Examples of Interested Trustee in a sentence
Any Interested Trustee is covered by the applicable Nuveen Code of Ethics along with other Nuveen employees.
An Interested Trustee, unlike a Non-Interested Trustee as described above in Section I.C.2., shall be required to comply with Sections III.A. and III.B. of this Code with respect to a personal securities transaction involving a Covered Security.
Any Interested Trustee is covered by the Nuveen Investments, Inc.
Sanctions for violation of the Code by either an Interested Trustee who is not an Access Person of Barings or a Disinterested Trustee of a Fund will be determined by the relevant CCO or his or her designee and the relevant Fund chief compliance officer.
Please note that the restrictions in the Code on short-term trading in shares of the Munder Funds by Access Persons shall not apply to an Interested Trustee solely because of such Trustee’s prior business relationship with the Munder Funds or MCM (i.e., is not “Investment Personnel”, as defined in Attachment A), or due to a direct or indirect Beneficial Ownership interest (as defined in Attachment A) in any security issued by MCM or its parent company.