Investment Broker definition

Investment Broker or “IB” shall mean Interactive Brokers. By saying Interactive Brokers we refer to Interactive Brokers LLC, a Company incorporated under the laws of SEC and FINRA; as well as all the related entities with the aforementioned entity (as these stated in Interactive Brokers official website available at: xxxxx://xxx.xxxxxxxxxxxxxxxxxx.xx.xx/en/home.php#) and which are incorporated and licensed in different jurisdictions. Interactive Brokers has the necessary authorisation and license for providing their investment services in different jurisdictions among them to the countries of the EEA in accordance with their license.
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Investment Broker means any individual or organization employed to provide advisory services, including advice on investment objectives and/or asset allocation, manager search, and performance monitoring.
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Investment Broker has the meaning set forth in Section 3.31.
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Examples of Investment Broker in a sentence

  • Even though you have granted trading authority to your Investment Broker, you should be aware of the activity in your account.


More Definitions of Investment Broker

Investment Broker or “IB” shall mean Interactive Brokers LLC a company incorporated and registered under the laws of the State of Connecticut with offices located at Xxx Xxxxxxxx Xxxxx, Xxxxxxxxx, Xxxxxxxxxxx, 00000 XXX.
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Investment Broker or “IB” shall mean Interactive Brokers Central Europe, a private company limited by shares that is duly organised and existing under the laws of Hungary, with company registration number 00-00-000000 and with a principal place of business located at Xxxxxx Xxxx xx 00-00, 0000, Xxxxxxx, Xxxxxxxx. IBCE is regulated by the Central Bank of Hungary (Magyar Nemzeti Bank) (“MNB”). IBCE is included in the MNB’s register of regulated financial service providers under number H-EN-III-623/2020. The MNB’s address is Xxxxxxxxx xxx 0, 0000, Xxxxxxx, Xxxxxxxx.
Sample 1
Investment Broker or “IB” shall mean Interactive Brokers. By saying Interactive Brokers we refer to Interactive Brokers LLC, a Company incorporated under the laws of SEC and FINRA; as well as all the related entities with the aforementioned entity Interactive Brokers IE and Interactive Brokers Central Europe Zrt. (as these stated in Interactive Brokers official website available at: xxxxx://xxx.xxxxxxxxxxxxxxxxxx.xx.xx/en/home.php#) and which are incorporated and licensed in different jurisdictions. Interactive Brokers has the necessary authorisation and license for providing their investment services in different jurisdictions among them to the countries of the EEA in accordance with their license.
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Related to Investment Broker

  • Investment Advisor means any person or entity who is an Authorized Person to give Instructions with respect to the investment and reinvestment of the Fund's Investments.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • investment dealer means a person or company registered in the category of investment dealer;

  • Data Broker means either of the following:

  • Investment Advisory Agreement means an agreement under which Company or a Company Subsidiary acts as an investment adviser or sub-adviser to, or manages any investment or trading account of, any Client.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Investment is any beneficial ownership interest in any Person (including stock, partnership interest or other securities), and any loan, advance or capital contribution to any Person.

  • Asset Management Fee shall have the meaning set forth in Section 8.03.

  • Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;