Issuer SEC Reports definition

Issuer SEC Reports has the meaning given to it in Section 3.25.
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Issuer SEC Reports means all documents filed by Issuer with the SEC pursuant to the Securities Act or the Exchange Act.
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Issuer SEC Reports has the meaning specified on Section 2.8 hereof.
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Examples of Issuer SEC Reports in a sentence

  • Issuer has filed all required forms, reports, statements, schedules and other documents with the Securities and Exchange Commission ("SEC") (collectively, the "Issuer SEC Reports").

  • The Issuer SEC Reports (i) were prepared in accordance with the requirements of the Securities Act or the Exchange Act, and the rules and regulations promulgated thereunder, as the case may be, and (ii) did not at the time they were filed contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.

  • Upon request, the Issuer will furnish the Purchasers with complete and accurate copies of its annual report on Form 10-K for its three most recent fiscal years, all other reports or documents required to be filed by the Issuer pursuant to Section 13(a) or 15(d) of the Exchange Act since the filing of the most recent annual report on Form 10-K and its most recent annual report to its stockholders (collectively, the "Issuer SEC Reports").

  • Such Investor acknowledges and agrees that it is not relying upon, and has not relied upon, any statement, representation or warranty made by any person, firm or corporation, other than as set forth in the Issuer SEC Reports and in the statements, representations and warranties of the Issuer and the Company explicitly contained in this Agreement, in making its decision to enter into this Agreement.

  • Since September 30, 2000, except as disclosed in the Issuer SEC Reports, there has been no change in the financial condition, operating results, assets, operations, employee relations or customer or supplier relations of the Issuer and its Subsidiaries taken as a whole that could reasonably be expected to have a Material Adverse Effect.

  • None of the Issuer SEC Reports, as of their respective dates (as amended through the date hereof), contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading.

  • There are no material agreements, contracts, indentures, leases or other instruments that are required to be described in the Issuer SEC Reports or to be filed as an exhibit to any of the Issuer SEC Reports that are not described or filed as required.

  • Issuer has filed all required forms, reports, state- ments, schedules and other documents with the Securities and Exchange Commission (SEC) since January 1, 2001 (collectively, the Issuer SEC Reports).

  • All of the Issuer SEC Reports, as of their respective dates (as amended through the date hereof), complied in all material respects with the applicable requirements of the Securities Act and the Exchange Act of 1934 and the applicable rules and regulations thereunder.

  • As of their respective dates, each of the Issuer SEC Reports (i) complied in all material respects with all applicable requirements of the Securities Act and the Exchange Act, and the rules and regulations promulgated thereunder, respectively, and (ii) did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.


More Definitions of Issuer SEC Reports

Issuer SEC Reports means each Form 10-K, Form 10-Q, Form 8-K, registration statement under the Securities Act and proxy or information statement, together with any amendments thereto, required to be filed by the Issuer with the SEC since December 31, 2004.
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Related to Issuer SEC Reports

  • Buyer SEC Reports has the meaning set forth in Section 4.6.

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • Parent SEC Reports has the meaning set forth in Section 4.5(a).

  • Company SEC Documents has the meaning set forth in Section 3.04(a).

  • SEC Filings has the meaning set forth in Section 4.6.

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.

  • Company Reports has the meaning set forth in Section 3.08(a).

  • Parent SEC Documents has the meaning set forth in Section 4.6(a).

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • Exchange Act Report shall have the meaning assigned to such term in Section 3.3.

  • Pricing Disclosure Package means any Issuer General Use Free Writing Prospectus issued at or prior to the Applicable Time, the Pricing Prospectus and the information included on Schedule 2-A hereto, all considered together.

  • Form 8-K Disclosure Information As defined in Section 11.07.

  • U.S. Final Prospectus means the Canadian Final Prospectus with such deletions therefrom and additions thereto as are permitted or required by Form F-10 and the applicable rules and regulations of the SEC, included in the Registration Statement at the time it becomes effective, including the Documents Incorporated by Reference;

  • Disclosure Memorandum means the set of numbered schedules referencing Sections of this Agreement delivered by Seller and dated of even date herewith, as supplemented by new or amended schedules delivered by Seller prior to the Closing.

  • RBC report means the report required by K.S.A. 40-2c02, and amendments thereto.

  • Company 10-K means the Company’s annual report on Form 10-K for the fiscal year ended December 31, 2015.

  • Time of Sale Disclosure Package means the Preliminary Prospectus dated [ ], any free writing prospectus set forth on Schedule III and the information on Schedule IV, all considered together.

  • Form 10-K Disclosure Item With respect to any Person, (a) Form 10-D Disclosure Item, and (b) any affiliations or relationships between such Person and any Item 1119 Party.

  • Form 10-D Disclosure Item means, with respect to any Person, (a) any legal proceedings pending against such Person or of which any property of such Person is then subject, or (b) any proceedings known to be contemplated by governmental authorities against such Person or of which any property of such Person would be subject, in each case that would be material to the Noteholders.

  • Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.

  • Final Prospectus Supplement means the prospectus supplement relating to the Securities that was first filed pursuant to Rule 424(b) after the Execution Time, together with the Base Prospectus.

  • Disclosure Schedules means the Disclosure Schedules of the Company delivered concurrently herewith.