Securities Trading. INTERPRETATION AND SCOPE
Securities Trading. 8 1. Inside Information..................................... 8 2. Trading Guidelines..................................... 9 3.
Securities Trading. NHC acknowledges that the Company is a U.S. public company with its common stock traded on the Over-the-Counter market. As the Company’s independent contractor, NHC acknowledges that it may have access to certain material non-public information of the Company that, if used in connection with any transaction in Company’s securities, could constitute a violation of the securities laws of the United States. As such, NHC agrees that it shall not engage, directly or indirectly, in any transactions in the Company’s common stock during the term of this Agreement and for a period of eighteen (18) months thereafter. NHC agrees to use reasonable efforts to prevent its officers, directors and employees with access to information about the Company from trading, directly or indirectly, in the securities of the Company or encouraging or causing others to do so.
Securities Trading. During the period from the Effective Date through the Separation Date, you will continue to be subject to the Company’s policies and procedures that preclude designated employees from directly or indirectly trading Intermec securities during prohibited “blackout” periods, and that require these employees to obtain a clearance before engaging in transactions at other times. If the Separation Date occurs during a blackout period, you will continue to be subject to the blackout period until it ends.
Securities Trading. 1. Inside Information. Affiliates may not disclose material nonpublic (i.e., "inside") information concerning the Company to anyone not employed by the Company, or to any Affiliate who has no business need for such information, unless and until the information has been publicly released by the Company. Affiliates are also prohibited from buying or selling, directly or indirectly through third parties, the publicly-traded securities of any company, including the Company, on the basis of material nonpublic information concerning, or obtained directly or indirectly from or through, the Company. What is "material"? Material information is information that would be expected to affect either the investment decision of a reasonable investor or the market price of the stock. Material information may include information (whether positive or negative) relating to earnings, dividend actions, mergers or acquisitions, new products, personnel changes, labor operations, marketing changes or other matters, each depending upon all the relevant facts and circumstances. It may at times be difficult to determine materiality, particularly on a prospective basis, and the facts in each case must be carefully weighed. It should be remembered that plaintiffs who challenge and judges who rule on particular transactions or activities have the benefit of hindsight. Therefore, whenever there is any question concerning materiality, the Affiliate should either refrain from trading or consult the Company's General Counsel or Corporate Counsel. What is "non-public"? Information is non-public if it has not been disseminated in the Company's annual or periodic reports to shareholders, has not previously been the subject of a widely disseminated press release intended for and made available to the public, or has not been widely reported in the media, market letters, statistical services or the like. The mere existence of widespread rumors or unconfirmed press speculation concerning the information, however, does not mean that the information has been adequately disseminated.
Securities Trading. Consultant agrees not to buy, sell or otherwise trade any securities of Novavax based on any material Confidential Information learned as a former employee or as a consultant of Novavax, or tip others to do so. If Consultant is ever unsure about his compliance with this Section 8, Consultant shall contact the General Counsel of Novavax.
Securities Trading. 2.1 Party A may places order at counter or by methods as mentioned in Article 7.7 & 7.8
Securities Trading. The receiving party agrees to keep the Proprietary Information confidential and to not trade in the disclosing party’s securities in violation of U.S. securities laws based upon such Proprietary Information. In furtherance of the foregoing, each party agrees that it will not trade in the other party’s securities for a period beginning on the date that discussions between the parties relating to a potential Transaction have ceased, and ending on the later of (i) the date that the Proprietary Information no longer constitutes material, non-public information relating to the disclosing party and (ii) the date that is six months after the date that discussions between the parties relating to a potential Transaction have ceased.
Securities Trading. Rockster hereby agrees that between the date ---------------------- of this Letter Agreement and the Closing Date (or the earlier termination of this Letter Agreement), Rockster will refrain, and will use its best efforts to cause Rockster's and Rockster's officers, directors, shareholders and affiliates to refrain, from any securities trading activities with respect to the securities of UPGRADE.
Securities Trading. 2.1 Golden Eagle Brokerage shall open and maintain a securities trading account on behalf of Client for the trading of securities in Hong Kong or elsewhere, on the terms set out in this Agreement.
2.2 Client may from time to time instruct Golden Eagle Brokerage to effect on Client’s behalf any purchase or sale of securities. Client shall make its own judgments and decisions independently without reliance on Golden Eagle Brokerage in giving such instructions. Any such instructions shall be irrecoverable and may be given in writing, verbally, by facsimile or other electronic means (including through the Electronic Trading Service) at Client’s own risk. Golden Eagle Brokerage shall be entitled to rely on and to act as it thinks fit in connection with any such instructions, provided that Golden Eagle Brokerage shall have discretion to reject such instructions.
2.3 Unless Client gives specific instructions to the contrary, Client agrees and acknowledges that all orders and instructions are good for the day only and will lapse at the end of the official trading day of the Exchange in respect of which they are given.
2.4 Golden Eagle Brokerage may, in carrying out Client’s instructions, contract or otherwise deal with or through any broker for the purchase or sale of securities on any Exchange, or any person associated with Golden Eagle Brokerage in any manner (including any member of the Group), on such terms as Golden Eagle Brokerage may in its discretion to determine.
2.5 Client agrees and acknowledges that:
2.5.1 subject to clause 2.5.6, any one of the Authorised Persons (in the case of a corporate account) or the Authorised Third Parties (in the case of an individual or joint account) as authorized in the “Letter of Third Party Authorization” by the Client is hereby authorised to give instructions on Client’s behalf;
2.5.2 Client shall ratify and confirm any instructions whatsoever given or purported to be given by an Authorised Person or an Authorised Third Party for and on Client’s behalf, including without limitation, any instructions which may be given or purported to be given by an Authorised Person or an Authorised Third Party during the inclusive period beginning on the revocation of the authority of such a person and ending on the 7th day after the actual receipt by Golden Eagle Brokerage of written notice of suchrevocation;
2.5.3 if it transpires that any Authorised Person or any Authorised Third Party in fact had no authority at the time instructio...
