-FR-FCM or FOCUS Report as of the Clearing Member’s fiscal year-end within the time requirements set forth in CFTC Regulation 1.10.

More Definitions of FOCUS Report

FOCUS Report a Financial and Operational Combined Uniform Single Report required to be filed on a quarterly basis with the SEC and the NASD or the Exchange, as applicable, or any report which is required in lieu of such report, or any equivalent reporting statement required by the applicable regulatory agency for any Designated Subsidiary.

FOCUS Report means each Financial and Operational Combined Uniform Single Report (FOCUS) (SEC Form X-17A-5) completed and executed by Xxxxx Xxxxxxx & Co. and filed with the SEC.

FOCUS Report. The Financial and Operational Combined Uniform Single Report required to be filed on a monthly or quarterly basis, as the case may be, with the Commission or the NYSE, or any report that is required in lieu of such report.

FOCUS Report means a Financial and Operational Combined Uniform Single Report of ZSC required to be filed with the SEC or the NASD or any report which is required in lieu of such report.

FOCUS Report means a Financial and Operational Combined Uniform Single Report required to be filed on a quarterly basis with the SEC or FINRA, or any report that is required in lieu of such report.

FOCUS Report has the meaning ascribed to such term in Section 7.01(a).

FOCUS Report means, as to any registered broker-dealer, the Form X-17A-5 promulgated by the SEC that is completed by such entity.