New York Life definition
Examples of New York Life in a sentence
The Company has delegated administration and enforcement of this Code to New York Life Investments Compliance.
The MainStay Funds® are managed by New York Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company.
In addition, employees are required to observe the restrictions on the communication of investment-related information within the New York Life enterprise.
Investment Clubs do not apply to transactions: - in Discretionary Managed Accounts; - by employees of the New York Life Insurance Company who are directors of NYLIM, who do not have access to information about NYLIM's purchases and sales of securities.
This Code of Ethics (“Code”) has been adopted by New York Life Investment Management Holdings LLC’ (“NYLIM Holdings”) and certain of its subsidiaries and affiliates (collectively, “New York Life Investments” or the “Company”)1 and is designed to comply with Rule 17j-1 under the Investment Company Act of 1940 (“Investment Company Act”) and with Rule 204A-1 under the Investment Advisers Act of 1940 (“Advisers Act”).