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NASAA definition

NASAA means the North American Securities Administrators Association, Inc.
NASAA means the North American Securities Administrators Association, or a committee designated by its Board of Directors.
NASAA means the North American Securities Administrators Association. "NASD" means the National Association of Securities Dealers, Inc.

Examples of NASAA in a sentence

  • If Participating Adviser intends to use electronic delivery to distribute the Prospectus or other documents related to the Company to any person, Participating Adviser will comply with all applicable rules, regulations and guidance relating to the electronic delivery of documents issued by the SEC, FINRA, NASAA and state securities administrators and any other laws or regulations related to the electronic delivery of prospectuses, including, without limitation, Electronic Signature Law.

  • Without limitation of the foregoing, Participating Adviser shall also comply with the prospectus delivery and completion of sale timing requirements as set forth in applicable Statements of Policy adopted by NASAA.

  • If Participating Dealer intends to use electronic delivery to distribute the Prospectus or other documents related to the Company to any person, Participating Dealer will comply with all applicable rules, regulations and guidance relating to the electronic delivery of documents issued by the SEC, FINRA, NASAA and state securities administrators and any other laws or regulations related to the electronic delivery of prospectuses, including, without limitation, Electronic Signature Law.

  • In offering Shares, the Dealer Manager, in its agreements with Participating Distribution Agents, will require that each Participating Distribution Agent comply with the provisions of all applicable rules and regulations relating to suitability of investors, including, without limitation, the provisions of the NASAA Guidelines and any enhanced standard of care applicable under Regulation Best Interest promulgated under the Exchange Act.

  • LEGAL02/38829650v10 Notwithstanding the foregoing provisions of this Section 7(a), the Company may not indemnify or hold harmless the Dealer Manager, any Participating Distribution Agent or any of their affiliates in any manner that would be inconsistent with the provisions of the Charter or the NASAA REIT guidelines.


More Definitions of NASAA

NASAA means the North American Securities Administrators Association, Inc. NASAA Net Income means for any period, the total revenues applicable to such period, less the total expenses applicable to such period excluding additions to reserves for depreciation, bad debts or other similar non- cash reserves; provided, however, NASAA Net Income for purposes of calculating total allowable Operating Expenses shall exclude the gain or loss from the sale of the Company's Assets.
NASAA means the North American Securities Administrators Association, Inc., or any successor organization. 14.16.“NASD” means the National Association of Securities Dealers, Inc., or any successor or subsidiary organization.‌
NASAA means the term as defined in R 451.1.1 or a committee designated by the association’s board of directors.
NASAA means the North American Securities Administrators Association, Inc. NASAA Net Income means for any period, the total revenues applicable to such period, less the total expenses applicable to such period excluding additions to reserves for depreciation, bad debts or other similar non-cash reserves; provided, however, NASAA Net Income for purposes of calculating total allowable Operating Expenses shall exclude the gain from the sale of the Company's Assets.
NASAA means the North American securities administrators association, www.nasaa.org. whose membership is comprised of securities administrators in the 50 states, the District of Columbia, the U.S. Virgin Islands, Puerto Rico, Canada, and Mexico, and whose activities include among others development of model rules and uniform forms for use by state regulatory agencies.
NASAA means the North American Securities Admin- istrators Association, Inc.
NASAA means the North American Securities Administrators Association, Inc. or any successor organization.