Odd Lot Trader definition

Odd Lot Trader means: (1) a Member that is not a Designated Market Maker; or (2) a DEA Client, which, in the case of both (1) and (2), has agreed to auto-execute trades in the Odd Lot Facility for one or more Assigned Securities for which no Designated Market Maker has been appointed.
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Odd Lot Trader means the Full Approved Trader assigned by an Odd Lot Member to fulfill its responsibilities as the Odd Lot Member for an Exchange-listed security.
Sample 1

Examples of Odd Lot Trader in a sentence

  • Response: The monitoring of the CDBG program has indicated that projects are being carried out and completed in a timely manner.

  • In the event of successful matching, no brokerage will be charged by the Odd Lot Trader for the odd lots of the FEC Consideration Shares sold as FEC has agreed to absorb this cost as part of the appointment of the Odd Lot Trader.

  • The opening of trading accounts with the Odd Lot Trader for the purpose of the Matching Service is subject to satisfactory completion of requisite account opening procedures.

Related to Odd Lot Trader

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