IOSCO MMoU definition

IOSCO MMoU means the multilateral memorandum of understanding concerning consultation and cooperation and the exchange of information established by the International Organization of Securities Commissions to which the SEC and the SFC are both signatories.
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IOSCO MMoU means the IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (revised from time to time) to which the OSC and AFM are signatories, which covers primarily information sharing in the context of enforcement matters. ARTICLE TWO: GENERAL PROVISIONS
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Examples of IOSCO MMoU in a sentence

  • As such, assistance for enforcement purposes should be provided in accordance with the provisions of the IOSCO MMoU where applicable.

  • This MMoU complements, but does not alter the terms and conditions of the IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (IOSCO MMoU), to which each of the Authorities is a signatory.

  • In the cases referred to in paragraph (2) above, the safeguards on the sharing, confidentiality, and permissible use of information provided in the IOSCO MMoU apply.

  • The foreign entity registered in non-IOSCO MMoU member or without formal permission as securities or futures firm from IOSCO MMoU member in which the Corporation has invested includes Concord Capital Holdings (Cayman) Ltd.

  • In such cases, further use of the information should be governed by the terms and conditions of the IOSCO MMoU or another MMoU or other agreement providing an equivalent degree of cooperation in enforcement matters.

  • For the avoidance of doubt, this Paragraph 5 does not apply to the notification of non-public information for any Enforcement Purposes in the jurisdiction of the Authority receiving the information, which will be governed by the terms and conditions of the IOSCO MMoU.

  • For the avoidance of doubt, this Paragraph 6 does not apply to the disclosure or sharing of non- public information for any Enforcement Purposes in the jurisdiction of the Requesting Authority, which will be governed by the terms and conditions of the IOSCO MMoU.

  • The SEC is a signatory to the IOSCO MMoU, and as such it is in a position to fully assist foreign securities regulators and share information with them, even though the MMoU has so far been used only in a limited number of investigations.

  • For the avoidance of doubt, confidentiality and disclosure of information provided or exchanged by the Authorities pursuant to the IOSCO MMoU will be subject to the corresponding terms and conditions in the IOSCO MMoU.

  • In cases where an Authority seeks to use non-public information obtained under this MoU for Enforcement Purposes, a request will be made pursuant to the IOSCO MMoU and any use of any such non-public information for Enforcement Purposes will be governed by the terms and conditions of the IOSCO MMoU.

Related to IOSCO MMoU

  • IOSCO means the International Organisation of Securities Commissions.

  • Bioassay means the determination of kinds, quantities or concentrations and, in some cases, the locations of radioactive material in the human body, whether by direct measurement, in vivo counting, or by analysis and evaluation of materials excreted or removed from the human body. For purposes of these rules, “radiobioassay” is an equivalent term.

  • Technology startup company means a for profit business that

  • SOFRi means the SOFR for: