Investment Broker definition

Investment Broker or “IB” shall mean Interactive Brokers. By saying Interactive Brokers we refer to Interactive Brokers LLC, a Company incorporated under the laws of SEC and FINRA; as well as all the related entities with the aforementioned entity (as these stated in Interactive Brokers official website available at: xxxxx://xxx.xxxxxxxxxxxxxxxxxx.xx.xx/en/home.php#) and which are incorporated and licensed in different jurisdictions. Interactive Brokers has the necessary authorisation and license for providing their investment services in different jurisdictions among them to the countries of the EEA in accordance with their license.
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Investment Broker means any individual or organization employed to provide advisory services, including advice on investment objectives and/or asset allocation, manager search, and performance monitoring.
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Investment Broker has the meaning set forth in Section 3.22 hereof.
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Examples of Investment Broker in a sentence

  • Even though you have granted trading authority to your Investment Broker, you should be aware of the activity in your account.


More Definitions of Investment Broker

Investment Broker or “IB” shall mean Interactive Brokers LLC a company incorporated and registered under the laws of the State of Connecticut with offices located at Xxx Xxxxxxxx Xxxxx, Xxxxxxxxx, Xxxxxxxxxxx, 00000 XXX.
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Investment Broker or “IB” shall mean Interactive Brokers Central Europe, a private company limited by shares that is duly organised and existing under the laws of Hungary, with company registration number 00-00-000000 and with a principal place of business located at Xxxxxx Xxxx xx 00-00, 0000, Xxxxxxx, Xxxxxxxx. IBCE is regulated by the Central Bank of Hungary (Magyar Nemzeti Bank) (“MNB”). IBCE is included in the MNB’s register of regulated financial service providers under number H-EN-III-623/2020. The MNB’s address is Xxxxxxxxx xxx 0, 0000, Xxxxxxx, Xxxxxxxx.
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Related to Investment Broker

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • investment dealer means a person or company registered in the category of investment dealer;

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Associate broker means a licensed broker who is employed by

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Investment means, as to any Person, any direct or indirect acquisition or investment by such Person, whether by means of (a) the purchase or other acquisition of capital stock or other securities of another Person, (b) a loan, advance or capital contribution to, Guarantee or assumption of debt of, or purchase or other acquisition of any other debt or equity participation or interest in, another Person, including any partnership or joint venture interest in such other Person and any arrangement pursuant to which the investor Guarantees Indebtedness of such other Person, or (c) the purchase or other acquisition (in one transaction or a series of transactions) of assets of another Person that constitute a business unit. For purposes of covenant compliance, the amount of any Investment shall be the amount actually invested, without adjustment for subsequent increases or decreases in the value of such Investment.

  • Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;