Market Integrity Rules definition

Market Integrity Rules means any market integrity rules made by ASIC in accordance with Part 7.2A of the Corporations Act, as amended from time to time, that apply to a Securities Exchange, including, without limitation, the ASIC Market Integrity Rules, the Chi-X Market Integrity Rules and the Competition Market Integrity Rules.
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Market Integrity Rules means the market integrity rules made by ASIC as in force from time to time ASX means ASX Limited ABN 98 008 624 691 or the securities market conducted by ASX limited, as the context requires ASX Clear means ASX Clear Pty Ltd ACN 000 000 000 ASX Clear Operating Rules means the clearing rules made by ASX Clear as in force from time to time ASX Operating Rules means the operating rules made by ASX as in force from time to time ASX Settlement means the ASX Settlement Pty Ltd as approved under section 779B of the Corporations Act 2001 (Cth) to operate CHESS ASX Settlement Operating Rules means the Settlement Rules made by ASX Settlement as in force from time to time
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Market Integrity Rules means any market integrity rules made by ASIC in accordance with Part 7.2A of the Corporations Act, as amended from time to time, which apply to a Securities Exchange, including, without limitation, the ASIC Market Integrity Rules, the Cboe Market Integrity Rules. Market means the market operated by the Market Operator under the ASIC Market Integrity Rules. NSX means National Stock Exchange of Australia Limited ABN 11 000 902 063. Openmarkets Cover has the meaning given to it in clause D10 Openmarkets may call for funds or security. Order includes an order or instruction to acquire Financial Products and includes an order to enter, amend or cancel a Bid in relation to such Financial Products. Participant Sponsored Holding has the meaning given to it in the ASX Settlement Rules. Partly Paid Security means a financial product quoted on a Securities Exchange for which the holder may be liable to pay a call or instalment in accordance with the terms of issue and for which an amount remains unpaid, but does not include a Quoted Product issued by a no liability company. Portfolio means the Financial Product(s) that the Nominee holds in trust for you as a bare trustee.
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Examples of Market Integrity Rules in a sentence

  • If requested by you, the Broker will, if required under the Market Integrity Rules, give you a statement of all the individual prices of the relevant transactions which are accumulated and averaged in a Confirmation.If you are a Wholesale Client for the purposes of the Market Integrity Rules, the Broker may elect not to give any Confirmations to you in relation to Transactions executed for you.

  • If the Broker so elects, these Terms and Conditions are taken to be the notification required to be given by the Broker to you under the Market Integrity Rules.

  • For example, if a recognized exchange or recognized quotation and trade reporting system has entered into a written agreement with IIROC, the rules adopted by the recognized exchange or recognized quotation and trade reporting system are all of IIROC’s Universal Market Integrity Rules.

  • The Market Integrity Rules require that all financial products being held for a client during this period may only be registered under a nominee company.

  • Corporations Act means the Corporations Act 2001 (Cth) Crossing has the meaning given to it in the Market Integrity Rules.

  • Matters that may be considered by ASX also include circumstances where Citi becomes unable or unwilling or fails to comply with the ASIC Market Integrity Rules or the Operating Rules or if ASX in its absolute discretion thinks fit.Except where it is determined to be an Extraordinary Event, the CitiFirst Instalment MINIs will continue to exist notwithstanding any delisting, withdrawal of trading status or suspension of the CitiFirst Instalment MINIs from ASX.

  • You will be given confirmations as required by the Corporations Act and the Market Integrity Rules (Confirmations).You authorise the Broker (on behalf of the FinClear) to give Confirmations to you electronically to the email address notified to the Broker on yourself for this purpose.

  • You agree that, if you are not a Wholesale Client for the purposes of the Market Integrity Rules, you will not place an Order in relation to an offer of Financial Products on ASX BookBuild where that offer is limited to Wholesale Clients.

  • FNZ Securities uses the nominee services provided by FNZ Nominee Pty Ltd ACN 654 429 740 ("FNZ Nominee"), during the transitional settlement period, in accordance with the Market Integrity Rules on behalf of clients of FNZ Securities.

  • You will be given confirmations as required by the Corporations Act and the Market Integrity Rules (Confirmations).You authorise Pershing (on behalf of the Broker) to give Confirmations to you electronically to the email address notified to Pershing by the Broker on your behalf from time to time for this purpose.


More Definitions of Market Integrity Rules

Market Integrity Rules means the rules made by ASIC under sec.798G of the Corporations Act for trading on Australian licensed markets.
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Market Integrity Rules means the rulesmade by ASIC under section 798G.
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Market Integrity Rules means market integrity rules made by ASIC under subsection 798G(1) of the Corporations Act and includes these Rules.
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Market Integrity Rules means the market integrity rules made by ASIC in accordance with Part 7.2A of the Corporations Act, as amended from time to time, that apply to a relevant Financial Market. Order means the same as ‘Order’ in ASIC Market Integrity Rules (Securities Markets) 2017, schedule 1.4, and ASIC Market Integrity Rules (Futures Markets) 2017, Schedule 1.4, as applicable for the market that the Order would transact on, or otherwise as defined by the market operator of a Foreign Financial Market with respect to Orders that would transact on that Foreign Financial Market. Security includes any physical commodities or any certificates or documents of or evidencing title to any of the same including, without limitation, in Australia, all "securities" within the meaning of the Corporations Act, in each case acceptable to IBAU. Security Information has the meaning in clause 11.3.
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Market Integrity Rules means the ASIC Market Integrity Rules (Securities Markets) 2017.
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Market Integrity Rules means any market integrity rules made by ASIC in accordance with Part 7.2A of the Corporations Act, as amended from time to time, that apply to a Relevant Exchange. Material Adverse Effect means, in respect of a party, a material adverse effect:
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Related to Market Integrity Rules

  • Web Site Accessibility Standards/Specifications means standards contained in Title 1 Texas Administrative Code Chapter 206.

