Examples of PFMI Report in a sentence
Not all such terminology is defined in the Instrument, but instead may be defined or explained in the PFMI Report.
The explanatory notes in the PFMI Report offer an “alternate approach” to meeting PFMI Principle 14.
The CP also makes references to certain paragraphs in the April 2012 report Principles for financial market infrastructures (the PFMIs or PFMI Report, as the context requires) and the PFMI Principles set out therein.
Annex E to the PFMI Report provides additional guidance on how each key consideration will apply to the specified types of clearing agencies.
Regard should be given to the PFMI Report in understanding such terminology, as appropriate, including Annex H: Glossary.
See paragraph 3.14.3 of the PFMI Report.15 See paragraph 3.14.6 of the PFMI Report, at p.
Regard should be given to the PFMI Report in understanding such terminology, as appropriate, including Annex H: Glossary.14 Portability refers to the operational aspects of the transfer of contractual positions, funds, or securities from one party to another party.
The PFMI Report is available on the Bank for International Settlements’ website (www.bis.org) and the IOSCO website (www.iosco.org).
Beyond observation of the PFMI Principles, an FMI is expected to take into account the “Explanatory Notes” for each applicable PFMI Principle, other reports and explanatory materials published by CPMI and IOSCO that supplement the PFMI Report and that provide guidance to FMIs on the application of the PFMI Principles, as well as this Joint Supplementary Guidance or any future guidance published jointly by the BOC and the securities regulatory authorities.
In interpreting and implementing the PFMI Principles, regard is to be given to the explanatory notes in the PFMI Report, as appropriate, unless otherwise indicated in section 3.1 or this Part 3 of the CP.13 As discussed in subsection 1.2(3) of this CP, the CSA and BOC have together developed Joint Supplementary Guidance to provide additional clarity on certain aspects of some PFMI Principles within the Canadian context.