Examples of PM Regulations in a sentence
The Portfolio Manager shall maintain books and records relating to its transactions for the Client to ensure compliance with the PM Regulations and shall get audited its accounts as required under the PM Regulations.
The Funds shall be primarily invested into Securities as defined under this Agreement in accordance with PM Regulations, as amended from time to time and Applicable Laws.
The Portfolio Manager may, at its sole discretion, open one or more bank accounts or may use omnibus current account (i.e. Pool Account for all clients for operational convenience) for and on behalf of the Client to deposit and withdraw monies and fully operate the same, subject to the PM Regulations.
Providing each client an audited account statement on an annual basis which includes all the details as required under the PM Regulations.
Borrow funds or Securities on behalf of the Client, except as provided under the PM Regulations.
Charging and disclosure of appropriate fees & expenses in accordance with the PM Regulations.
For the avoidance of doubts, nothing herein shall be deemed to be read to mean that the Power Exchange shall assume any obligations greater than to be required to be assumed under the provisions of the PM Regulations.
International Research journal of Engineering and Technology (IRJET) Vol.
We have conducted a risk profiling of each Client pursuant to the PM Regulations (as applicable) and the Structured Products Guidelines, and we have satisfied ourselves that the Debentures are suitable to the risk profile of the Client.
Notwithstanding anything contained herein, subject to the PM Regulations, the Client shall be liable to the Portfolio Manager only to the extent of the Clients Investment.