  • NYSRC Reliability Rules means the rules applicable to the operation of the New York Transmission System. These rules are based on Reliability Standards adopted by NERC and NPCC, but also include more specific and more stringent rules to reflect the particular requirements of the New York Transmission System.

  • Accessibility Standards means accessibility standards and specifications for Texas agency and institution of higher education websites and EIR set forth in 1 TAC Chapter 206 and/or Chapter 213.

  • Web Site Accessibility Standards/Specifications means standards contained in Title 1 Texas Administrative Code Chapter 206.

  • Abnormal Market Conditions means conditions contrary to Normal Markets Conditions e.g. when there is low liquidity in the market or rapid price movements in the market or Price Gaps.

  • Accessibility means the ability for persons served to enter, approach, communicate with, or make use of the services of an agency, including but not limited to the need for bilingual staff, minority-specific programming, staffing patterns that reflect community demographics and adequacy of hours of operation.

  • SEBI ICDR Regulations means Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended;

  • General Anti-Abuse Rule means (a) the legislation in Part 5 of the Finance Act 2013; and (b) any future legislation introduced into parliament to counteract tax advantages arising from abusive arrangements to avoid national insurance contributions;

  • Data Protection Regulation means Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 20161 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation);

  • Applicable water quality standards means all water quality standards to which a discharge is subject under the federal Clean Water Act and which has been (a) approved or permitted to remain in effect by the Administrator following submission to the Administrator pursuant to Section 303(a) of the Act, or (b) promulgated by the Director pursuant to Section 303(b) or 303(c) of the Act, and standards promulgated under (APCEC) Regulation No. 2, as amended.

  • Loss Absorption Regulations means, at any time, the laws, regulations, requirements, guidelines, rules, standards and policies relating to minimum requirements for own funds and eligible liabilities and/or loss absorbing capacity instruments of the United Kingdom, the PRA, the United Kingdom resolution authority, the Financial Stability Board and/or of the European Parliament or of the Council of the European Union then in effect in the United Kingdom including, without limitation to the generality of the foregoing, any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and any regulations, requirements, guidelines, rules, standards and policies relating to minimum requirements for own funds and eligible liabilities and/or loss absorbing capacity instruments adopted by the PRA and/or the United Kingdom resolution authority from time to time (whether or not such regulations, requirements, guidelines, rules, standards or policies are applied generally or specifically to the Company or to the Regulatory Group).

  • CERC Manual means the manual referred to in Section I.F of Schedule 2 to this Agreement, as such manual may be updated from time to time with the agreement of the Association, and which is an integral part of the Project Operations Manual.

  • Substance abuse treatment means outpatient or inpatient services or participation in Alcoholics Anonymous or a similar program.

  • Workplace safety means those conditions related to physical health and safety of employees enforceable under federal or state law, or District rule related to: safety of the physical work environment, the safe operation of workplace equipment and tools, provision of protective equipment, training and warning requirements, workplace violence and accident risk.

  • SEBI LODR Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 as amended from time to time.

  • Electrical protection barrier means the part providing protection against any direct contact to the high voltage live parts.

  • Market Abuse Regulation means the EU Market Abuse Regulation (596/2014).

  • General Data Protection Regulation GDPR" means regulation (EU) 2016/679 of the European parliament and of the council as amended from time to time.

  • Floodplain Management Regulations means this ordinance and other zoning ordinances, subdivision regulations, building codes, health regulations, special purpose ordinances, and other applications of police power. This term describes federal, state or local regulations, in any combination thereof, which provide standards for preventing and reducing flood loss and damage.

  • Cathodic protection tester means a person who can demonstrate an understanding of the principles and measurements of all common types of cathodic protection systems as applied to buried or submerged metal piping and tank systems. At a minimum, such persons must have education and experience in soil resistivity, stray current, structure-to-soil potential, and component electrical isolation measurements of buried metal piping and tank systems.

  • health and safety specification means a site, activity or project specific document prepared by the client pertaining to all health and safety requirements related to construction work;

  • Electronic and Information Resources Accessibility Standards means the accessibility standards for electronic and information resources contained in Title 1 Texas Administrative Code Chapter 213.

  • Water quality standards means provisions of state or federal law which consist of a designated use or uses for the waters of the Commonwealth and water quality criteria for such waters based upon such uses. Water quality standards are to protect the public health or welfare, enhance the quality of water and serve the purposes of the State Water Control Law (§ 62.1-44.2 et seq. of the Code of Virginia) and the federal Clean Water Act (33 USC § 1251 et seq.).

  • General Regulations means the Charitable Incorporated Organisations (General) Regulations 2012.

  • Sewage treatment plant means any arrangement of devices and structures used for treating sewage.

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.