Formal Advice definition

Formal Advice means the provision of financial advice pursuant to a financial advisory service agreement;
Sample 1Sample 2Sample 3
Formal Advice means advice under a formal advisory agreement;
Sample 1Sample 2
Formal Advice means advice given either orally or in writing by a relevant Commissioner to an Executive Councillor in relation to a decision to be made by that Executive Councillor where it is made clear by the relevant Commissioner the advice is formal in nature, and action must be taken if the Executive Councillor does not agree with the advice
Sample 1

Examples of Formal Advice in a sentence

  • Formal Advice requests: We have received no formal advice requests since the Board’s last meeting.

  • In no event is LTS willing to provide, and it is a condition of the Client being allowed to open and/or operate a Client’s Account with LTS for dealings in SIP that the Client accepts that LTS is neither obliged nor will LTS provide the Client, (except by way of Formal Advice), any advice or recommendation (including any ERA) but will only provide the Client with execution only services.

  • Where advice or recommendation is provided, then where it is not Formal Advice, it is ERA for the purposes of this Agreement.

  • Except in the case of ERA and Formal Advice, Maybank Kim Eng and all its representatives will only provide execution only services.

  • Consistent with the foregoing and the Client’s representations and warranties to LTS as a person who is not a Retail Singapore Client, for all of the Client’s transactions (except in conjunction with Formal Advice), the Client and only the Client is solely responsible for determining the merits or suitability of any and all transactions that the Client may enter into with or through LTS.

  • If despite (i) to (iv) above, the Client purports to complete and returns to LTS the CIP otherwise than for LTS to provide Client Formal Advice, LTS will assume and act on the assumption that the Client is, for Client’s convenience, pre-completing the CIP to provide for the contingency of the Client wishing in future to have LTS provide Client Formal Advice.

  • Formal Advice requests: We have received no formal advice requests since the last meeting.

  • Formal Advice will be given only if you actually enter into and it will be subject to the terms of the formal advisory agreement you formally conclude with us.

  • The Client therefore need not and should not, except for LTS to provide Client Formal Advice, complete the CIP.

  • Repeating patterns shall trigger Formal Advice, non-conformity or DMR Notices.

Related to Formal Advice

  • Independent professional advice means advice of an attorney, certified public accountant, actuary, or other licensed professional adviser.

  • Advice shall have the meaning set forth in Section 6(d).

  • Independent Legal Counsel means an attorney or firm of attorneys, selected in accordance with the provisions of Section 1(c) hereof, who shall not have otherwise performed services for the Company or Indemnitee within the last three years (other than with respect to matters concerning the rights of Indemnitee under this Agreement, or of other indemnitees under similar indemnity agreements).

  • investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Informed decision means a decision by a qualified patient to request and obtain a prescription for medication that the qualified patient may self-administer to end the qualified patient's life in a humane and dignified manner that is based on an appreciation of the relevant facts and that is made after being fully informed by the attending physician of:

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Financial Adviser means any:

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Informal resolution means options for resolving a formal complaint that do not involve a full investigation and adjudication. Informal resolution may encompass a broad range of conflict resolution strategies, including mediation or restorative justice.

  • Legal Counsel shall have the meaning assigned to such term in Section 2(b).

  • Consult or "Consultation" means to provide:

  • Expert advice or assistance means advice or assistance derived from scientific, technical, or other specialized knowledge.

  • Special Committee means a committee of the Board of Managers of the Company comprised of two individuals, each of whom qualifies as an Independent Manager.

  • lawyer means, in the Province of Quebec, an advocate or a notary and, in any other province, a barrister or solicitor;

  • Medical Advisory Committee means the Medical Advisory Committee established by the Board as required by the Public Hospitals Act;