Nominated Broker definition

Nominated Broker a broker nominated by the Committee from time to time and notified as such to the Employee for the purposes of clause 7 of this Agreement;
Sample 1Sample 2Sample 3
Nominated Broker means the regulated broker selected by the Administrators for the Transfer of Client Assets which has entered into the Sale and Purchase Agreement;
Sample 1
Nominated Broker means Jarvis Investment Management Limited, an FCA regulated execution only stock broker
Sample 1

Examples of Nominated Broker in a sentence

  • You should confirm any expiry process with your Nominated Broker.

  • The Broker will become a Nominated Broker and the Platform will become a Nominated Platform.

  • Therefore you, your Nominated Financial Adviser or your Nominated Broker should identify any Call Options that are approaching their Expiry Date or where the Market Price is significantly higher than the Exercise Price and decide what action you will take.

  • The Lender may, but is not required to contact you, your Nominated Financial Adviser or your Nominated Broker prior to taking any action.

  • Therefore you, your Nominated Financial Adviser or your Nominated Broker should identify any Put Options that are approaching their Expiry Date and decide what action you will take, for example selling, exercising or transferring the Put Options from your nominated Option account.

  • Objective 1: Ensuring the return of Client Assets as soon as reasonably practicable 4.1 Return of Custody Assets and Client Money 4.1.1 Transfer to Nominated Broker As previously reported, the Administrators transferred the Custody Assets and Client Money of 18,353 Clients to ITI on the Transfer Date, representing over 99% of the Company's total Clients as at 5 August 2019.

  • If the Put Option Exercise Price is above the Market Price on the Expiry Date your Nominated Broker may automatically exercise your Put Option which may result in your Securities being sold.

  • If the Exercise Price is below the Market Price on the Expiry Date, your Nominated Broker may automatically exercise your Call Option which may result in the Securities being purchased.

  • Therefore you, your Nominated Financial Adviser or your Nominated Broker should identify any Call Options that are approaching their Expiry Date or where the Market Price is significantly above the Exercise Price and decide what action you will take.

  • The Administrators will notify Claimants of the identity of the Nominated Broker and its details on the Website at least 5 Business Days before the Transfer; this notice is expected to be made on or around 1 June 2020.

Related to Nominated Broker

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Approved Broker means any of the companies listed on Schedule 7 or such other company proposed by the Borrowers which the Agent may, with the consent of the Majority Lenders (such consent not to be unreasonably withheld), approve from time to time for the purpose of valuing a Ship, who shall act as an expert and not as arbitrator and whose valuation shall be conclusive and binding on all parties to this Agreement;

  • Nominated Athlete means an Athlete who has been nominated to the NZOC by Swimming New Zealand.

  • Nominated Person means a person who is a member, or a member and Officer, of the Association

  • Nominated Representative means, in respect of each party, the person whose details are set out in the Special Conditions (if any).

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Nominated Recipient means a person appointed by You to receive particular FIT Payments and recorded as such on the Central FiT Register;

  • Designated Broker Agreement means an agreement between the Manager, on behalf of the ETFs, and a Designated Broker;

  • Associate broker means a licensed broker who is employed by

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Nomination means a request by a Shipper to Carrier to transport a stated quantity of Crude Petroleum on the Pipeline for the account of such Shipper in any month.

  • Nominated Company means a company selected by the Lenders’ Representative and proposed to the Authority for substituting the Concessionaire in accordance with the provisions of the Substitution Agreement;

  • Nominated Bank Account means MDL’s bank account as notified by MDL to the other Party from time to time.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Nominations means the process by which the customer or the customer's agent notifies the Company of expected transportation quantities.

  • Data Broker means either of the following:

  • Independent Fund Director means an independent director of an investment company advised by Invesco.

  • Nominated Account means a bank account which is maintained under the name of an EHCP or his Associated Organization and is specified by the EHCP and his Associated Organization in the Authority for Payment to a Bank in the form attached at Appendix B and signed by the EHCP and his Associated Organization.

  • Nomination Committee means the nomination committee of the Board established in accordance with Article 114;

  • Relevant Nominating Body means, in respect of a benchmark or screen rate (as applicable):

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Nominate “Nomination,” or “Nominated” shall mean an offer by Shipper to Carrier of a stated quantity of Product for transportation, from the specified Origin to the specified Destination pursuant to the terms of this Tariff (and/or any tariffs making reference hereto and incorporating this Tariff by reference therein).

  • Nominated Officer means an officer charged with the responsibility for discharging specific tasks within Standing Orders and Standing Financial Instructions.

  • Disinterested Shareholder means a shareholder that is not an Insider to whom options may be granted under the Plan and they are not an Associate of any Insider.