FSCA Rules definition

FSCA Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of FSCA;
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FSCA Rules means the legislation administered by the FSCA as amended from time to time; “Force Majeure Event” has the definition given to it in clause 17.1 of these Terms;
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FSCA Rules means the rules and guidance promulgated by the FSCA as well as any applicable financial services legislation, as updated, amended or replaced from time to time.
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Examples of FSCA Rules in a sentence

  • In a confidential preliminary conference, the chairperson of the FSCA will advise the potential appellant regarding the appropriate procedures in an appeal process and provide current copies of the FSCA Rules of Procedure.

  • The appellee(s) will be given a copy of the materials submitted by the appellant and a copy of the FSCA Rules of Procedure.

  • The second sentence of FH 9.3.2.1 is: “In a confidential preliminary conference, the chairperson of the FSCA will advise the potential appellant regarding the appropriate procedures in an appeal process and provide current copies of the FSCA Rules of Procedure.”Despite attempts to locate the “FSCA Rules of Procedure”, the present chair of the FSCA has been unable to find it, or to establish that it ever existed.

  • Account information will usually include Confirmations with ticket numbers, purchase and sale rates, used Margin, amounts available for margin trading, statements of profits and losses, current open and pending positions and any other information as required by the FSCA Rules.

  • We are required to conduct our business and dealings with you in accordance with the rules and guidance promulgated by the FSCA Rules.

  • The appellee(s) will be given a copy of the materials submitted by the appellant and a copy of the FSCA Rules ofProcedure.

  • Section 2 of the 2019 Act enables the Secretary of State to make regulations to amend the 2004 Act so that two people who are not of the same sex are eligible to form a civil partnership in England and Wales.

  • Any FSCA Rules, if applicable, relating to client money will not apply to money transferred to us on a title transfer basis so you do not have a proprietary claim over such money and we can deal with it in our own right.

  • In a confidential preliminary conference, the chairperson of the FSCA will advise the potential appellant regarding the appropriate procedures in an appeal process andprovide current copies of the FSCA Rules of Procedure.


More Definitions of FSCA Rules

FSCA Rules means the Rules, Regulations, Guidance notes, opinions or recommendations of FSCA.
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Related to FSCA Rules

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • AAA Rules has the meaning set forth in Section 11.2.

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Site Rules means all rules, regulations, directives and policies notified by the Company from time to time which are intended to be of general application to persons at a Site controlled or managed by the Company.

  • ACH Rules means the NACHA Operating Rules and NACHA Operating Guidelines, as in effect from time to time.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • NYSRC Reliability Rules means the rules applicable to the operation of the New York Transmission System. These rules are based on Reliability Standards adopted by NERC and NPCC, but also include more specific and more stringent rules to reflect the particular requirements of the New York Transmission System.

  • CCASS Rules means the General Rules of CCASS and the CCASS Operational Procedures in effect from time to time;

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.