Plan Broker definition

Plan Broker means a stock brokerage firm designated by the Committee to establish accounts for Common Stock purchased under the Plan by Participants.
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Plan Broker means a broker designated by the Company.
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Plan Broker means a stock brokerage or other entity designated by the Company to establish accounts for stock purchased under the Plan by participants.
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Examples of Plan Broker in a sentence

  • In respect of purchases (including switch-in's) into any fund w.e.f. January 1, 2013, in the event of any switches from Regular Plan (Broker Plan) to Direct Plan, all upfront commissions paid to distributors shall be liable to complete and / or proportionate claw-back.

  • To the extent that any Shares remain in the Client Account upon termination of this Trading Plan, Broker agrees to return such Shares promptly to Issuer's transfer agent for re-legending to the extent that such Shares would then be subject to transfer restrictions in the hands of Client.

  • As soon as practicable following the end of each Offering Period, the number of Shares purchased by each Participant shall be deposited into an account established in the Participant's name with the Plan Broker.

  • I understand that Shares purchased for me under the Plan will be held in a personal account with the Plan Broker unless I request otherwise.

  • It is important that institutions form a policy on work presence, which should emphasise, among other things, a separation of work and personal life.

  • Plan Broker: A stock brokerage or other financial services firm designated by the Committee in its sole discretion.

  • Nonetheless, it is especially important in those collectivized disciplines that require equipment and larger teams.

  • If you are validly enrolled in the Premium Dividend™ Component, then new Shares purchased for your account will be disposed of through the Plan Broker in exchange for the Premium Dividend™.

  • If you are an eligible Shareholder and are enrolled to participate in the Premium Dividend™ Component, then such number of Shares as is approximately equal to the number of new Shares to be purchased on the Dividend payment date with your reinvested Dividends will be pre-sold through the Plan Broker at prevailing market prices.

  • The force protection Element accompanies these teams into the villages.By embedding civilians in military units, the US established a fundamental characteristic of PRTs. The inter-ministerial PRT approach (multi-agency principle) is not only a characteristic feature of German PRTs, but is more or less prominent in all PRTs, and which was developed by the US.


More Definitions of Plan Broker

Plan Broker means the person that the Plan Administrator may designate from time to time to buy and sell Stock under the Plan.
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Plan Broker means the stock brokerage or other financial services firm designated by the Administrator to account for and/or hold each Participant's shares, dividends, and distributions.
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Plan Broker means a qualified investment dealer desig- nated by Pembina from time to time to act as Plan Broker under the Plan for the purposes of enabling Participants to receive the Premium Distribution.
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Plan Broker means a stock brokerage or other financial services firm designated by the Board in its sole discretion.
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Related to Plan Broker

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Data Broker means either of the following:

  • Mortgage broker means any person who for compensation or

  • Seller’s Broker means Xxxxxx Xxxxxxx of Xxxxxxx and Wakefiled.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Associate broker means a licensed broker who is employed by

  • insurance broker means an insurance brokerage firm,

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Landlord’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Landlord.

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Approved Broker means each of Arrow Valuations Ltd, Xxxxx Xxxxxxxx Salles, X. Xxxxxxxx & Co. Ltd., Maersk Brokers K/S and Xxxx Xxxxxxxx & Co Ltd London and, in the plural, means all of them;

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Pawnbroker means the same as that term is defined in Section 13-32a-102.

  • Commodity Broker means any person who engages in the business of effecting transactions in Commodity Contracts for the account of others or for his or her own account.

  • REAL ESTATE BROKERS (See also Paragraph 15)

  • Customs Broker Agreement means an agreement, in form reasonably satisfactory to the Collateral Agent, in which the customs broker or other carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Collateral Agent and agrees, upon notice from the Collateral Agent, to hold and dispose of such Inventory solely as directed by the Collateral Agent.

  • Surplus lines broker means a person licensed pursuant to Article 5.1 (§ 38.2-1857.1 et seq.) of this