Investor Protection definition

Investor Protection means a legally enforceable right to:
Investor Protection schemes: We are a member of the German Investor Protection Scheme (Entschädigungseinrichtung für Wertpapierhandelsunternehmen, "XxX") (the "Scheme") in Germany. The amount of compensation awarded to each investor under securities transactions is 90% of the claims against the securities trading company (not more than EUR 20,000). Compensation cannot be claimed unless the funds are denominated in a currency of an EU member state or in Euros. Further information about compensation arrangements is available from the Scheme and at the Schemes official website at xxxx://xxx.x-x-x.de/index.html.
Investor Protection. For a period of twelve (12) month period following the Closing, in the event that the Company issues or grants any shares of Common Stock or any warrants or other convertible securities pursuant to which shares of Common Stock may be acquired at a price less than $1.50 per share (other than in connection with employment arrangements or business combinations), then the price per share for Common Stocks issued to the Investors hereunder against the Investment Amount (but not the Warrants) shall be adjusted on a customary broad based "weighted average" as shall be determined in the Definitive Agreement.

Examples of Investor Protection in a sentence

  • As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 for cash claims.

  • Here the superscript l denotes a running time index and the superscript k a fixed time index of interest, while NL represents the total number of the time index.

  • This Agreement shall terminate immediately upon the appointment of a Trustee under the Securities Investor Protection Act or any other act of insolvency by Dealer.

  • This Agreement may be terminated by either party at any time by written notice to that effect and will terminate without notice upon the appointment of a trustee for you under the Securities Investor Protection Act, or any other act of insolvency by you.

  • The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.

  • The Servicer is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.

  • You hereby represent that you are a broker-dealer properly registered and qualified under all applicable federal, state and local laws to engage in the business and transactions described in this agreement, and that you are a member in good standing of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”).

  • Edwards The Regulation of Hedge Funds: Financial Stability and Investor Protection (publ.

  • Dealer represents that it is a broker-dealer properly registered and qualified under all applicable federal, state and local laws to engage in the business and transactions described in this agreement and is a member in good standing of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”).

  • In connection with the offering of the Notes in the State of Florida, the Seller hereby certifies that it has complied with all provisions of Section 517.075 of the Florida Securities and Investor Protection Act.


More Definitions of Investor Protection

Investor Protection schemes: We are a member of the French deposit guarantee scheme (Fonds de Garantie des Dépôts et de Résolution) (the "Scheme") in France pursuant to article L. 312-4 et seq. of the Financial Code. Clients are advised that RBC Paris Branch will not hold client money and/or securities in its accounts. Further information about compensation arrangements is available from the Scheme and at the Scheme’s official website at xxxxx://xxx.xxxxxxxxxxxxxxxxx.xx/fr/garanties-du-fgdr/la- garantie-des-depots.
Investor Protection. ’ means the protection of investors against financial losses as a result of fraud and other illegal activities. That includes the enforcement of obligations relating to:

Related to Investor Protection

  • Mentor Protégé means the Comptroller of Public Accounts’ leadership program found at: http://www.window.state.tx.us/procurement/prog/hub/mentorprotege/.

  • Mentor Protégé means the Comptroller of Public Accounts’ leadership program found at: http://www.window.state.tx.us/procurement/prog/hub/mentorprotege/.

  • Consumer Protection Act means the Consumer Protection Act, No. 68 of 2008 (as amended from time to time).

  • MFN Protection has the meaning set forth in Section 2.14(e)(iii).

  • Mentor-Protégé Agreement means an agreement between a prime and MBE or WBE subcontractor pursuant to MCC 2-92-535, that is approved by the City of Chicago and complies with all requirements of MCC 2-92-535 and any rules and regulations promulgated by the Chief Procurement Officer.

  • Dodd-Frank Act means the Dodd-Frank Wall Street Reform and Consumer Protection Act.

  • Fair Housing Act means the Fair Housing Act, as amended.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Cathodic protection means a technique designed to prevent the corrosion of a metal surface by making that surface the cathode of an electrochemical cell. For example, protection can be accomplished with an impressed current system or a galvanic anode system.

  • Fire Protection means all aspects of fire safety including but not limited to fire prevention, firefighting or Fire Suppression, pre-fire planning, fire investigation, public education and information, training or other staff development;

  • Electronic Protected Health Information means Protected Health Information that is maintained in or transmitted by electronic media.

  • Building or housing code means any law, ordinance or governmental regulation concerning fitness

  • Americans with Disabilities Act (“ADA”) means section 504 of the Rehabilitation Act of 1973 and the Americans with Disabilities Act of 1990 as amended by the ADA Amendments Act of 2008.

  • Mass Privacy Act is defined in Section 9.2 hereof.

  • PBR Act means the Plant Breeder’s Rights Xxx 0000 (Cth) as amended from time to time.

  • FW Act means the Fair Work Act 2009, as amended from time to time.

  • Flood Insurance Regulations means (a) the National Flood Insurance Act of 1968 as now or hereafter in effect or any successor statute thereto, (b) the Flood Disaster Protection Act of 1973 as now or hereafter in effect or any successor statute thereto, (c) the National Flood Insurance Reform Act of 1994 (amending 42 USC § 4001, et seq.), as the same may be amended or recodified from time to time, and (d) the Flood Insurance Reform Act of 2004 and any regulations promulgated thereunder.

  • Applicable MREL Regulations means, at any time, the laws, regulations, requirements, guidelines and policies then in effect in Norway giving effect to any MREL Requirement or any successor regulations then applicable to the Issuer, including, without limitation to the generality of the foregoing, CRD, the BRRD and those regulations, requirements, guidelines and policies giving effect to any MREL Requirement or any successor regulations then in effect (whether or not such requirements, guidelines or policies have the force of law and whether or not they are applied generally or specifically to the Issuer or to the Issuer and its subsidiaries);

  • Electronic Protected Health Information (EPHI) means Protected Health Information that is transmitted by electronic media or maintained in any medium described in the definition of electronic media at 45 CFR 160.103.

  • Data Protection Act means Act CXII of 2011 on Informational Self-Determination and Freedom of Information.

  • Education Act means the Education Act, R.S.O. 1990, c. E.2, as amended.

  • Applicable Data Protection Law means all data privacy or data protection laws or regulations globally that apply to the Processing of Personal Information under this Data Processing Agreement, which may include Applicable European Data Protection Law.

  • Data Protection Laws and Regulations means all laws and regulations, including laws and regulations of the European Union, the European Economic Area and their member states, Switzerland and the United Kingdom, applicable to the Processing of Personal Data under the Agreement.

  • Community protection zone means the area within eight

  • Electricity Act means the Electricity Act, 1998, S.O. 1998, c. 15, Schedule A;

  • Data Protection Acts means Data Protection Act 1988, as amended by the Data Protection (Amendment) Act 2003, and as may be modified, amended, supplemented, consolidated or re- enacted from time to time;