Regulatory audit definition

Regulatory audit is defined in the statute and means an audit of an eligible entity:
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Regulatory audit means the audit of a quality system is to demonstrate conformity with a quality system standard and the relevant regulatory requirements.
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Regulatory audit has the meaning set forth in Section 6.2 of Exhibit 2 (Legal Terms).
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Examples of Regulatory audit in a sentence

  • Customer must submit any requests for an onsite Regulatory Audit to its DocuSign account management representative, who will work with DocuSign’s internal teams to schedule such audit.

  • AREAS OF EXPERTISE CDBG-DR Programmatic Planning and Delivery Grant Acquisition FEMA HMGP Regulatory Audit Compliance Disaster Recovery Program Development 2 CFR 200 EDUCATION Master of Justice Administration, Norwich University Bachelor of Arts in Criminal Justice (Magna Cum Laude), University of Hartford WORK HISTORY XXXXX | 2019 – Present North Carolina Dept.

  • If a Regulatory Audit requires the equivalent of more than one business day of Personnel’s time to support such audit, DocuSign may, at its discretion, charge Customer an audit fee at DocuSign’s then-current rates, which will be made available to Customer upon request, for each day thereafter.

  • If a Regulatory Audit requires the equivalent of more than one business day of DocuSign Personnel’s time to support such audit, DocuSign may, at its discretion, charge Customer an audit fee at DocuSign’s then-current rates, which will be made to Customer upon request, for each day thereafter.

  • In connection with any Regulatory Audit or Security Audit, of the Provider , Provider will provide access to the Provider’s facilities, staff, agents and LEA’s Student Data and all records pertaining to the Provider, LEA and delivery of Services to the LEA as needed to fulfill the requests of such Regulatory or Security Audit..

  • Subpart A: Subpart A is (1) a manual index (which serves as a backup to the automated index described in subpart B) and (2) paper case file records consisting of: Criminal Investigative Files; Regulatory Audit and Investigatory Files; and General Investigative Files.

  • Records in the Regulatory Audit and Investigatory Files may include similar investigative reports regarding those individuals specifically identified under item C.

  • The appropriate field director, Regulatory Audit, will sign the waiver for CBP.

  • In connection with any Regulatory Audit or Security Audit, of the Provider , Provider will provide reasonable access to the Provider’s facilities, staff, agents and LEA’s Student Data and all records pertaining to the Provider, LEA and delivery of Services to the LEA as needed to fulfill the requests of such Regulatory or Security Audit.

  • Except as otherwise provided in paragraph (f) of this section, if the estimated or actual termination date of the audit passes without a CBP auditor providing a closing conference to explain the results of the audit, the person audited may petition in writing for a closing conference to the Executive Director, Regulatory Audit, Office of In- ternational Trade, Customs and Border Protection, Washington, DC 20229.


More Definitions of Regulatory audit

Regulatory audit shall have the meaning set forth in Section 16.1.
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Related to Regulatory audit

  • Regulatory Authority means, with respect to any national, supra-national, regional, state or local regulatory jurisdiction, any agency, department, bureau, commission, council or other governmental entity involved in the granting of a Regulatory Approval for such jurisdiction.

  • Regulatory Authorities means the Commissions and the Exchange;

  • Statutory Auditor means the auditor of a Company appointed under the provisions of the Companies Act, 1956 or under the provisions of any other applicable governing law;

  • Regulatory Filing means all applications, filings, submissions, approvals, licenses, registrations, permits, notifications and authorizations (or waivers) with respect to the testing, Development, manufacture or Commercialization of any Licensed Compound or Product made to or received from any Regulatory Authority in a given country, including any INDs and XXXx.

  • Regulatory Body means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate or investigate the matters dealt with in this Agreement or any other affairs of the Provider or the Department, including, without limitation Ofsted, the European Commission and the European Court of Auditors;

  • Regulatory Agencies The Office of the Comptroller of the Currency; the Board of Governors of the Federal Reserve System; the Federal Deposit Insurance Corporation; the Federal Housing Finance Agency; the Securities and Exchange Commission; and the Department of Housing and Urban Development.

  • Regulatory Filings means any submission to a Regulatory Authority of any appropriate regulatory application together with any related correspondence and documentation, and will include any submission to a regulatory advisory board, marketing authorization application, and any supplement or amendment thereto.

  • Regulatory Approval Application means any application submitted to an appropriate Regulatory Authority seeking any Regulatory Approval.

  • Insurance Regulatory Authority means, with respect to any Insurance Subsidiary, the insurance department or similar Governmental Authority charged with regulating insurance companies or insurance holding companies, in its jurisdiction of domicile and, to the extent that it has regulatory authority over such Insurance Subsidiary, in each other jurisdiction in which such Insurance Subsidiary conducts business or is licensed to conduct business.

  • Regulatory Bodies means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in the Contract or any other affairs of the Authority and “Regulatory Body” shall be construed accordingly.

  • Investigational Product means the Study Drug identified above and the control material, as further detailed in the Protocol;

  • FDA means the United States Food and Drug Administration.

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • national regulatory authority means the body or bodies charged by a Member State with any of the regulatory tasks assigned in this Directive and the Specific Directives;

  • Regulatory Agency means any federal or state agency charged with the supervision or regulation of depositary institutions or holding companies of depositary institutions, or engaged in the insurance of depositary institution deposits, or any court, administrative agency or commission or other authority, body or agency having supervisory or regulatory authority with respect to the Company or any of its subsidiaries.

  • Regulatory Approval means, with respect to a Product in any country or jurisdiction, any approval (including where required, pricing and reimbursement approvals), registration, license or authorization from a Regulatory Authority in a country or other jurisdiction that is necessary to market and sell such Product in such country or jurisdiction.