Investment Funds Sourcebook definition

Investment Funds Sourcebook means the Investment Funds Sourcebook issued by the FCA as amended from time to time.
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Investment Funds Sourcebook means the Investment Funds Sourcebook
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Examples of Investment Funds Sourcebook in a sentence

  • It is easily accessible and provides a fair reflection of the Investment Manager ’s investment universe and a good relative measure to assess performance outcomes.StatusThe Fund operates under the Investment Funds Sourcebook (FUND) where applicable and the Collective Investment Schemes Sourcebook (COLL) of the Financial Conduct Authority.

  • To the best of its knowledge and belief (having taken all reasonable care to ensure that such is the case) the information contained herein does not contain any untrue or misleading statement or omit any matters required by the Collective Investment Scheme Sourcebook (COLL) or the Investment Funds Sourcebook (FUND) to be included in it.

  • This Fund is classified in the IA UK All Companies Sector.StatusThe Fund operates under the Investment Funds Sourcebook (FUND) where applicable and the Collective Investment Schemes Sourcebook (COLL) of the Financial Conduct Authority.

  • The FCA’s Investment Funds Sourcebook (FUND), which implements the AIFM Directive, and the AIFMD level 2 Regulation (AIFMR) contain specific requirements in respect of the annual reports of non-UCITS funds.

  • This Fund is classified in the IA Europe Excluding UK Sector.StatusThe Fund operates under the Investment Funds Sourcebook (FUND) where applicable and the Collective Investment Schemes Sourcebook (COLL) of the Financial Conduct Authority.

  • This Fund is classified in the IA Mixed Investment 40%-85% Shares Sector.StatusThe Fund operates under the Investment Funds Sourcebook (FUND) where applicable and the Collective Investment Schemes Sourcebook (COLL) of the Financial Conduct Authority.

  • The Authorised Corporate Director (“ACD”) of EdenTree Investment Funds for Charities (the “Company”) is responsible for preparing the Annual Report and the financial statements in accordance with the Open-Ended Investment Companies Regulations 2001 (“the OEIC Regulations”), the Financial Conduct Authority’s Collective Investment Schemes Sourcebook (“COLL”), the FCA's Investment Funds Sourcebook ("the FUND") and the Company’s Instrument of Incorporation.

  • It is the duty of the Trustee to take reasonable care to ensure that the Scheme is managed in accordance with the Sourcebook, the FCA Investment Funds Sourcebook (“FUND”), the Trust’s Trust Deed and Prospectus, in relation to the pricing of, and dealings in, units in the Trust; the application of revenue of the Scheme; and the investment and borrowing powers of the Trust.

  • Investment Fund Managers Directive (2011/61/EU), as transposed into UK rules and law, principally in the Alternative Investment FundM anagers Regulations 2013 (as amended) and the Investment Funds Sourcebook in the FCA Rules.

  • This Fund is classified in the IA North America Sector.StatusThe Fund operates under the Investment Funds Sourcebook (FUND) where applicable and the Collective Investment Schemes Sourcebook (COLL) of the Financial Conduct Authority.

Related to Investment Funds Sourcebook

  • Investment Funds means all monies and financial resources available for investment by the Authority, other than proceeds of bonds issued by the Authority.

  • Investment Program means a Person for whom Shipper or a direct or indirect subsidiary of Shipper acts as a general partner, managing partner or manager and the securities of which have been offered and sold to investors.

  • Liquidity Account Investments means Deposit Securities or any other security or investment owned by the Fund that is rated not less than A3 by Moody’s, A- by Standard & Poor’s, A- by Fitch or an equivalent rating by any other NRSRO (or any such rating’s future equivalent) or if not rated, determined by the Adviser to be of comparable quality.

  • Investment Account As defined in Section 3.12(a).

  • Program Funds means all funds that are required to be deposited into the Non-profit School Food Service Account.

  • Investment Fund has the same meaning as in National Instrument 81-106 Investment Fund Continuous Disclosure;

  • Automatic Investment Plan/Dividend Reinvestment Plan means a program in which regular purchases or sales are made automatically in or from investment accounts in accordance with a predetermined schedule and allocation, including dividend reinvestment plans.

  • Investment Options means the investment options, as determined from time to time by the Committee, used to credit earnings, gains and losses on Account balances.

  • Investment pool means an entity created under the Texas Gov- ernment Code to invest public funds jointly on behalf of the entities that participate in the pool and whose investment objectives in or- der of priority are preservation and safety of principal, liquidity, and yield.

  • Investment Option means any of the guaranteed investments and variable investment funds available under the Plan.

  • Investment Accounts means the Collateral Account, Securities Accounts, Commodities Accounts and Deposit Accounts.

  • account information service means an online service to provide consolidated information on one or more payment accounts held by the payment service user with either another payment service provider or with more than one payment service provider;

  • Online Account means the Bank account from which you will be conducting transactions using a Service;

  • Program fund means the program fund created under Section 53B-8a-107,

  • Principal Funding Account Investment Proceeds shall have the meaning specified in subsection 4.03(a)(ii).

  • Settlement Funds means moneys allocated to this state from the environmental mitigation trust specified in par. (d) and received by the state from the trustee.

  • Joint Trading Account shall have the meaning set forth in the preamble of this Agreement.

  • Designated Accounts means any and all unsecured credit facilities (including without limitation unsecured card or non-card credit facility) that you have with the Participating FIs and excludes joint accounts, any renovation loan, education loan, credit facility granted for businesses or business purposes and such other credit facility that is excluded under the MAS regulations relating to unsecured credit facilities to individuals.

  • Investment Portfolio means invested assets (including cash and cash equivalents, short-term investments, bonds or other fixed income securities and equity investments).

  • Reinvestment Plan means the distribution reinvestment plan for the ETFs, as described under the heading “Distribution Policy – Distribution Reinvestment Plan”;

  • Trading Account means the unique personified register of all completed transactions, open positions, orders and nontrading operations on the trading platform.

  • Automatic Investment Plan means a program in which regular periodic purchases (or withdrawals) are made automatically in (or from) investment accounts in accordance with a predetermined schedule and allocation. An Automatic Investment Plan includes a dividend reinvestment plan.

  • Account Opening / Investment Account Opening Form means standardized form prescribed by the Management Company to be duly filled by the investors at the time of opening an account with the Fund.

  • Mutual Funds means (i) all open-end mutual funds; and (ii) similar pooled investment vehicles established in non-U.S. jurisdictions, such as registered investment trusts in Japan. For purposes of the Code, Mutual Fund does not include shares of open-end money market mutual funds (unless otherwise advised by Compliance).

  • Liquidity Account Initial Date means, with respect to any Series, the date designated as the Liquidity Account Initial Date in the Appendix for such Series.

  • Account Information Service Provider means a payment service provider pursuing business activities as referred to in point (8) of Annex I;