Examples of Market Violation in a sentence
Once the Market Monitoring Unit has obtained sufficient credible information to warrant referral to the Commission, the Market Monitoring Unit shall immediately refer the matter to the Commission and desist from further investigation of independent action related to the alleged Market Violation, except at the express direction of the Commission or Commission staff.
The Market Monitoring Unit may continue to monitor for repeated instances of the reported activity by the same or other entities and shall respond to requests from the Commission for additional information in connection with the alleged Market Violation it has referred.
Once the Market Monitoring Unit has obtained sufficient credible information to warrant referral to the Commission, the Market Monitoring Unit is to immediately refer the mat- ter to the Commission and desist from independent action related to the al- leged Market Violation.
A Market Monitoring Unit is to make a non-public referral to the Com- mission in all instances where the Mar- ket Monitoring Unit has reason to be- lieve that a Market Violation has oc- curred.
The Market Monitoring Unit is to respond to requests from the Commission for any additional information in connec- tion with the alleged Market Violation it has referred.