FSCA Rules definition

FSCA Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of FSCA;
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FSCA Rules means the Rules, Regulations, Guidance notes, opinions or recommendations of FSCA.
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FSCA Rules means the legislation administered by the FSCA as amended from time to time; “Force Majeure Event” has the definition given to it in clause
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Examples of FSCA Rules in a sentence

  • In a confidential preliminary conference, the chairperson of the FSCA will advise the potential appellant regarding the appropriate procedures in an appeal process and provide current copies of the FSCA Rules of Procedure.

  • The appellee(s) will be given a copy of the materials submitted by the appellant and a copy of the FSCA Rules of Procedure.

  • If the Client acts as Agent, regardless of whether the Client identifies the Principal to the Company, the Company shall not accept the said Principal as a customer, and consequently the Company shall at all times consider the Client as Principal in relation to any Transaction and our client for the purposes of the FSCA Rules.

  • We are required to conduct our business and dealings with you in accordance with the rules and guidance promulgated by the FSCA Rules.

  • The appellee(s) will be given a copy of the materials submitted by the appellant and a copy of the FSCA Rules ofProcedure.

  • Any FSCA Rules, if applicable, relating to client money will not apply to money transferred to us on a title transfer basis so you do not have a proprietary claim over such money and we can deal with it in our own right.

  • Nothing in this Agreement will exclude or restrict any duty of liability we may have to you under the regulatory system (as defined in the FSCA Rules), which may not be excluded or restricted thereunder.

  • Account information will usually include Confirmations with ticket numbers, purchase and sale rates, used Margin, amounts available for margin trading, statements of profits and losses, current open and pending positions and any other information as required by the FSCA Rules.

  • In a confidential preliminary conference, the chairperson of the FSCA will advise the potential appellant regarding the appropriate procedures in an appeal process andprovide current copies of the FSCA Rules of Procedure.


More Definitions of FSCA Rules

FSCA Rules means the rules and guidance promulgated by the FSCA as well as any applicable financial services legislation, as updated, amended or replaced from time to time.
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Related to FSCA Rules

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.