Internet Securities Trading definition

Internet Securities Trading means the case where the Company trades securities as an agent or broker of the Customer, provided that the Customer makes order instruction for securities trading itself via its own Internet network in order to enable such order instruction to get through to the securities trading system of the Exchange.
Sample 1Sample 2Sample 3
Internet Securities Trading means the case where the Company trades securities as an agent or broker of the Client, provided that the Client makes order instruction for securities trading him/herself via his/her own Internet network in order to enable such order instruction to get through to the securities trading system of the Exchange.
Sample 1

Examples of Internet Securities Trading in a sentence

  • The Client agrees, understands and acknowledges that the Company shall not be liable to the Client if the Client is not able to access its account information or request a transaction through the Internet Securities Trading Service.

  • The Company may convey information to the Client by Internet Securities Trading Service.

  • On the issuance by the Company to the Client of its Customer ID and Password, the Internet Securities Trading Service shall be activated and the Company shall notify the Client.

  • The Client warrants and undertakes that the Client shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain authorized access to, any part of the Internet Securities Trading Service.

  • However, in the case where the Client uses the Internet Securities Trading Services on his/her Margin Securities Trading Account opened and maintained with SSL, “Agreement” means the Client Agreement entered into between the Client and SSL, the terms and conditions in Chapter 2, the terms and conditions of this Chapter, all schedules, appendices and attachments thereto, and all amendments issued by SSL in writing from time to time.

  • At present, the Internet Securities Trading Services does not cover RMB securities denominated trading, Client should call his/her accounts executive to place the order.

  • The Client acknowledges that the Internet Securities Trading Service, and any software comprised in it, is proprietary to the Company.

  • This Internet Securities Trading Service Agreement is supplemental to the Securities Cash Account Client Agreement and/or Securities Margin Account Client Agreement entered into between the Client and CHKLS to which this Agreement is annexed whereby the Client agrees to use the Service as a medium to communicate with CHKLS and to transmit or receive information, data and documents between CHKLS and the Client subject to the terms and conditions of this Agreement.

  • The Client understands and acknowledges that whenever the Internet Securities Trading Service is not available due to whatever reason(s), the Client would place orders by telephone.

  • For the avoidance of doubt, the Client agrees that the Client would place orders to the Company primarily through the Internet Securities Trading Service.

Related to Internet Securities Trading

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Securities System means the Federal Reserve Book-Entry System, a clearing agency which acts as a Securities Depository, or another book entry system for the central handling of securities (including an Eligible Securities Depository).

  • Portal has the meaning set forth in Section 3.6(b)(iii).

  • Street Trading means the selling or exposing or the offering for sale of any article (including a living thing) or the supplying or offering to supply any service in a street for gain or reward.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • Securities Transfer Act means the Securities Transfer Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Securities Transaction means a purchase of or sale of Securities.

  • Electronic Marketplace means a web based application which facilitates electronic trade between one or more buying organisations and many suppliers; "Environmental Information Regulations" means the Environmental Information Regulations 2004 together with any guidance and/or codes of practice issued by the Information Commissioner or relevant Government department in relation to such regulations;

  • online marketplace means a service using software, including a website, part of a website or an application, operated by or on behalf of a trader which allows consumers to conclude distance contracts with other traders or consumers;

  • Portal Market means The Portal Market operated by the National Association of Securities Dealers, Inc. or any successor thereto.

  • Public school academy means a public school academy or strict discipline academy organized under the revised school code, 1976 PA 451, MCL 380.1 to 380.1852.

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • Internet Protocol or “IP” means a communications protocol for devices connected to the Internet that specifies the format for addresses and units of transmitted data.

  • Stock Market means a securities market operated by a securities exchange;

  • Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap 571H of the Laws of Hong Kong).

  • trading book means all positions in financial instruments and commodities held by an institution either with trading intent or in order to hedge positions held with trading intent;

  • U.S. Securities System means a securities depository or book-entry system authorized by the U.S. Department of the Treasury or a “clearing corporation” as defined in Section 8-102 of the UCC.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Direct Marketing ’ means to approach a data subject, either in person or by mail or electronic communication, for the direct or indirect purpose of—

  • Insider Trading means the use of Material Non-Public Information to trade in a Security (whether or not one is an Access Person) or the communication of Material Non-Public Information to others. Insider Trading generally includes:

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be either the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Commercial Mobile Radio Services (CMRS) means Commercial Mobile Radio Service, As Defined in the Act and FCC rules.

  • Web means the World Wide Web.