FSCA Rules definition

FSCA Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of FSCA;
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FSCA Rules means the rules and guidance promulgated by the FSCA as well as any applicable financial services legislation, as updated, amended or replaced from time to time.
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FSCA Rules means the Rules, Regulations, Guidance notes, opinions or recommendations of FSCA.
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Examples of FSCA Rules in a sentence

  • We are required to conduct our business and dealings with you in accordance with the rules and guidance promulgated by the FSCA Rules.

  • Nothing in this Agreement will exclude or restrict any duty of liability we may have to you under the regulatory system (as defined in the FSCA Rules), which may not be excluded or restricted thereunder.

  • If the Client acts as Agent, regardless of whether the Client identifies the Principal to the Company, the Company shall not accept the said Principal as a customer, and consequently the Company shall at all times consider the Client as Principal in relation to any Transaction and our client for the purposes of the FSCA Rules.

  • Any FSCA Rules, if applicable, relating to client money will not apply to money transferred to us on a title transfer basis so you do not have a proprietary claim over such money and we can deal with it in our own right.

  • Account information will usually include Confirmations with ticket numbers, purchase and sale rates, used Margin, amounts available for margin trading, statements of profits and losses, current open and pending positions and any other information as required by the FSCA Rules.


More Definitions of FSCA Rules

FSCA Rules means the legislation administered by the FSCA as amended from time to time; “Force Majeure Event” has the definition given to it in clause
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Related to FSCA Rules

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • M&A Rules means the Rules on Mergers and Acquisitions of Domestic Enterprises by Foreign Investors jointly promulgated by the Ministry of Commerce, the State Assets Supervision and Administration Commission, the State Administration of Taxation, the State Administration of Industry and Commerce, China Securities Regulatory Commission (the “CSRC”) and the State Administration of Foreign Exchange of the PRC on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.