Regulated officeholder definition

Regulated officeholder means an individual who is required to file a
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Regulated officeholder means an individual who is required to make a conflict of interest disclosure under the provisions of this part.
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Regulated officeholder means an individual who is required to file a financial disclosure form under the provisions of this part.
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More Definitions of Regulated officeholder

Regulated officeholder means an individual who is required to make a
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Regulated officeholder means an individual that is required to file a financial disclosure under the provisions and requirements of this section.
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Regulated officeholder means an individual who is required to make a conflict of 1732 interest disclosure under the provisions of this part. 1733 (10) "State constitutional officer" means the governor, the lieutenant governor, the state 1734 auditor, the state treasurer, or the attorney general. 1735 (11) "Website" means the Candidate and Officeholder Conflict of Interest Disclosure 1736 Website described in Section 20A-11-1602.5. 1737 Section 17. Section 20A-11-1602.5 is amended to read: 1738 20A-11-1602.5. Candidate and Officeholder Conflict of Interest Disclosure 1739 Website. 1740 (1) The lieutenant governor shall, in cooperation with the county clerks, establish and 1741 administer a Candidate and Officeholder Conflict of Interest Disclosure Website. 1742 (2) [Beginning no later than January 1, 2020, the] The website shall: 1743 (a) permit a candidate or officeholder to securely access the website for the purpose of: 1744 (i) complying with the conflict of interest disclosure requirements described in this 1745 part; and 1746 (ii) editing conflict of interest disclosures; 1747 (b) contain a record of all conflict of interest disclosures and edits made by the 1748 candidate or officeholder for at least the preceding four years; and 1749 (c) permit any person to view a conflict of interest disclosure made by a candidate or 1750 officeholder. 1751 [(3) No sooner than January 1, 2020, and before January 11, 2020, each individual who 1752 is required to make a conflict of interest disclosure under this part shall, regardless of whether 1753 the individual has already made a conflict of interest disclosure by a means other than the 1754 website, make a complete and updated conflict of interest disclosure on the website using the 1755 secure access described in Subsection (2)(a).] 1756 Section 18. Section 20A-11-1603 is amended to read: 1757 20A-11-1603. Conflict of interest disclosure -- Required when filing for candidacy 1758 -- Public availability. 1759 [(1) Beginning on January 1, 2020] 1760 (1) (a) Except as provided in Subsection (1)(b), candidates seeking the following 1761 offices shall make a complete conflict of interest disclosure on the website at the time of filing
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Regulated officeholder means an individual who is required to make a conflict of
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Regulated officeholder means "an individual who is required to file a financial disclosure form " HB394, Utah Code Subsection 20A-11-
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Related to Regulated officeholder

  • Designated Official The agent authorized to act for the Agency.

  • Regulated Entity means any entity referred to in Section I of Article L.613-34 of the French Code monétaire et financier as modified by the 20 August 2015 Decree Law, which includes certain credit institutions, investment firms, and certain of their parent or holding companies established in France.

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • Regulated Bank means a commercial bank with a consolidated combined capital surplus of at least $5,000,000,000 that is (i) a U.S. depository institution the deposits of which are insured by the Federal Deposit Insurance Corporation; (ii) a corporation organized under section 25A of the U.S. Federal Reserve Act of 1913; (iii) a branch, agency or commercial lending company of a foreign bank operating pursuant to approval by and under the supervision of the Board of Governors under 12 CFR part 211; (iv) a non-U.S. branch of a foreign bank managed and controlled by a U.S. branch referred to in clause (iii); or (v) any other U.S. or non-U.S. depository institution or any branch, agency or similar office thereof supervised by a bank regulatory authority in any jurisdiction.

  • designated office means the office of the authority designated by it for the receipt of applications—

  • Regulated party means a producer or importer of any amount

  • regulated person means a person whose collection activities are confined and are directly related to the operation of a business other than that of a collection agency including any of the following:

  • Elected official means any person elected at a general or

  • Designated Officer means the Chief Financial Officer, the Treasurer, an Assistant Treasurer, any Vice President in charge of financial or accounting matters or the principal accounting officer of the Company.

  • authorised official means a person authorised to implement the provisions of this By-law, including but not limited to–

  • Regulated Subsidiary means any Subsidiary registered or regulated as a broker or dealer with or by the SEC, FINRA, FSA, CFTC or any other applicable governmental authority, whether domestic or foreign.

