Governing Legislation definition
Governing Legislation means the Corporations Act and the regulations made under it and all applicable financial services laws (as defined by section 761A of the Corporations Act);
Governing Legislation means Mauritius Legislation, Directives, Circulars or other Regulations issued by FSC and govern the operations of CIFs and all applicable laws and rules issued within the European Union, directly enforced for investment firms as these may be in force from time to time.
Governing Legislation means the Act and the regulations made under it and all applicable financial services laws (as defined by section 761A of the Act);
Examples of Governing Legislation in a sentence
We will report to you in relation to your Contracts in accordance with the Governing Legislation.
Nothing in this Agreement will exclude or restrict any duty or liability owed by us to you under the Governing Legislation and if there is any conflict between this Agreement and the Governing Legislation, the Governing Legislation will prevail.
We will report to you on Client Money held pursuant to this Agreement in accordance with the Governing Legislation.
Our failure to provide Confirmation Information will not prejudice or affect the validity or enforceability of that Contract and other than as provided by Governing Legislation will not be liable as a result of a failure to provide Confirmation Information.
The Client understands and agrees that GPP Markets regularly deletes such recorded conversations in accordance with its established business procedures and the Governing Legislation.
More Definitions of Governing Legislation
Governing Legislation means (i) the Act and (ii) the provisions of the Loan and Trust Corporations Act, R.S.O. 1990, c.L25 (and the regulations made thereunder) that apply to a loan corporation that is not a provincial corporation but is a registered extra- provincial corporation for the purposes of such legislation, and includes any statute that may be substituted therefor, as from time to time amended, and any reference to a particular provision of such legislation shall be deemed also to be a reference to any similar provision resulting from the amendment or replacement thereof;
Governing Legislation means the Corporations Act 2001 and the regulations made under it and all applicable financial services laws (as defined by section 761A of the Corporations Act 2001) as well as ASIC regulatory guides;
Governing Legislation means Mauritius Legislation, Directives, Circulars or other Rules or Regulations issued by FSC and any other applicable laws, which govern the operations of CFI, directly enforced for brokerage firms as these may be in force from time to time;
Governing Legislation means all laws and regulations applicable to GPP Markets as a derivatives issuer, including the FMCA, FMCR, and compliance by GPP Markets with its Derivatives Issuer Licence, at the relevant point in time.
Governing Legislation means the Companies Act 1992, as amended, and the regulations made under it and all applicable financial services laws;
Governing Legislation means all laws and regulations applicable to ROCKFORT Markets as a derivatives issuer, including the FMCA, FMCR, and compliance by ROCKFORT Markets with its Derivatives Issuer Licence, at the relevant point in time. Governing Legislation 是指适用于 ROCKFORT Markets 作为衍生品发行人的所有法律法规，包括 FMCA，FMCR 以及 ROCKFORT Markets 在相关时间点 遵守的衍生品发行人许可。 ROCKFORT Markets, we, our, or us means ROCKFORT Markets Limited (company number 5821427, FSP number ▇▇▇▇▇▇▇▇▇). ROCKFORT Markets， we，our 或 us 的意思是 ROCKFORT Markets Limited（公司编号 5821427， FSP 编号 ▇▇▇▇▇▇▇▇▇）。 House Money means money held by or for ROCKFORT Markets on its own account. House Money 是指由 ROCKFORT Markets 自行持有或为 ROCKFORT Markets 持有的资金。 Insolvent means insolvent (or unable to pay indebtedness as it falls due), bankrupt, in liquidation, receivership or statutory management, under administration or reconstruction, struck off or removed from the register under the Companies Act 1993, wound up, dissolved, subject to any assignment for the benefit of creditors or subject to any arrangement or compromise with creditors, or any equivalent status or subject to any equivalent process in any jurisdiction and insolvency has the corresponding meaning. Insolvent 是指资不抵债（或无 法偿还到期债务），破产，清算，接管或法定管理，在管理或重建下，根据 “1993 年公司法”从登记册上除名或删除，清盘，解散，为债权人的利益而进行任何转让，或与债权人作出任何安排或妥协，或任何同等地位或在任何司法管辖权和资不抵债的情况都有相应的意义。 Joint Client has the meaning given to that term in clause 8.1(g). Joint Client 在第
Governing Legislation means the Financial Markets Conduct Act 2013 and the regulations made under it and all applicable financial services laws;