Number of Securities Purchased definition

Number of Securities Purchased for the Subscription Amount set forth on Annex A attached hereto.
Number of Securities Purchased on Annex A attached hereto, registered in the name of such Purchaser (or its nominee, as directed by the Purchaser);
Number of Securities Purchased on Annex I attached hereto, which shall be equal to the Purchaser’s Investment Amount divided by the Per Share Purchase Price (rounded down to the nearest whole share).

Examples of Number of Securities Purchased in a sentence

  • Full Name & Residential Address of Placee Number of Securities Purchased or to be Purchased Purchase price per Security (CDN$) (1) Indicate date each placee advanced or is expected to advance payment for securities.

  • Full Name & Residential Address of Placee Number of Securities Purchased or to be Purchased Purchase price per Security (CDN$) Conversion Price (if Applicable) Prospectus ExemptionNo. of Securities, directly or indirectly, Owned, Controlledor Directed Payment Date(1) Describe relations- hip to Issuer (2) (1) Indicate date each placee advanced or is expected to advance payment for securities.

  • Full Name & Residential Address of Placee Number of Securities Purchased or to be Purchased Purchas e price per Security (CDN$) Conversio nPrice (if Applicable) Prospectu s ExemptionNo. of Securities, directly or indirectly, Owned, Controlled orDirected Payment Date(1) Describe relations- hip to Issuer (2)(1) Indicate date each placee advanced or is expected to advance payment for securities.

  • Full Name & Residential Address of Placee Number of Securities Purchased or to be Purchased Purchase price per Security (CDN$) Conversion Price (if Applicable) Prospectus ExemptionNo. of Securities, directly or indirectly, Owned, Controlledor Directed Payment Date(1) Describe relations- hip to Issuer (2) N/A (1) Indicate date each placee advanced or is expected to advance payment for securities.

  • Full name of Purchaser and municipality and jurisdiction of residence Number of Securities Purchased Date of Distribution Price Per security/total purchase price (Canadian $) Exemption relied on Length of any restricted or seasoning period Stephen Stares Thunder Bay, Ontario 5,000 December 13, 2002 $0.85 (deemed) Sec.

  • Full Name & Residential Address of Placee Number of Securities Purchased or to bePurchased Purchase price per Security (CDN$) Conversion Price (if Applicable) Prospectus ExemptionNo. of Securities, directly or indirectly, Owned, Controlled orDirected Payment Date(1) Describe relation- ship to Issuer (2)David Lane Vancouver, BC123,5290.17 s.2.24 NI 45106100,000May 8, 2015Related Person1647020 Alberta Ltd.Surrey, BC138,9710.17 s.2.24 NI 45106unknownMay 8, 2015 Tsafalas Enterprises Inc.

  • Purchases or acquisitions of JCPenney Securities between August 20, 2013 and September 26, 2013, inclusive: Trade Date Mo. Day Year Number of Securities Purchased or Acquired Total Purchase or Acquisition Price 1.

  • Full Name & Residential Address of Placee Number of Securities Purchased or to be Purchased Purchase Price per Security (CDN$) Conversion Price (if applicable) Prospectus ExemptionNo. of Securities, Directly or Indirectly, Owned, Controlledor Directed Payment Date (1) Describe Relationship to Issuer (2)Mackie Research Capital Corp.

  • Full Name & Residential Address of Placee Number of Securities Purchased or to be Purchased Purchase price per Security (CDN$) Conversion Price (if Applicable) Prospectus ExemptionNo. of Securities, directly or indirectly, Owned, Controlled or Directed (Prior to this Placement) Payment Date(1) Describe relations- hip to Issuer (2)Subscriber 1 Vancouver, B.C.1,400,000$0.05N/A45-106 (2.3)N/ANov.

  • XXXX CAPITAL PARTNERS, LLC By /s/ Xxxx Xxxxxxx-Xxxxxxx Name: Xxxx Xxxxxxx-Xxxxxxx Managing Director Number of Securities Purchased 770,000 None.