  • Designated Office(s) as to a Party, means the office or offices specified in Part II of the Schedule.

  • Applicable Public Official or State Employee means any public official or state employee described in

  • prescribed officer means a person who, within a company, performs any function that has been designated by the Minister in terms of section 66(10);

  • Regulated investment company has the meaning set forth in Section 851 of the Code.

  • Regulated Entities (REs) means

  • Board office means the office of the administrative staff of each professional licensing board.

  • Securitization Entity means a Wholly Owned Subsidiary of the Borrower (or another Person in which the Borrower or any Subsidiary of the Borrower makes an Investment and to which the Borrower or any Subsidiary of the Borrower transfers accounts receivable and related assets) which engages in no activities other than in connection with the financing of accounts receivable and which is designated by the Board of Directors of the Borrower (as provided below) as a Securitization Entity (i) no portion of the Indebtedness or any other obligations (contingent or otherwise) of which (A) is guaranteed by the Borrower or any Restricted Subsidiary of the Borrower (excluding guarantees of obligations (other than the principal of, and interest on, Indebtedness) pursuant to Standard Securitization Undertakings); (B) is recourse to or obligates the Borrower or any Restricted Subsidiary of the Borrower in any way other than pursuant to Standard Securitization Undertakings; or (C) subjects any property or asset of the Borrower or any Restricted Subsidiary of the Borrower, directly or indirectly, contingently or otherwise, to the satisfaction thereof, other than pursuant to Standard Securitization Undertakings; (ii) with which neither the Borrower nor any Restricted Subsidiary of the Borrower has any material contract, agreement, arrangement or understanding other than on terms, taken as a whole, no less favorable to the Borrower or such Restricted Subsidiary than those that might be obtained at the time from Persons that are not Affiliates of the Borrower, other than fees payable in the ordinary course of business in connection with servicing receivables of such entity, standard Securitization Undertakings and other terms, including Purchase Money Notes, typical in Securitization Transactions; and (iii) to which neither the Borrower nor any Restricted Subsidiary of the Borrower has any obligations to maintain or preserve such entity’s financial condition or cause such entity to achieve certain levels of operating results. Any such designation by the Board of Directors of the Borrower shall be evidenced to the Agent (for distribution to the Lenders) by filing with the Agent a certified copy of the Board Resolution of the Borrower giving effect to such designation and an Officers’ Certificate certifying that such designation complied with the foregoing conditions.

  • Regulator means, with respect to any person, any Government Authority charged with regulating, supervising or examining such person and its Affiliates.

  • Institutional fund means a fund held by an institution exclusively for charitable purposes. The term does not include:

  • Partner Jurisdiction Financial Institution means (i) any Financial Institution established in a Partner Jurisdiction, but excluding any branch of such Financial Institution that is located outside the Partner Jurisdiction, and (ii) any branch of a Financial Institution not established in the Partner Jurisdiction, if such branch is located in the Partner Jurisdiction.

  • Authorized Official means the [Authorized Official Title], or his/her designee, who is authorized to exercise the authority of an Authorized Official under the terms of the PACE Program Report.

  • regulated investment companies (as defined in Section 851 of the Code), all as from time to time in effect (collectively, the "Policies"), and with all applicable provisions of law, including without limitation all applicable provisions of the Investment Company Act of 1940 (the "1940 Act") and the rules and regulations thereunder. Subject to the foregoing, the Sub-Adviser is authorized, in its discretion and without prior consultation with the Manager, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Series, without regard to the length of time the securities have been held and the resulting rate of portfolio turnover or any tax considerations; and the majority or the whole of the Series may be invested in such proportions of stocks, bonds, other securities or investment instruments, or cash, as the Sub-Adviser shall determine.

  • Regulated Funds means the Existing Regulated Fund, the Future Regulated Funds and the BDC Downstream Funds.

  • Public institution means any entity established or controlled by the federal government, state government, or a local government or municipality, including, but not limited, institutions of higher education and related research institutions.

  • Regulated Insurance Company means any Subsidiary of the Borrower, whether now owned or hereafter acquired, that is authorized or admitted to carry on or transact Insurance Business in any jurisdiction and is regulated by any Applicable Insurance Regulatory Authority.