Record Keeping Obligation definition

Record Keeping Obligation means the obligation on Operator as set out in Article 25 MiFIR, to maintain for a period of five years relevant data relating to:
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Record Keeping Obligation means the obligation on the Operator as set out in Article 16 MiFID, to maintain for a period of at least five years relevant data relating to:
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Record Keeping Obligation means the obligation on the Operator, as set out in Ar- ticle 25 of MiFIR, to maintain for a period of five years relevant data relating to:
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Examples of Record Keeping Obligation in a sentence

  • Each Venue User submitting a Trade Request subject to the Record Keeping Obligation must provide with the Trade Request all data required to enable Operator to meet its obligations under Applicable Law.

  • All Orders submitted to the Tullett Prebon Europe MTF and all Transactions Executed on the Tullett Prebon Europe MTF are subject to the Record Keeping Obligation.

  • All Orders submitted to the Tullett Prebon Securities MTF and all Transactions Executed on the Tullett Prebon Securities MTF are subject to the Record Keeping Obligation.

  • All Orders submitted to the TP ICAP UK MTF and all Transactions Executed on the TP ICAP UK MTF are subject to the Record Keeping Obligation.

  • All Orders submitted to the TP ICAP EU MTF and all Transactions Executed or registered on the TP ICAP EU MTF are subject to the Record Keeping Obligation.

  • Each Participant submitting Bids/Offers must provide with the Bid/Offer all data required to enable IGDL to meet its obligations pursuant to the Record Keeping Obligation.

  • The Record Keeping Obligation required the First Respondent and Second Respondent to make and retain records of the overtime worked by each Group Member pleaded in paragraph97 above.

  • In contravention of the Record Keeping Obligation, Coles did not in respect of anypPay pPeriod in which Ms Pabalan worked Overtime Hours record the number of Overtime Hoursworked by Ms Pabalan during each day or when Ms Pabalan started and ceased working Overtime Hours (collectively the “ Record Keeping Contraventions”).

  • In contravention of the Record Keeping Obligation Coles did not in respect of any pay period in which Ms Pabalan workedtime before the commencement or after the end of a rostered shift record the number of overtime hours worked by Ms Pabalan during each day or when Ms Pabalan started and ceased working overtime hours.

  • The failure of Coles to comply with the Record Keeping Obligation and False or Misleading Records Prohibition in respect of each Group Member was conduct prohibited by s 535 of the FWA.Date: 3 December 2021Signed by Rory MarkhamLawyer for the Applicant Certificate of lawyerI, Rory Markham, certify to the Court that, in relation to the statement of claim filed on behalf of the Applicant, the factual and legal material available to me at present provides a proper basis for each allegation in the pleading.


More Definitions of Record Keeping Obligation

Record Keeping Obligation means the obligation for the Operator to maintain records of all
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Related to Record Keeping Obligation

  • Supporting Obligation means a letter-of-credit right or secondary obligation that supports the payment or performance of an account, chattel paper, a document, a general intangible, an instrument, or investment property.

  • Securities Account is any “securities account” as defined in the Code with such additions to such term as may hereafter be made.

  • Securities Account Control Agreement shall have the meaning ascribed thereto in the Sale and Servicing Agreement.

  • Clearing Agreement means Clearing, Settlement and Sponsorship Services Agreement by and between the Borrower and Fifth Third Bank dated as of June 30, 2009, as the same may be amended, modified, supplemented, restated or amended and restated from time to time.

  • Clearing Account Agreement means that certain agreement relating to clearing account services by and among Mortgage Borrower, Lender and Clearing Account Bank, as the same may be amended, restated, replaced, supplemented or otherwise modified from time to time, relating to the operation and maintenance of, and application of funds in, the Clearing Account.

  • Designated Deposit Account is Borrower’s deposit account, account number , maintained with Bank.

  • Deposit Account Control Agreement means an agreement, in form and substance satisfactory to the Agent (in its Permitted Discretion), among any Loan Party, a banking institution holding such Loan Party’s funds, and the Agent with respect to collection and control of all deposits and balances held in a deposit account maintained by any Loan Party with such banking institution, as amended, supplemented or otherwise modified from time to time in accordance with the terms thereof.

  • Controlled Securities Account means each securities account (including all financial assets held therein and all certificates and instruments, if any, representing or evidencing such financial assets) that is the subject of an effective Control Agreement.

  • Collection Account Control Agreement means that certain Collection Account Control Agreement, to be entered into by and among the Borrower, the Lender and Bank, with respect to the Collection Account, in form and substance acceptable to the Lender and the Borrower, as the same may be amended, modified or supplemented from time to time.

  • Securities Accounts (i) shall mean all “securities accounts” as defined in Article 8 of the UCC and (ii) shall include, without limitation, all of the accounts listed on Schedule 4.4(A) under the heading “Securities Accounts” (as such schedule may be amended or supplemented from time to time).

  • National Repository means any Nationally Recognized Municipal Securities Information Repository for purposes of the Rule.

  • Compliance account means a NOx allowance tracking system account, established by the U.S. EPA for a NOx budget unit under section 10 of this rule, in which the NOx allowance allocations for the unit are initially recorded and in which are held NOx allowances available for use by the unit for an ozone control period for the purpose of meeting the unit’s NOx budget emissions limitation.