General Financial Product Advice definition

General Financial Product Advice means a recommendation, statement of opinion or a report given by XX XXXXXX to the Client on financial products as described in the PRDS that XX XXXXXX may provide to the Client without consideration of the personal objectives, circumstances or needs of the Client;
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General Financial Product Advice means a recommendation, statement of opinion or a report given by JDX to the Client on financial products as described in the PRDS that JDX may provide to the Client without consideration of the personal objectives, circumstances or needs of the Client;
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General Financial Product Advice is as defined in the Corporations
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Examples of General Financial Product Advice in a sentence

  • General Financial Product Advice In our report we provide general financial product advice, not personal financial product advice, because it has been prepared without taking into account your personal objectives, financial situation or needs.

  • If JDX provides General Financial Product Advice to the Client then the Client acknowledges that the advice is general only and does not consider the personal objectives, circumstances or needs of the Client.

  • If XX XXXXXX provides General Financial Product Advice to the Client then the Client acknowledges that the advice is general only and does not consider the personal objectives, circumstances or needs of the Client.

  • If Vatee provides General Financial Product Advice to the Client then the Client acknowledges that the advice is general only and does not consider the personal objectives, circumstances or needs of the Client.

  • If USG provides General Financial Product Advice to the Client then the Clientacknowledges that the advice is general in nature and does not consider the personal objectives, circumstances or needs of the Client.

  • If FL provides General Financial Product Advice to the Client then the Client acknowledges that the advice is general only and does not consider the personal objectives, circumstances or needs of the Client.

  • If WorldFirst provides General Financial Product Advice to the Client then the Client acknowledges that the advice is general only and Terms and Conditions does not consider the personal objectives, circumstances or needs of the Client.

  • If TREX provides General Financial Product Advice to the Client then the Client acknowledges that the advice is general only and does not consider the personal objectives, circumstances or needs of the Client.

  • The Employee Representatives are TAL Direct employees who have completed PS146/RG146 and need Training Plans to reflect competencies in the provision of General Financial Product Advice.

  • Vatee provides General Financial Product Advice and execution-only foreign currency, commodities, and index derivatives trading services.


More Definitions of General Financial Product Advice

General Financial Product Advice is as defined in the Corporations Act 2001 (Cth) as it may vary from time to time;
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General Financial Product Advice when used in this Standard means financial product advice involving a recommendation or opinion
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Related to General Financial Product Advice

  • Financial Products “Development Services”; “Target Market”; “Investment Areas”; and “Targeted Populations” have the meanings ascribed to such terms in 12 C.F.R. 1805.104.

  • Financial Product means any securities, futures contracts or leveraged foreign exchange contracts as defined under the SFO. Regarding “leveraged foreign exchange contracts”, it is only applicable to those traded by persons licensed for Type 3 regulated activity.

  • Financial product or service means any product or service that a financial institution or a financial holding company could offer by engaging in any activity that is financial in nature or incidental to such a financial activity under section 4(k) of the Bank Holding Company Act of 1956 and that is offered by the Employer or an affiliate on the date of the Executive’s employment termination, including but not limited to banking activities and activities that are closely related and a proper incident to banking.

  • Commercial Product means any such product as defined in FAR 2.101.

  • Related Financial Product means any financial product which references directly or indirectly the Preference Shares.

  • Annual Financial Information means annual financial information as such term is used in paragraph (b)(5)(i) of the Rule and specified in Section 3(a) of this Disclosure Agreement.

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Data Services The Customer will receive a discount equal to 25% for the following Data Services: Access: Standard VBS2 Guide local loop charges for DS-1 Access and DS-3 Access Service.

  • account information service means an online service to provide consolidated information on one or more payment accounts held by the payment service user with either another payment service provider or with more than one payment service provider;

  • Small commercial customer means a DRAM Resource Customer which is a non-Residential Customer with monthly maximum demand of 20 kW or less, including agricultural/pumping customers (PA-1, PA-2, TOU-PA-2 rates) and TOU-EV3, service to electric charging facilities with monthly maximum demand of 20 kW or less. Excludes customers on rate schedules for fixed usage and unmetered service (Schedules LS-1, LS-2, OL-1, TC-1, Wi-Fi-1, and WTR).

  • Commercial customer means a customer who is acting within their trade or profession in respect of the insurance cover requested or arranged.

  • Financial Crime Risk Management Activity means any action to meet Compliance Obligations relating to or in connection with the detection, investigation and prevention of Financial Crime that the Bank or members of the HSBC Group may take.

  • international application means an application filed under this Treaty;

  • Xxxxxxx Group means (a) any member of the Xxxxxxx Family and (b) any Related Person of any such member.

  • Account Information Service Provider means a payment service provider pursuing business activities as referred to in point (8) of Annex I;

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services.

  • Between merchants means in any transaction with respect to which both parties are chargeable with the knowledge or skill of merchants.

  • financial service means any service of a banking, credit, insurance, personal pension, investment or payment nature;

  • Europe means the European Union, the European Economic Area and/or their member states, Switzerland and the United Kingdom.

  • ABN AMRO means ABN AMRO Bank N.V.

  • SAP Products means Software, Documentation, SAP Materials, Services, Subscription Services, Cloud Services and Maintenance Services. “SAP SDK” means SAP software development kit that includes tools such as APIs, source code, redistributable files and instructions. “Services” means SAP’s then-current services offered under and described in detail in the applicable SAP PartnerEdge Model.

  • Additional Financial Centre(s means the city or cities specified as such in the relevant Final Terms;

  • Xxxxxx Group shall have the meaning set forth in Section 9.2(b) hereof.

  • Mobile Banking Service means the EB Services which we enable you to access via the Mobile Banking App or a web browser designed for use on a Mobile Device; and

  • Commercial Services means any waste management service, relating or connected to accumulating, collecting, managing, recycling, sorting, storing, treating, transporting, disposing, buying or selling of waste or any other manner of handling waste excluding services rendered by the municipality;

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;