Primary Regulator definition

Primary Regulator means the Banking Regulator, Qualified Foreign Exchange, or other applicable home-country regulatory body.
Primary Regulator means, with respect to an entity, the regulatory body or bodies with principal supervisory authority over the Parent of such entity, and, if different, the regulatory body or bodies with principal supervisory authority over such entity.

Examples of Primary Regulator in a sentence

  • Any actions taken by HESA are without prejudice to any action which might be taken by the Primary Regulator/ Funder.

  • HESA shall reasonably endeavour to notify the Provider prior to notifying the Primary Regulator/ Funder.

  • Authorize the Primary Regulator to Commence an Invol- untary Proceeding against a Financial Company; and Expand the Grounds upon Which the Primary Regulator May File Such a Petition” subsection on pages 11–12.

  • Involvement of Primary Regulator of Financial Company in BankruptcyProposed Bankruptcy Code amendments involving the primary regulator of a financial company consist generally of three different types.

  • DOC Primary License Number: DFI Primary License Number: DRE Primary License Number: Other entity servicing mortgage loans Name of Primary Regulator: License/Identification Number, if applicable: (Specify every license held by applicant that this application applies to.) Check this box if an application has also been filed with another department.


More Definitions of Primary Regulator

Primary Regulator means a person or supervisory body in charge of regulating and governing the activities of companies engaged in the business of investment funds, issuing securities, insurance business and any other business as prescribed by the Minister;
Primary Regulator means thechartering authority for federally- chartered applicants, the insuring authority for federally-insuredapplicants that are not federally- chartered, or the appropriate state regulator for all other applicants.
Primary Regulator means the Office of the Comptroller of the Currency or such successor regulator as may become Colonial Bank’s primary regulator.
Primary Regulator means the state or federal regulatory agency tasked with being the main supervisory authority of a financial institution.
Primary Regulator means, in a multiple regulator case, the regulator giving the notice;
Primary Regulator means an exchange other than the DIFX or any statutory securities regulatory body or listing authority outside of the DIFC which the Issuer and the DIFX DFSA have agreed has the primary responsibility for regulating the listing (Primary Listing) of the Issuer’s Securities and ensuring the observation by the Issuer of its continuing obligations as an issuer of listed Securities;