investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

investment advice means investment advice as defined in Article 4(1)(4) of 2014/65/EU;

Examples of investment advice in a sentence

It is noted that the Service does not constitute an asset management tool and under no circumstances shall it be considered as Investment Advice or Portfolio Management.

More Definitions of investment advice

investment advice means the provision of personal recommendation to a client, either after his request, or on the initiative of the IF, in relation to one or more transactions related to financial instruments; for the purposes of this definition, a personal recommendation is given the meaning assigned to it in article 2 of the Law.

investment advice means investment advice as defined in point (4) of Article 4(1) of Directive 2014/65/EU;

investment advice means advice relating to investing in, purchasing, selling or otherwise dealing in securities or investment products, and advice on investment portfolio containing securities or investment products, whether written, oral or through Provided that investment advice given through any other means of communication for the benefit of the client and shall include financial planning: Provided that investment advice given through newspaper, magazines, any electronic or broadcasting or telecommunications medium, which is widely available to the public shall not be considered as investment advice for the purpose of these regulations;”

investment advice means advice with respect to an investment in, or the purchase, sale or holding of, a security;

investment advice means advice with respect to "securities" provided by a "registered representative" which is solely incidental to his/her conduct as a "registered representative" and for which he/she receives no special compensation, all pursuant to the provisions of the Investment Advisors Act of 1940, as amended.

investment advice has the meaning ascribed to such term in the Regulations; “Investment Business Service” has the meaning ascribed to such term in the Regulations; “Law Society” means the Law Society of Ireland;

investment advice means advice in relation to (among other things) the acquisition, disposal, retention, exchange or other dealing in Futures within the scope Type 5 licence under the Ordinance (but does not relate to advising in respect of corporate finance-related matters).