FUND Sourcebook definition

FUND Sourcebook means the Investment Funds Sourcebook made by the Financial Conduct Authority, as amended or replaced from time to time or any relevant successor Sourcebook which imposes similar requirements;
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FUND Sourcebook or "FUND" means the rules contained in the Investment Funds Sourcebook issued by the FCA as amended from time to time; "Instrument of Incorporation" or "Instrument" the instrument of incorporation constituting the Company, as amended from time to time; "Investment Manager(s)" means Marlborough Investment Management Limited, the investment manager appointed by the ACD in respect of the Company; "Key Investor Information Document" means the document setting out the key elements of a Fund; "Leverage" means any method by which exposure of the Company or a Fund is increased whether through borrowing of cash or transferrable securities or Leverage embedded in derivative positions or by any other means; "NAV" or "net asset value" the value of the Scheme Property less the liabilities of the Company as calculated in accordance with the Regulations; "Non-UCITS Retail Scheme" or "NURS" means a type of collective investment scheme such as the Company which is authorised by the FCA and therefore meets the standards set by the FCA to enable the scheme to be marketed to the public within the UK, but which is not a UCITS Scheme, a qualified investor scheme or a long-term asset fund; "OEIC Regulations" the Open-Ended Investment Companies Regulations 2001 as amended; “QIS” means a Qualified Investment Scheme as defined in the FCA Handbook; "Registrar" Investment Fund Services Limited or any entity appointed by it to provide the services described in section 10; "Regulations" the OEIC Regulations and the Collective Investment Schemes Sourcebook and/or the FUND Sourcebook as relevant; "Scheme Property" means those assets which comprise the property of the Company (or a Fund); "Shareholder" a holder of registered shares in the Company; "Supplementary Information Document" means the document setting out certain information to investors as required by the FCA and certain information about the operation of the Funds; “UK UCITS” means a UK UCITS as defined in the FCA Handbook; "UCITS Directive" the European Parliament and Council Directive of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment intransferable securities (UCITS) (No. 2009/65) (as amended);
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FUND Sourcebook means the rules contained in the Investment Funds Sourcebook isued or “FUND” by the FCA as amended from time to time;
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Examples of FUND Sourcebook in a sentence

  • The ACD must ensure that this Prospectus does not contain any untrue or misleading statement or omit any matter required to be disclosed in the Prospectus by the FUND Sourcebook or the COLL Sourcebook.

  • The ACD may delegate its management and administration functions, but not responsibility, to third parties, including associates subject to the rules in the COLL Sourcebook and the FUND Sourcebook.

  • The Depositary is responsible for the safekeeping of all the Scheme Property (other than tangible moveable property) of the Company and has a duty to take reasonable care to ensure that the Company is managed in accordance with the Instrument of Incorporation and the provisions of the COLL Sourcebook and the FUND Sourcebook relating to the pricing of, and dealing in, Shares and relating to the income and the investment and borrowing powers of the Funds.

  • The ACD may delegate its management and administration functions, but not responsibility, to third parties, including Associates subject to the rules in the COLL Sourcebook and the FUND Sourcebook.

  • Subject to the COLL Sourcebook and the FUND Sourcebook, the Depositary has full power under the Depositary Agreement to delegate (and authorise its delegate to sub-delegate) all or any part of its duties as depositary.

  • AUTHORISED STATUS The Trust is a Non-UCITS Retail Scheme under the rules of the COLL Sourcebook and is an alternative investment fund or AIF for the purposes of the FUND Sourcebook.

  • The ACD is responsible for managing and administering the Company’s affairs in compliance with the COLL Sourcebook and the FUND Sourcebook.

  • The Company is authorised to operate as a “Non-UCITS Retail Scheme” for the purposes of the COLL Sourcebook and as an Alternative Investment Fund (AIF) for the purposes of the FUND Sourcebook.

  • The Company is authorised to operate as a “Non-UCITS Retail Scheme” for the purposes of the COLL Sourcebook and as an Authorised Investment Fund (AIF) for the purposes of the FUND Sourcebook.

  • The Scheme is subject to the rules of the FCA as set out in the COLL Sourcebook and the FUND Sourcebook.

Related to FUND Sourcebook

  • Fund Source means any direct or indirect sum payable to the Contractor by the County pursuant to any lawful obligation.

  • Alternative program means a non-disciplinary monitoring or practice remediation process approved by a physical therapy licensing board. This includes, but is not limited to, substance abuse issues.