More Definitions of Number of Securities Purchased

Number of Securities Purchased on Annex A attached hereto for an aggregate purchase price of $91,000,000 (the “Purchase Price”).

Related to Number of Securities Purchased

  • Maximum Number of Securities shall have the meaning given in subsection 2.1.4.

  • Alternate VRDP Shares Purchase Agreement means any agreement with a successor liquidity provider replacing the VRDP Shares Purchase Agreement (or any replacement therefor) upon its termination in accordance with its terms and containing a Purchase Obligation substantially similar to the Purchase Obligation therein, as determined by the Fund.

  • holder of Securities “registered holder”, or other similar term, means the Person or Persons in whose name or names a particular Security is registered on the Security Register kept for that purpose in accordance with the terms of this Indenture.

  • Interest Conversion Shares shall have the meaning set forth in Section 2(a).

  • 144A Global Security means a permanent Global Security in the form of the Security attached hereto as Exhibit A-1, and that is deposited with and registered in the name of the Depositary, representing Securities sold in reliance on Rule 144A under the Securities Act.

  • Rule 144A Global Security has the meaning specified in Section 2.1(a) of Appendix A.

  • 144A Global Note means a Global Note substantially in the form of Exhibit A hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of, and registered in the name of, the Depositary or its nominee that will be issued in a denomination equal to the outstanding principal amount of the Notes sold in reliance on Rule 144A.

  • 144A Notes means the Class E Notes and any Note retained by the Depositor or an Affiliate thereof on the Closing Date.

  • Transfer Restricted Definitive Notes means Definitive Notes that bear or are required to bear or are subject to the Restricted Notes Legend.

  • Global Preferred Security means a Preferred Securities Certificate evidencing ownership of Book-Entry Preferred Securities.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).

  • Number of Option Shares means shares of Stock, as adjusted from time to time pursuant to Section 9.

  • Regulation S Global Securities Appendix A

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • Class B Warrants means, collectively, the Common Stock purchase warrants in the form of Exhibit C attached hereto delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which warrants shall be exercisable immediately and have a term of exercise equal to one year.

  • Regulation S Global Security The meaning specified in Section 3.01(c).

  • Number of Warrants means, for a Warrant Certificate, the “Number of Warrants” specified on the face of such Warrant Certificate (or, in the case of a Global Warrant, on Schedule A to such Warrant Certificate), subject to adjustment pursuant to Article 5.

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

  • Company Convertible Notes means the convertible notes issued by the Company pursuant to the convertible note purchase agreement by and among the Company, PA Grand Opportunity Limited and other investors named therein dated June 6, 2016, as amended on June 13, 2016.

  • Series B Warrants means, collectively, the Series B Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof and the other Series B Warrants contemplated under Section 2.1 to be issued concurrently at the Closing, which Series B Warrants shall be exercisable beginning immediately and have a term of exercise equal to five (5) years, in the form of Exhibit B-2 attached hereto.

  • Regulation S Global Note means a Regulation S Temporary Global Note or Regulation S Permanent Global Note, as appropriate.

  • Series A Warrants means, collectively, the Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately from the Closing Date and have a term of exercise equal to five (5) years, in the form of Exhibit A attached hereto.

  • Series C Warrants means, collectively, the Series C Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately and have a term of exercise equal to 9 months, in the form of Exhibit A attached hereto.

  • Preferred Security Beneficial Owner means, with respect to a Book Entry Interest, a Person who is the beneficial owner of such Book Entry Interest, as reflected on the books of the Clearing Agency, or on the books of a Person maintaining an account with such Clearing Agency (directly as a Clearing Agency Participant or as an indirect participant, in each case in accordance with the rules of such Clearing Agency).

  • Rule 144A Global Notes has the meaning set forth in Section 4.2(b)(i) of the Series 2018-1 Supplement.

  • Series B-2 Preferred Shares means the Company’s series B-2 preferred shares, par value US$0.00001 per share.