Individual investor means a person that resides in this state or has its principal place of business in this state. The term does not include a bank, savings bank, savings and loan association, credit union, trust company, insurance company, investment company as defined in the investment company act of 1940, 15 USC 80a-1 to 80a-64, pension or profit sharing plan if the assets of the plan are managed by a bank or trust company or other institutional manager, financial institution, institutional manager, broker-dealer that is a member of the New York stock exchange or registered under the uniform securities act, 1964 PA 265, MCL
Individual investor shall have the meaning set forth in the preamble.
Individual investor means a person that resides in this state or has its principal place of business in this state. The term does not include a bank, savings bank, savings and loan association, credit union, trust company, insurance company, investment company as defined in the investment company act of 1940, 15 USC 80a-1 to 80a-64, pension or profit sharing plan if the assets of the plan are managed by a bank or trust company or other institutional manager, financial institution, institutional manager, broker-dealer that is a member of the New York stock exchange or registered under the uniform securities act, 1964 PA 265, MCL 451.501 to 451.818, or the uniform securities act (2002), 2008 PA 551, MCL 451.2101 to 451.2703, the federal national mortgage association, the government national mortgage association, the federal home loan mortgage corporation, or a mortgage lender or mortgage servicer.
Examples of Individual investor in a sentence
The legal single name must be provided in the Individual investor surname field.
If the Investor entity type field = I or D then the Individual investor first given name field must be present.
Individual investor performance will vary according to the Issue Price at which they were issued Units in the Fund, which in turn was based upon the AUD / USD exchange rate applicable in the month in which an investment was made.
If the Investor entity type field = C, P, T, S, G or O then the Individual investor surname field must be blank filled.
Individual investor performance may differ as a result of initial fees, the actual investment date, the date of reinvestment, and dividend withholding tax.
More Definitions of Individual investor
Individual investor and “Individual Investors” shall have the meaning set forth in the preamble.
Individual investor means a person residing in this state or having its principal place of business in this state, other than a bank, savings bank, savings and loan association, credit union, trust company, insurance company, investment company as defined in the investment company act of 1940, title I of chapter 686, 54 Stat. 789, 15 U.S.C. 80a-1 to 80a-3 and 80a-4 to 80a-64, pension or profit sharing plan, the assets of which are managed by a bank or trust company or other institutional manager, financial institution, institutional manager, broker-dealer that is a member of the New York stock exchange or registered under the uniform securities act, 1964 PA 265, MCL 451.501 to 451.818, the federal national mortgage association, the government national mortgage association, the federal home loan mortgage corporation, or a mortgage lender or mortgage servicer.
Individual investor means each of Xxxxxxx Xxxxxxxxxx, Xxxxxx Xxxx and each of their Transferees.
Individual investor means an Investor (a) that is (i) a client of Mxxxxx Sxxxxxx Wealth Management and that is an “accredited investor” as defined in Regulation D or (ii) does not qualify as an Institutional Investor and is designated as an Individual Investor by the Administrative Agent in its sole discretion; and (b) in respect of which there has been delivered to the Administrative Agent the documents required under Section 10.27, which shall be acceptable to the Administrative Agent in its sole discretion.
Individual investor means an investor in the Aggregator Fund or any Institutional Investor that is both (i) an individual or a trust or other investment vehicle established by or for the benefit of such individual and (ii) a PWM Investor.
Individual investor has the meaning set out in the parties to this Agreement
Individual investor means a natural person that is the legal holder of record of Eligible Bonds and will not be eligible to participate in the Invitation to Exchange.