Examples of Off-Exchange Transactions in a sentence
Investors should be aware of the following points: Off-Exchange Transactions While some off-exchange markets are highly liquid, transactions in off-exchange, or non-transferable, derivatives may involve greater risk than investing in on-exchange derivatives because there is no exchange market on which to close out an open position.
Investors should be aware of the following points: Off-Exchange Transactions While some off-exchange markets are highly liquid, transactions in off-exchange, or non transferable, derivatives may involve greater risk than investing in on-exchange derivatives because there is no exchange market on which to close out an open position.
Authorized Customer agrees to comply with the Exchange Requirements and Applicable Law, including as the foregoing apply to the execution of Off-Exchange Transactions whether or not such Authorized Customer is a Member.
No later than the last day of the month in which NGX receives from Participants those clearing fees that arise from Off-Exchange Transactions submitted for clearing in accordance with this Agreement, NGX agrees to make payment to the Participating Broker in the aggregate amount owing to the Participating Broker in accordance with Section 2 of this Agreement.
The Parties acknowledge and agree that in case of such Off-Exchange Transactions, the Exchange Provisions would not apply and the provisions of this Agreement shall be construed accordingly.
Authorized Customer agrees that the Services will be utilized solely for the purpose of submitting Off-Exchange Transactions on behalf of its own proprietary accounts and/or the accounts of its customers, who are parties to such transaction and whose clearing member(s) has (or have) authorized the Authorized Customer to enter such transactions into the Services on their behalf.
Futures Contracts Listed for Trading Only on NYMEX ClearPortsmTrading and also Listed for Clearing of Off-Exchange Transactions Through NYMEX CleartPortsm ClearingCash-Settled Crude Oil and Crude ProductsNet Futures or Futures- Equivalent PositionAccountability Levels WTI Calendar Note: For purposes of this rule, positions in this contract are aggregated with positions in the Light Sweet Crude Oil contract as indicated in Subsection I.
The Authorized Customer represents and warrants that it has the authority to enter all Off-Exchange Transactions on behalf of the customers for which it acts and all necessary registrations or licenses as my be required under Applicable Law.
The Participating Broker acknowledges that NGX publishes on its website a list of those brokers who have agreed to submit Off-Exchange Transactions to NGX for clearing pursuant to this Agreement, and agrees to allow NGX to include the Participating Broker in such list in order to notify the Participants that the Participating Broker is receiving the Incentive (as defined below).
The Participating Broker acknowledges that the terms and conditions of the CPA exclusively govern the clearing of all Off-Exchange Transactions submitted to NGX, and that this Agreement in no way alters the applicability or enforceability of the CPA with respect to Off-Exchange Transactions.