Individual Accredited Investor definition

Individual Accredited Investor means an individual "accredited investor" as defined in Rule 501(a) (5) or (6) of Regulation D under the Securities Act.
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Individual Accredited Investor means (a) any director, executive
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Individual Accredited Investor means an Accredited Investor that is defined in Rule 501(a)(5) or (6) under the Securities Act of 1933.
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Examples of Individual Accredited Investor in a sentence

  • If you are an accredited investor, complete and execute Schedule A - Certificate of Accredited Investor and if you select categories (j), (k) and/or (l) under Schedule A, you must also complete Schedule A1 - Individual Accredited Investor Risk Acknowledgment Form.

  • With respect to each Individual Accredited Investor, references in this Bidder Letter to any Issuer shall be deemed to refer only to the Issuer for which such individual is a director or executive officer, and references herein to any Warrant shall be deemed to refer only to the Warrant or Warrants issued by such Issuer.

  • FORM 45-106F9 – FORM FOR INDIVIDUAL ACCREDITED INVESTOR RISK ACKNOWLEDGEMENT For an Individual Accredited Investor filling out paragraph (J), (K), or (L) of Exhibit “A” or “Schedule B”.

  • Until satisfaction of the 100% Release under the Escrow Release Conditions under the Indenture, each Individual Accredited Investor purchasing any Series 2012 Bonds shall be required to execute and deliver to the Trustee an Accredited Investor Letter in substantially the form attached to the Indenture as Exhibit _.

  • If you are an accredited investor, complete and execute Schedule A - Certificate of Accredited Investor and if you select categories (j), (k) and/or (l) under Schedule A, you must also complete Schedule A1 - Individual Accredited Investor Risk Acknowledgement Form.

  • In addition, if you are an individual and are subscribing pursuant to section (j), (k) or (1) of the definition of “Accredited Investor” in National Instrument 45-106 Prospectus Exemptions, you must complete and sign the Form 45-106 F9: Form for Individual Accredited Investors — Appendix I to Schedule A and the Individual Accredited Investor Questionnaire — Appendix II to Schedule A.

  • If the answer to Question 1 above is “Yes”, please certify the statement below is true and correct: ¨ The undersigned entity certifies that it is an accredited investor because each of its shareholder or beneficiaries meets at least one of the following conditions described above under Individual Accredited Investor Status.

  • Individual Accredited Investor: The term "Individual Accredited Investor" shall mean an individual "accredited investor" as defined in Rule 501(a) (5) or (6) of Regulation D under the Securities Act.

  • Please check the appropriate box in the Individual Accredited Investor section.

  • If you are an accredited investor, who is resident of or otherwise subject to the securities laws of a jurisdiction other than the United States, complete and execute Schedule A – Certificate of Accredited Investor and, if required by the category you select in Schedule A, you must also complete Schedule A1 – Accredited Investor Questionnaire and Schedule A2 – Individual Accredited Investor Risk Acknowledgement Form.


More Definitions of Individual Accredited Investor

Individual Accredited Investor means an accredited investor qualifying pursuant to Rule 501(a)(5) or (6) of Regulation D of the 1933 Act.
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Individual Accredited Investor. Any Accredited Investor identified in Rule 501(a)(4), (5) or (6) under the Securities Act.
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Individual Accredited Investor. An "accredited investor" as defined in any of paragraphs (5) and (6) of Rule 501(a) of the Securities Act that is a person involved in the organization or operation of the Trust; provided that (i) the offer and sale of the applicable Certificates to such investor is made solely within the State of New York, (ii) the applicable Certificates are Non-Registered Certificates and (iii) such investor is a director, officer or employee of an Underwriter that was an initial purchaser from the Depositor of all or a portion of the Class of Certificates to which such applicable Certificates belong.
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Individual Accredited Investor means an individual who is an "accredited investor" within the meaning of Rule 501(a)(4), (5) or (6) under the Securities Act.
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Individual Accredited Investor means any individual who is a person described in Paragraph 1(a), 1(b) or 1(d) of Part B, Section 1 of this Investor Questionnaire, and is therefore an “accredited investor” under Rule 501(a) of Regulation D promulgated under the Securities Act.
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Related to Individual Accredited Investor

  • Sophisticated Individual Accredited Investor means an individual who (a) is an accredited investor within the meaning of Regulation D under the Securities Act and (b) based on his or her pre-existing relationship with the Dealer, is reasonably believed by the Dealer to be a sophisticated investor (i) possessing such knowledge and experience (or represented by a fiduciary or agent possessing such knowledge and experience) in financial and business matters that he or she is capable of evaluating and bearing the economic risk of an investment in the Notes and (ii) having not less than $5 million in investments (as defined, for purposes of this section, in Rule 2a51-1 under the Investment Company Act of 1940, as amended).

  • Accredited Investor has the meaning set forth in Regulation D promulgated under the Securities Act.

  • Institutional Accredited Investor means an institution that is an "accredited investor" as that term is defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act.

  • Qualified Institutional Buyer means a “qualified institutional buyer” as defined in Rule 144A under the Securities Act.

  • Accredited institution means an institution of higher education accredited by a regional accrediting agency recognized by the United States Department of Education.

  • U.S. Person means any Person that is a “United States Person” as defined in Section 7701(a)(30) of the Code.

  • Non-U.S. Person means a Person who is not a U.S. Person.

  • United States Person shall have the meanings specified in Section 7701 of the Internal Revenue Code.