Regulated financial services definition

Regulated financial services means services provided—
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Regulated financial services. ’ means any services regulated, or supplied by any person regulated, under any written law administered by the Monetary Authority of Singapore or under the Commodity Trading Act;
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Regulated financial services means services carried out by a Regulated Financial Institution as defined in Schedule [G].
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Examples of Regulated financial services in a sentence

  • Regulated financial services companies face the risk that the FCA or the PRA could find that they have failed to comply with applicable regulations or have not undertaken corrective action as required.Any legislative or regulatory action (whether in the UK or elsewhere) could have a negative impact upon the Group’s results or on its relations with current and potential customers.

  • The Utility is directed to defer and amortize the costs over terms at the discretion of the YUB.

  • Regulated financial services companies face the risk that the FCA or the PRA could find that they have failed to comply with applicable regulations or have not undertaken corrective action as required.

  • Regulated financial services are licensed by the QFCRA according to five categories.

  • Regulated financial services companies face the risk that the FCA or the PRA could find that they have failed to comply with applicable regulation or to undertake corrective action where required.Any legislative or regulatory action (whether in the UK or elsewhere) could have a negative impact upon the Group’s results or on its relations with current and potential customers.

  • Regulated financial services businesses and those undertaking Schedule 2 business are required to comply with the requirements of the Money Laundering Order which place additional obligations on them to combat money laundering and the financing of terrorism.

  • Text box 2: Regulated financial services carried out by BigTechs in the EU As part of the EBA’s work in relation to the EC’s Call for Advice on digital finance, on 11 June 2021 the EBA launched a competent authority survey on the role of BigTechs as providers of financial services in the EU.31 Twenty-four competent authorities representing 23 Member States and 1 EEA State responded to the survey; a response was also received from the Single Supervisory Mechanism (SSM).

  • Provide a brief introduction to and history of the Applicant, including what experience it or its Group have in conducting Regulated financial services in the UAE or any other jurisdictions:39 38 Add more rows as necessary.

  • Regulated financial services firms are well-placed to tackle the financial harms linked to gambling-related vulnerability.

  • Key points • At a conservative estimate, at least one in ten adults in Britain – five million people – experience harmful gambling, either because of their own gambling or someone else’s.• Regulated financial services firms are well-placed to address the financial harms linked to gambling-related vulnerability.


More Definitions of Regulated financial services

Regulated financial services means, when used in any of the forms set out in the appendix to schedule 2 or the Code of Practice, any financial services (including mutual fund or fiduciary services) in respect of which the Financial Services Commission has regulatory powers, including the carrying on the business in Nevis of the business of an administrator or manager, or promoter, of a mutual fund, or any financial services the provision of which is subject to regulation in any other country or jurisdiction;
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Regulated financial services. Means financial services that are governed by laws and regulations on what financial institutions are allowed to do.
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Related to Regulated financial services

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • Related Financial Product means any financial product which references directly or indirectly the Preference Shares.

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • Appraisal management services means one or more of the following:

  • Licensed financial institution means a financial institution issued a license under this act.

  • financial service means a service of a financial nature, including insurance, and a service incidental or auxiliary to a service of a financial nature;

  • Healthcare services means services or goods provided for

  • COVERED HEALTHCARE SERVICES means any service, treatment, procedure, facility, equipment, drug, device, or supply that we have reviewed and determined is eligible for reimbursement under this plan.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Long-term care services means the services admin- istered directly or through contract by the aging and disability services administration and identified in WAC 388-106- 0015.

  • Financial Management Manual means the Financial Management Manual, referred to in paragraph B of Schedule 4 to this Agreement, that sets out the financial and accounting arrangements for Implementing Partners and the Recipient’s entities, in form and substance satisfactory to the Association;

  • Appraisal management company means a person or entity that (i) administers a network of

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • parent mixed financial holding company in a Member State means a mixed financial holding company which is not itself a subsidiary of an institution authorised in the same Member State, or of a financial holding company or mixed financial holding company set up in that same Member State;

  • Health care services means services for the diagnosis, prevention, treatment, cure, or relief of a health condition, illness, injury, or disease.

  • Public Finance Management Act ’ means the Public Finance Management Act, 1999 (Act No. 1 of 1999);

  • banking business means the business of accepting deposits withdrawable or repayable on demand or after a fixed period or after notice and the employment of those deposits, in whole or in part, by lending or any other means for the account and at the risk of the person accepting the deposits;

  • Day-care services means care of a child for a portion of the day which is less

  • Home health care services means medical and nonmedical services, provided to ill, disabled or infirm persons in their residences. Such services may include homemaker services, assistance with activities of daily living and respite care services.

  • Real estate related financial transaction means any transaction involving: