Prospective Investor means any prospective purchaser of a Certificate or, in the case of a Book-Entry Certificate, of a beneficial ownership interest therein.
Prospective Investor means (a) any person with whom or which any GLG Entity (either directly or through an Intermediary or Prospective Intermediary) entered into negotiations or discussions, or (b) on whom or which any GLG Entity expended a material amount of money, at the Share Exchange Closing Date and to the knowledge of the Executive prior to the Share Exchange Closing Date, and in either case, (i) with a view toward securing investment(s) in any investment product(s) for which any GLG Entity provides services whether as investment manager, investment adviser, marketing adviser or in some other capacity, (ii) with which person the Executive had dealings (either directly or through an Intermediary or Prospective Intermediary) on behalf of any GLG Entity, and (iii) which person does not affirmatively indicate to any GLG Entity, at the Share Exchange Closing Date, that he, she or it does not wish to become an investor.
Prospective Investor means any person (a) with whom any GLG Entity entered into negotiations or discussions or (b) on whom any GLG Entity expended a material amount of money at the date of closing of the share exchange and to the knowledge of the Individual Principal prior to the date of closing of the share exchange, in either case, (i) with a view toward securing investment in any investment product for which any GLG Entity provides services, (ii) with which person the Individual Principal had dealings on behalf of any GLG Entity and (iii) which person does not affirmatively indicate to any GLG Entity at the date of closing of the share exchange that he, she or it does not wish to become an investor.
Examples of Prospective Investor in a sentence
Email address for receiving electronic communications: Prospective Investor: Date: , 20 .
Immediately preceding 3 (three) years audited financial results of the Prospective Investor and/or its promoter/promoter group or any other group company.
Electronic Communications Email address for receiving electronic communications: Prospective Investor: Date: , 20 .
Statement of funds availability of the Prospective Investor and/or promoter/promoter group or any other group company.
In undertaking the sale process, the Prospective Investor has no conflict of interest with and is not related, directly or indirectly, to Dena Bank/Borrowers.
More Definitions of Prospective Investor
Prospective Investor means a person who has received this Information Memorandum and may become an Investor should they decide to subscribe for Redeemable Preference Shares;
Prospective Investor means any prospective investor with which or with whom you know or reasonably should have known that AGM or any of its Affiliates has had substantive discussions in the immediately preceding 12 months.
Prospective Investor has the meaning set forth in Section 7.3.
Prospective Investor means (a) any person with whom or which the Company or any Associated Entity (either directly or through an Intermediary or Prospective Intermediary) entered into negotiations or discussions, or (b) on whom or which the Company or any Associated Entity expended a material amount of money, during the period of six months immediately preceding the Executive’s Termination Date and to the knowledge of the Executive prior to such Termination Date, and in either case, (i) with a view toward securing investment(s) in any investment product(s) for which an Associated Entity provides services whether as investment manager, investment adviser, marketing adviser or in some other capacity, (ii) with which person the Executive had dealings (either directly or through an Intermediary or Prospective Intermediary) on behalf of the Company or any Associated Entity, and (iii) which person does not affirmatively indicate to the Company or any Associated Entity, prior to the Executive’s Termination Date, that he, she or it does not wish to become an investor;
Prospective Investor means a natural person that has not previously had an account on the Website and/or has not previously been introduced to Cap-It by any introducer;
Prospective Investor means a person or entity (X) introduced during the term of the Agreement by Barretto to Client, or (Y) as to which Barretto provided advice regarding the Transaction during the term of the Agreement, or (Z) who was, or should have been, disclosed by Client to Barretto pursuant to the terms of this Agreement. All Prospective Investors shall be included on a Prospective Investor list maintained by Barretto during the term of this Agreement. The Prospective Investor list shall be disclosed to Client from time to time, upon request.
Prospective Investor means any Person from whom the Company proposes to obtain a Proposed Financing.