Examples of Public Company Compliance in a sentence
Public Company Compliance: Ensure strict adherence to all relevant regulatory requirements, including SEC reporting, exchange rules and regulations and other financial regulations.
A decline in the market prices of the Common Shares could impair the Company’s ability to raise additional capital through the sale of securities should it desire to do so.United States Public Company Compliance EffortsAs a public company in the United States, the Company will incur additional legal, accounting, reporting and other expenses that it did not incur as a public company in Canada.
Violation of Public Company Compliance Policies If the employee serving on a public company board violates any portion of the public company compliance policies to which they are obligated to comply, the employee shall immediately notify the CCO and General Counsel.
For a more detailed description of the compliance requirements and the related costs, please refer to our “Hong Kong Public Company Compliance and Maintenance Guide”.