Regulation I definition

Regulation I means 12 C.F.R. Part 209, commonly known as Regulation I of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.
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Regulation I. “Regulation H” and “Regulation X” mean, respectively, Regulations T, U and X of the Board or any successor, as the same may be amended or supplemented from time to time.
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Regulation I means Regulation I) under the 1933 Act;
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Examples of Regulation I in a sentence

  • Administrative Regulation I Sale, Purchase And Pledge Or Deposit Of Securities Owned By The Bank 1.1 Sale, Purchase and Pledge or Deposit of Securities.

  • On August 2004, you entered into a standby equity distribution agreement with Cornell Capital Partners for the sale of up to $10 million of your common stock, relying upon Rule 506 of Regulation I) and/or Section 4(2) of the Securities Act.

  • Administrative Regulation I --------------------------- Sale, Purchase And Pledge Or Deposit Of Securities Owned By The Bank 1.1 Sale, Purchase and Pledge or Deposit of Securities.

  • The Holder hereby represents and warrants to the Company that the Holder is an "accredited investor" within the meaning of Regulation I) promulgated under the Securities Act.

  • For the purposes of the provision to the immediately preceding sentence, beneficial ownership shall be determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and Regulation I 3d-3 thereunder.

  • If requested by an Optionee, an Option (other than an Incentive Stock Option) may be exercised with the involvement of a stockbroker in accordance with the federal margin rules set forth in Regulation I (in which case the certificates representing the underlying shares will be delivered by the Company directly to the stockbroker).

  • NATIONAL FOREIGN INVESTMENT REGISTRY Pursuant to Article 34 of the Foreign Investment Law and Article 44 of the respective Regulation, I hereby require the person appearing to evidence that the Company is registered in the National Foreign Investment Registry; and has he did not so evidence, I shall proceed to give the corresponding notice.

  • Such beneficialownership shall be determined in accordance with Sec tion 13(d) oftheSecurities Exchange Act of 1934, asamended, and Regulation I 3d-3 thereunder.

  • Administrative Regulation I Sales, Purchase and Pledge or Deposit of Securities Owned by the Bank 1.1 - Sale, Purchase and Pledge or Deposit of Securities 14 Administrative Regulation II Exercise of Fiduciary Powers 2.1 - Certification, Authentication, etc.

  • The Company shall cause the Company Bank to take all necessary action pursuant to Regulation I, including filing with the Federal Reserve Bank of Chicago (“FRB Chicago”) an application on form FR 2086a for cancellation of all of its FRB Chicago capital stock, such that the cancellation of such FRB Chicago capital stock shall be effective on the Closing Date.


More Definitions of Regulation I

Regulation I means 12 C.F.R. Part 209, commonly known as Regulation I of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof. “Regulation O” means 12 C.F.R. Part 215, commonly known as Regulation O of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof. “Regulation W” means 12 C.F.R. Part 223, commonly known as Regulation W of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof. “Related Person(s)” means (i) any Affiliate of Company or any of its Subsidiaries, (ii) any holder of 10% or more of the shares of Company Common Stock, (iii) any current or former director or officer of Company or any of its Subsidiaries, or (iv) any Person that, to the Knowledge of Company, is an “associate” or member of the “immediate family” (as such terms are respectively defined in Rule 12b-2 and Rule 16a-1 of the Security Exchange Act of 1934, as amended) of a Person identified in clause (i), (ii) or (iii) immediately above. “Required Third-Party Consents” means the consent or approval of each counterparty to the Company Contracts listed on Section 8.10 of the Company Disclosure Letter in connection with the execution, delivery, or performance by Company of this Agreement or the consummation of the transactions contemplated hereby. “Securities Act” means the Securities Act of 1933 together with the rules and regulations promulgated thereunder. “Specified Requisite Regulatory Approval” means in connection with this Agreement, the Bank Merger Agreement and the transactions contemplated hereby and thereby each of the following: (i) The approval by the Federal Deposit Insurance Corporation of the filing by Company Bank and GWBI Bank of an Interagency Bank Merger Act Application (the “Application”) pursuant to Section 18(c) of the Federal Deposit Insurance Act, as amended, with the Federal Deposit Insurance Corporation, and the expiration of the waiting period with respect thereto; (ii) The approval by the South Dakota Division of Banking of GWBI Bank’s Application, pursuant to South Dakota Codified Laws § 51A-2-16, and the expiration of the waiting period with respect thereto;
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Related to Regulation I

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • Regulation A means Regulation A of the Federal Reserve Board as in effect from time to time.

  • Regulations T, U and X” means Regulations T, U and X, respectively, of the Federal Reserve Board, and any successor regulations.

  • Regulations T, U and X means Regulations T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Regulation RR means Regulation RR (Credit Risk Retention) promulgated by the Securities and Exchange Commission to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act.

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • Market Abuse Regulation means the EU Market Abuse Regulation (596/2014).

  • Regulation T, U or X means Regulation T, U or X, respectively, of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • These regulations means 9VAC5-10 (General Definitions) through 9VAC5-80 (Permits for Stationary Sources).

  • Regulation G means Regulation G of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.