Formal Advice definition

Formal Advice means advice under a formal advisory agreement;
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Formal Advice means the provision of financial advice pursuant to a financial advisory service agreement;
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Formal Advice means advice given either orally or in writing by a relevant Commissioner to an Executive Councillor in relation to a decision to be made by that Executive Councillor where it is made clear by the relevant Commissioner the advice is formal in nature, and action must be taken if the Executive Councillor does not agree with the advice
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Examples of Formal Advice in a sentence

  • Formal Advice requests: We have received no formal advice requests since the Board’s last meeting.

  • Except for Formal Advice, we are willing to and provide our customers only with services that do not attract the operation of section 27 Financial Advisers Act (“FAA”) requiring either us or our representatives to take steps to ensure our or our representatives’ ability (as relevant) to give and actually give advice and recommendations specifically suitable for you to rely on in dealing in the securities recommended or advised on.

  • Formal Advice requests: We have received no formal advice requests since the last meeting.

  • The only exception to the preceding is when your transaction or order is in reliance on Formal Advice in circumstances where you had prior co- operated in the provision of required information for the Formal Advice to be specifically suitable for you to rely on.

  • The Approved Funding will not exceed the Approved Funding percentage of the Eligible Project Cost as detailed in the Formal Advice of Funding Approval.

  • Carried 9.3 Formal Advice from Simpson Grierson re Hunterville Rural Water SupplyThe committee acknowledged that this opinion was received prior to the election and therefore with a change in government this is likely to impact Three Waters scheme.

  • Formal Advice requests: We have pending one formal request for post- employment advice.

  • Formal Advice Issued Most of the work of the Committee involves advising Senate officers, Senate committees, and individual members when questions or conflicts arise.

  • The Council unanimously approved the Formal Advice at approximately 11:45am EST.

  • Comments were agreed by email to support the continuation of the TRO and submitted by the deadline of 19th January, with a statement that Formal Advice was expected to follow after the Forum’s meeting on 25th January 2023.The Forum agreed the Formal Advice, which is identical in substance to the comments already submitted.ACTION 7: Simon Pike to submit Formal Advice.

Related to Formal Advice

  • Legal Advice as used herein shall be solely and exclusively limited to the advice provided by legal counsel stating legal rights, duties, liabilities and defenses and shall not include factual information or the formulation or analysis of business strategy.

  • Medical Advice means any consultation or advice from a Medical Practitioner including the issuance of any prescription or follow-up prescription.

  • Independent professional advice means advice of an attorney, certified public accountant, actuary, or other licensed professional adviser.

  • Advice shall have the meaning set forth in Section 6(d).

  • DRS Advice means a Direct Registration System (DRS) advice;

  • Independent Legal Counsel means an attorney or firm of attorneys, selected in accordance with the provisions of Section 1(c) hereof, who shall not have otherwise performed services for the Company or Indemnitee within the last three years (other than with respect to matters concerning the rights of Indemnitee under this Agreement, or of other indemnitees under similar indemnity agreements).

  • investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

  • Issuance Advice Letter means the Issuance Advice Letter filed with the CPUC pursuant to the Wildfire Financing Law and the Financing Order with respect to the Recovery Bonds.

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Special Legal Counsel means a law firm, or a member of a law firm, that is experienced in matters of corporate law and neither presently is, or in the past two years has been, retained to represent (i) the Indemnitor or the Indemnitee in any matter material to either such party, or (ii) any other party to the Proceeding giving rise to a claim for indemnification hereunder.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Issuer at its own expense.

  • Informed decision means a decision by a qualified patient to request and obtain a prescription for medication that the qualified patient may self-administer to end the qualified patient's life in a humane and dignified manner that is based on an appreciation of the relevant facts and that is made after being fully informed by the attending physician of:

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant of nationally recognized standing that is, in the good faith judgment of the Borrower, qualified to perform the task for which it has been engaged and that is independent of the Borrower and its Affiliates.

  • Financial Adviser means any:

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Informal resolution means options for resolving a formal complaint that do not involve a full investigation and adjudication. Informal resolution may encompass a broad range of conflict resolution strategies, including mediation or restorative justice.

  • Legal counsel shall have the meaning assigned to such term in Section 2(b).

  • Consult or “consulting" means thoroughly reviewing and discussing the relevant facts and discretionary issues.

  • Expert advice or assistance means advice or assistance derived from scientific, technical, or other specialized knowledge.

  • Special Committee means a committee of the Board of Managers of the Company comprised of two individuals, each of whom qualifies as an Independent Manager.

  • Financial Advisors has the meaning set forth in Section 4.26.

  • lawyer means, in the Province of Quebec, an advocate or a notary and, in any other province, a barrister or solicitor;

  • Suggestions means all suggested improvements to the Service Offerings that you provide to us.

  • Medical Advisory Committee means the Medical Advisory Committee established by the Board as required by the Public Hospitals Act;

  • Expert witness or “expert” means a person who is retained to render an opinion regarding an issue relevant to a case, whether or not the person actually testifies in court.