investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

investment advice means investment advice as defined in Article 4(1)(4) of 2014/65/EU;

Examples of investment advice in a sentence

For larger sums the effect of the sliding scale Investment Advice fee and a $440pm Ongoing Independent Financial Planning Advice fee results in a lower percentage cost as outlined below: For a $4m investment in our Model Portfolios and a $440pm Ongoing Independent Financial Planning fee, the total OA&CS fee would be $2,090pm or $25,080pa which equates to 0.63% pa incl.
For example, for an investment portfolio of $4m, not on our Model Portfolios, the Independent Investment Advice component using the above sliding scale would be 0.495% plus a loading of 50% which equates to $29,700 or 0.7425% pa.
For this active management of your investments using our Model Portfolios our Ongoing Independent Investment Advice fee is calculated on the value of the portfolio before the 30 June each year, and set for the next 12 months using the following sliding scale: First $2,000,000: 0.66% p.a. incl.
Where our Model Portfolios are not utilised our Ongoing Independent Investment Advice fee may be higher or lower than the above sliding scale, depending upon the nature and complexity of the work involved.
For an investment of $4,000,000 in our Model Portfolios our Ongoing Independent Investment Advice fee would be $19,800pa incl.

More Definitions of investment advice

investment advice means investment advice as defined in point (4) of Article 4(1) of Directive 2014/65/EU;

investment advice means the provision of personal recommendation to the Client either after his request or on the initiative of the Company, in relation to one or more transactions related to Financial Instruments, either directly or through his agent. For the purposes of this definition, a personal recommendation is a recommendation that is presented as suitable for the Client or is based on a consideration of the circumstances of the Client and advises the Client to take one of the following sets of steps:

investment advice means advice with respect to an investment in, or the purchase, sale or holding of, a security;

investment advice means advice with respect to "securities" provided by a "registered representative" which is solely incidental to his/her conduct as a "registered representative" and for which he/she receives no special compensation, all pursuant to the provisions of the Investment Advisors Act of 1940, as amended.

investment advice has the meaning ascribed to such term in the Regulations; “Investment Business Service” has the meaning ascribed to such term in the Regulations; “Law Society” means the Law Society of Ireland;

investment advice means advice relating to investing in, purchasing, selling or otherwise dealing in securities or investment products, and advice on investment portfolio containing securities or investment products, whether written, oral or through Provided that investment advice given through any other means of communication for the benefit of the client and shall include financial planning: Provided that investment advice given through newspaper, magazines, any electronic or broadcasting or telecommunications medium, which is widely available to the public shall not be considered as investment advice for the purpose of these regulations;”

investment advice means the provision of personal recommendation to a client, either after his request, or on the initiative of the IF, in relation to one or more transactions related to financial instruments; for the purposes of this definition, a personal recommendation is given the meaning assigned to it in section 2 of the Law.