IA Regulations definition

IA Regulations means the SEBI (Investment Adviser) Regulations, 2013 and any amendments thereto.
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IA Regulations means Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, as may be amended from time to time.
Sample 1Sample 2
IA Regulations means Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, as amended and modified from time to time and including any circulars/notifications issued pursuant thereto.
Sample 1

Examples of IA Regulations in a sentence

  • To provide appropriate and adequate standards, the Coast Guard with the assist- ance of the National Offshore Operations Ad- visory Committee, and following the provi- sions of the Administrative Procedures Act, developed Subchapter IA, Regulations for Mobile Offshore Drilling Units, 46 CFR Parts 107–109 and amendments to 46 CFR Sub- chapters ‘‘F’’, Marine Engineering Regula- tions, and ‘‘J’’, Electrical Engineering Regu- lations.

  • I accordingly find that the Investment Adviser has violated Regulation 15 (1) of the IA Regulations.

  • The prescriptions in the IA Regulations are intended to safeguard the interest of investors and curb the perpetration of unregistered entities entering the field of investment advisory services and indulging in unscrupulous market practices.

  • All of the benefits to which a motorist is entitled are explained in the IA Regulations.

  • Despite FEMA and MEMA guidance, there are communities that still have significant difficulties creating their hazard mitigation plans.

  • Moreover, as stated above, SEBI Act, 1992 and IA Regulations, 2013 mandate that an investment advisor has to hold a certificate of registration to act as such.

  • Once a certificate of registration is granted, the same is subject to the stipulations contained in Regulation 13 of the IA Regulations.

  • Capital Gains Research Bureau, Inc., Et al., 375 U.S. 180 (1963) decided by the US Supreme Court with respect to the fiduciary standard of an investment adviser in respect of the Investment Advisers Act of 1940, which regulates investment advisers in the United States much like the SEBI Act and IA Regulations in India.

  • Regulation 13 (a) mandates a registered Investment Adviser to abide by the provisions of the SEBI Act and the IA Regulations.

  • Such annual certificate shall be obtained within 6 months of the end of the financial year and form part of compliance audit, in terms of Regulation 19(3) of the amended IA Regulations.

Related to IA Regulations

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.

  • FHA Regulations means the regulations promulgated by the Department of Housing and Urban Development under the National Housing Act, as amended from time to time and codified in 24 Code of Federal Regulations, and other Department of Housing and Urban Development issuances relating to FHA Loans, including the related handbooks, circulars, notices and mortgagee letters.

  • SBE Regulations means the written regulations and procedures adopted pursuant to this chapter for procurement of Supplies, Services and Public Works.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • the 2001 Regulations means the Water Supply (Water Quality) Regulations 2001[63];

  • the 2007 Regulations means the Civil Enforcement of Parking Contraventions (England) General Regulations 2007;

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • These regulations means 9VAC5-10 (General Definitions) through 9VAC5-80 (Permits for Stationary Sources).

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • Privacy Regulations means the Privacy and Electronic Communications (EC Directive) Regulations 2003 as amended in 2004, 2011, 2015 and 2016 and as may be further amended from time to time;

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • Radio Regulations means the Radio Regulations annexed to, or regarded as being annexed to, the most recent International Telecommunication Convention which may be in force at any time.

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • Regulations means regulations made under this Act;

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;