Examples of Insider List in a sentence
The Company may submit the Insider List to the FSMA upon its request.
The Compliance Officer shall also inform the persons on the Insider List when they are removed from the Insider List.
Where another Person acting on behalf or on the account of the Reporting Entity assumes the task of drawing up and updating the Insider List, the Reporting Entity remains fully responsible for complying with MAR 6.2.21 (Obligation to draw up insider lists).
A Reporting Entity, or a Person acting on its behalf or on its account, must take all reasonable steps to ensure that any Person on the Insider List acknowledges in writing the legal and regulatory duties entailed and is aware of the sanctions applicable to Insider Dealing and unlawful disclosure of Inside Information.
Reporting Entities or any Person acting on their behalf must provide the Insider List to the AFSA as soon as possible upon its request.