  • Data Source Annual Fiscal Audit Report, Terms of Debt, Other Formal Notifications Received by School. Exceeds Standard The school has met standard for at least 3 consecutive years. Approaches Standard The school experienced one or more instances of minor default during the fiscal year (such as making late payments); however, the school is not currently in default of any financial obligations. Does Not Meet Standard School is currently in default of financial obligations.

  • Primary Source means the Screen Page specified as such in the applicable Pricing Supplement and (in the case of any Screen Page provided by any information service other than the Reuters Monitor Money Rates Service (“Reuters”)) agreed to by the Agent Bank;

  • Approved Source means Cisco or a Cisco authorized reseller, distributor or systems integrator.

  • aepaccmeצc means the department of health and human

  • Alternative education program means a school or separate class group designed to best serve students’ educational needs and interests and assist students in achieving the academic standards of the district and the state.

  • Fund/SERV means NSCC’s Mutual Fund Settlement, Entry and Registration Verification System, a system for automated, centralized processing of mutual fund purchase and redemption orders, settlement, and account registration; “Networking” shall mean NSCC’s system that allows mutual funds and life insurance companies to exchange account level information electronically; and “Settling Bank” shall mean the entity appointed by the Trust or you, as applicable, to perform such settlement services on behalf of the Trust and you, as applicable, which entity agrees to abide by NSCC’s then current rules and procedures insofar as they relate to same day funds settlement. In all cases, processing and settlement of share transactions shall be done in a manner consistent with applicable law.

  • risk management plan ’ means a risk management plan submitted to the Ad- ministrator by an owner or operator of a stationary source under subparagraph (B)(iii).

  • Data Set means specific CancerMPact or Epi Database data provided by Oracle to Client pursuant to the Agreement and Order. This includes the data, analysis, models and any other information contained in the database or report to be accessed by multiple subscribers, and any other non-custom engagement performed by Oracle.

  • Basic health plan model plan means a health plan as required in RCW 70.47.060(2)(e).

  • Xxxxxx Mae Guide The Xxxxxx Xxx Single Family Seller/Servicer Guide and all amendments or additions thereto.

  • Sole source procurement means a procurement without competition pursuant to a determination under Subsection 63G-6a-802(1)(a) that there is only one source for the procurement item.

  • Multiple tomogram system means a computed tomography X-ray system which obtains X-ray transmission data simultaneously during a single scan to produce more than one tomogram.

  • Alternative school means an environment established apart from the regular educational program and that includes policies and rules, staff, and resources designed to accommodate student needs and to provide a comprehensive education consistent with the student learning goals and content standards established by the school district or by the school districts participating in a consortium. Students attend by choice.

  • Quality Assurance Program means the overall quality program and associated activities including the Department’s Quality Assurance, Design-Builder Quality Control, the Contract’s quality requirements for design and construction to assure compliance with Department Specifications and procedures.

  • Procurement Plan means the Recipient’s procurement plan for the Project, dated April 2, 2010, and referred to in paragraph 1.16 of the Procurement Guidelines and paragraph 1.24 of the Consultant Guidelines, as the same shall be updated from time to time in accordance with the provisions of said paragraphs.

  • Nutrient management plan means a plan developed or approved by the Department of Conservation and Recreation that requires proper storage, treatment and management of poultry waste, including dry litter, and limits accumulation of excess nutrients in soils and leaching or discharge of nutrients into state waters.

  • Management Plan means a plan to manage the activities and protect the special value or values in an Antarctic Specially Protected Area or an Antarctic Specially Managed Area.

  • Data Services The Customer will receive a discount equal to 25% for the following Data Services: Access: Standard VBS2 Guide local loop charges for DS-1 Access and DS-3 Access Service.

  • Virtual source means a point from which radiation appears to originate.

  • Online Services Terms means the additional terms that apply to Customer’s use of Online Services published on the Licensing Site and updated from time to time.

  • Electronic Funds Transfer (EFT) indicator means a four-character suffix to the unique entity identifier. The suffix is assigned at the discretion of the commercial, nonprofit, or Government entity to establish additional System for Award Management records for identifying alternative EFT accounts (see subpart 32.11) for the same entity.

  • Quality Management Plan means the portion of the Project Development Plan providing the information requested in Section 4.3 of Exhibit B to the ITP.

  • Minimum data set means the data required by the Australian Government from Community Care service outlets, in the form prescribed by the Australian Government, which data is shared with the Queensland Government;

  • Xxxxxx Mae Guides The Xxxxxx Xxx Xxxxxxx’ Guide and the Xxxxxx Mae Servicers’ Guide and all amendments or additions thereto.