Regulated financial services definition

Regulated financial services means services provided—
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Regulated financial services means any services regulated, or supplied by any person regulated, under any written law administered by the Monetary Authority of Singapore or under the Commodity Trading Act;
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Regulated financial services. Means financial services that are governed by laws and regulations on what financial institutions are allowed to do.
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Examples of Regulated financial services in a sentence

  • Regulated financial services companies face the risk that the FCA or the PRA could find that they have failed to comply with applicable regulations or have not undertaken corrective action as required.Any legislative or regulatory action (whether in the UK or elsewhere) could have a negative impact upon the Group’s results or on its relations with current and potential customers.

  • Regulated financial services companies face the risk that the FCA or the PRA could find that they have failed to comply with applicable regulation or to undertake corrective action where required.Any legislative or regulatory action (whether in the UK or elsewhere) could have a negative impact upon the Group’s results or on its relations with current and potential customers.

  • Regulated financial services firms include banks, brokers, advisers, fund managers and custodians, but only where they are selling, arranging, advising or managing designated investments.

  • Regulated financial services businesses offshore have continued to be a focal point for private equity investors, who have beendriving continued consolidation in the offshore fund servicing and broader fiduciary services markets, most notably in the Channel Islands.

  • Regulated financial services providers where the person performs the function must satisfy themselves on reasonable grounds that the person complies with the Standards of Fitness and Probity, where issued under Section 50 of the Act.

  • Regulated financial services firms include banks; brokers, advisers, fund managers and custodians, but only where they are selling, arranging, advising or managing designated investments.

  • Regulated financial services, such as banking and insurance are expected to be fully excluded, similarly for funds, though a question mark remains on financial interme- diaries in an investment advisory role.

  • Regulated financial services companies face the risk that the FCA or the PRA could find that they have failed to comply with applicable regulations or have not undertaken corrective action as required.

  • Regulated financial services firms are obliged to have adequate systems and controls to deal with operational and other risks, as well as clear and documented policies for businesscontinuity and contingency planning.

  • Regulated financial services businesses offshore have continued to be a focal point for private equity investors, who has beendriving continued consolidation in the offshore fund servicing and broader fiduciary services markets, most notably in the Channel Islands.


More Definitions of Regulated financial services

Regulated financial services means, when used in any of the forms set out in the appendix to schedule 2 or the Code of Practice, any financial services (including mutual fund or fiduciary services) in respect of which the Financial Services Commission has regulatory powers, including the carrying on the business in Nevis of the business of an administrator or manager, or promoter, of a mutual fund, or any financial services the provision of which is subject to regulation in any other country or jurisdiction;
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Regulated financial services means services carried out by a Regulated Financial Institution as defined in Schedule [G].
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Related to Regulated financial services

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services.

  • Related Financial Product means any financial product which references directly or indirectly the Preference Shares.

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • Appraisal management services means one or more of the following:

  • Designated Financial Institution shall have the meaning specified in Section 14.12(a).

  • Licensed financial institution means a financial institution issued a license under this act.

  • financial service means any service of a banking, credit, insurance, personal pension, investment or payment nature;

  • Healthcare services means all inpatient services (i.e., acute-care diagnostic and therapeutic inpatient hospital services), outpatient services (i.e., acute-care diagnostic and therapeutic outpatient services, including but not limited to ambulatory surgery and radiology services), and professional services (i.e., medical services provided by physicians or other licensed medical professionals) to the extent offered by Defendant and within the scope of services covered on an in-network basis pursuant to a contract between Defendant and an Insurer. “Healthcare Services” does not mean management of patient care, such as through population health programs or employee or group wellness programs.

  • COVERED HEALTHCARE SERVICES means any service, treatment, procedure, facility, equipment, drug, device, or supply that we have reviewed and determined is eligible for reimbursement under this plan.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Home health aide services means the personal care and maintenance activities provided to individuals for the purpose of promoting normal standards of health and hygiene.

  • Long-term care services means services provided through the department of social and health services either in a hospital or skilled nursing facility, or in another setting under a home and community-based waiver authorized under 42 U.S.C. Sec. 1396n.

  • Financial Management Manual means the manual dated June 2009, adopted by the Project Implementing Entity for the purpose of implementing and monitoring the financial management aspects of the Project.

  • Appraisal management company means, in connection with valuing properties collateralizing mortgage loans or mortgages incorporated into a securitization, any external third party that oversees a network or panel of more than fifteen certified or licensed appraisers in this state or twenty-five or more nationally within a given year, that is authorized either by a creditor of a consumer credit transaction secured by a consumer's principal dwelling or by an underwriter or other principal in the secondary mortgage markets that engages in appraisal management services.

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Commercial Services means any waste management service, relating or connected to accumulating, collecting, managing, recycling, sorting, storing, treating, transporting, disposing, buying or selling of waste or any other manner of handling waste excluding services rendered by the municipality;

  • Health care services means services for the diagnosis, prevention, treatment, cure, or relief of a health condition, illness, injury, or disease.

  • Public Finance Management Act ’ means the Public Finance Management Act, 1999 (Act No. 1 of 1999);

  • banking business means the business of accepting deposits withdrawable or repayable on demand or after a fixed period or after notice and the employment of those deposits, in whole or in part, by lending or any other means for the account and at the risk of the person accepting the deposits;

  • Day-care services means care of a child for a portion of the day which is less

  • Home health care services means medical and nonmedical services, provided to ill, disabled or infirm persons in their residences. Such services may include homemaker services, assistance with activities of daily living and respite care services.

  • Real estate-related financial transaction means any transaction involving:

  • Primary care services means the services in respect of which NHS England has a duty or power to make arrangements pursuant to the Primary Care Functions;

  • Investment Services means the Investment Services under the Company’s CIF license which can be found in the document “Company Information”.