Previously Purchased Securities definition

Previously Purchased Securities means any security held in a covered account as of September 2002.
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Previously Purchased Securities shall have the meaning set forth in Section 3.12.
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Previously Purchased Securities means the Qualified Securities previously delivered to the Custodian pursuant to this Agreement and which have not yet matured.
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Examples of Previously Purchased Securities in a sentence

  • Pre-clearance is required for any covered person with respect to any proposed trade in a covered account in an IPO (generally prohibited), limited offering (generally prohibited), the sale of any Previously Purchased Securities from a covered account or any other trade in a security, unless the specific type of security or trading is excluded from pre-clearance under Section D below.

  • Pre-clearance is required for any covered person with respect to any proposed trade in a covered account in an IPO (generally prohibited), limited offering (generally prohibited), the sale of any Previously Purchased Securities from a covered account or any other trade in a security, unless the specific type of security or trading is excluded from pre-clearance under Section D(3) below.

  • A pre-clearance request by a covered person to sell 1,000 or fewer Previously Purchased Securities of an issuer that has at least $1 billion in market capitalization is not subject to the prohibitions in Section C(1) or (2).

  • Subject to the pre-clearance requirements in Section D, a covered person will be permitted to sell Previously Purchased Securities provided that (a) no client account has a pending “buy” or “sell” order in that same security on the day of sale; and (b) the Previously Purchased Securities have been held by the covered person for at least 60 days.

  • Notwithstanding the foregoing, portfolio managers, traders and analysts may not sell Previously Purchased Securities under this Section C(2) within 7 calendar days before and 7 calendar days after any client account trades or considers trading the same security.

  • A pre-clearance request by a access person to sell 1,000 or fewer Previously Purchased Securities of an issuer that has at least $1 billion in market capitalization is not subject to the prohibitions in Section C(1) or (2).

Related to Previously Purchased Securities

  • Purchased Securities has the meaning assigned in the Terms;

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Previously Acquired Shares means shares of Common Stock that are already owned by the Participant or, with respect to any Incentive Award, that are to be issued upon the grant, exercise or vesting of such Incentive Award.

  • Purchased Units means, with respect to a particular Purchaser, the number of Common Units equal to the aggregate Purchase Price set forth opposite such Purchaser’s name under the column titled “Purchase Price” set forth on Schedule A hereto divided by the Common Unit Price.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Seller Shares means all shares of Common Stock of the Company owned as of the date hereof or hereafter acquired by a Common Holder, as adjusted for any stock splits, stock dividends, combinations, subdivisions, recapitalizations and the like.

  • Purchaser Shares means the common shares in the capital of the Purchaser.

  • Released Securities means securities that were Restricted Securities with respect to which all applicable restrictions have expired, lapsed, or been waived.

  • Purchased Shares has the meaning set forth in Section 2.01.

  • Purchased Interests has the meaning set forth in the Recitals.

  • Acquisition Shares means each class of shares of beneficial interest of an Acquiring Fund to be issued to the corresponding Target Fund in a reorganization under this Agreement.

  • Permitted Securities means any of the following:

  • Purchased Stock means a right to purchase Common Stock granted pursuant to Article IV of the Plan.

  • Acquired Shares has the meaning set forth in the Recitals.

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Purchaser Warrants means Purchaser Private Warrants and Purchaser Public Warrants, collectively.

  • Private Placement Warrants Purchase Agreement shall have the meaning given in the Recitals hereto.

  • Buyer Shares means the common stock, with a par value of $0.0001 per share, of Buyer.

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Bona fide purchaser means a person who in good faith makes a purchase without notice of any outstanding rights of others.

  • Purchased Interest means, at any time, the undivided percentage ownership interest in: (a) each and every Pool Receivable now existing or hereafter arising, (b) all Related Security with respect to such Pool Receivables and (c) all Collections with respect to, and other proceeds of, such Pool Receivables and Related Security. Such undivided percentage interest shall be computed as:

  • Purchaser means the organization purchasing the goods.

  • Purchase Shares has the meaning set forth in Section 2.2(a) hereof.

  • The Purchaser means the organization purchasing the Goods, as named in SCC.

  • Principal Stockholder Transferee means any Person who acquires voting stock of the Corporation from the Principal Stockholder (other than in connection with a public offering) and who is designated in writing by the Principal Stockholder as a “Principal Stockholder Transferee.”

  • U.S. Purchaser means any purchaser of the Offered Securities that is, or is acting for the account or benefit of, a person in the United States, or any person offered the Offered Securities in the United States.